UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Newell Brands
NWL
$2.61B
| $22.9M | 0.03% |
833,881
+14,425
| +2% | +$384K |
|
|
BEAM
552
DELISTED
BEAM INC COM STK (DE)
BEAM
| $22.9M | 0.03% |
354,278
-7,345
| -2% | -$471K |
|
|
GPOR
553
DELISTED
Gulfport Energy Corp.
GPOR
| $22.9M | 0.03% |
355,499
+20,224
| +6% | +$1.13M |
|
554
VeriSign
VRSN
$27B
| $22.8M | 0.03% |
448,830
-23,502
| -5% | -$1.13M |
|
555
CGI
GIB
$15.4B
| $22.8M | 0.03% |
649,015
+9,950
| +2% | +$324K |
|
556
Molson Coors Class B
TAP
$7.93B
| $22.7M | 0.03% |
452,570
-1,382
| -0.3% | -$69.5K |
|
557
Fossil Group
FOSL
$360M
| $22.6M | 0.03% |
194,600
+56,811
| +41% | +$6.49M |
|
558
Electronic Arts
EA
$52.9B
| $22.5M | 0.03% |
881,609
-9,515
| -1% | -$247K |
|
559
CMS Energy
CMS
$22.5B
| $22.5M | 0.03% |
855,477
+19,123
| +2% | +$519K |
|
|
FRC
560
DELISTED
First Republic Bank
FRC
| $22.1M | 0.03% |
474,685
-7,518
| -2% | -$329K |
|
561
iShares MSCI Japan ETF
EWJ
$22.4B
| $21.9M | 0.03% |
458,659
+300,927
| +191% | +$13.9M |
|
562
Equifax
EFX
$20.8B
| $21.8M | 0.03% |
364,193
+22,624
| +7% | +$1.39M |
|
|
SJR
563
DELISTED
Shaw Communications Inc.
SJR
| $21.8M | 0.03% |
935,248
+17,283
| +2% | +$418K |
|
564
Affiliated Managers Group
AMG
$10.1B
| $21.8M | 0.03% |
119,150
-1,193
| -1% | -$212K |
|
|
IPG
565
DELISTED
Interpublic Group of Companies
IPG
| $21.7M | 0.03% |
1,264,429
-704,374
| -36% | -$11.4M |
|
566
CNX Resources
CNX
$5.27B
| $21.7M | 0.03% |
773,242
+14,411
| +2% | +$377K |
|
|
ARG
567
DELISTED
Airgas Inc
ARG
| $21.6M | 0.03% |
204,108
-5,206
| -2% | -$535K |
|
568
Microchip Technology
MCHP
$43.8B
| $21.6M | 0.03% |
1,073,202
-2,308
| -0.2% | -$45.7K |
|
569
HDFC Bank
HDB
$123B
| $21.3M | 0.03% |
2,773,480
-654,800
| -19% | -$5.38M |
|
570
O-I Glass
OI
$1.16B
| $21.3M | 0.03% |
710,919
-6,250
| -0.9% | -$186K |
|
571
F5
FFIV
$23.4B
| $21.3M | 0.03% |
248,453
+5,022
| +2% | +$427K |
|
572
L3Harris
LHX
$53.1B
| $21.3M | 0.03% |
359,033
-9,180
| -2% | -$511K |
|
573
Henry Schein
HSIC
$10.2B
| $21.2M | 0.03% |
522,192
-249
| -0% | -$10.1K |
|
574
Cincinnati Financial
CINF
$27.5B
| $21.2M | 0.03% |
449,511
+14,495
| +3% | +$692K |
|
575
Ashland
ASH
$3.31B
| $21.2M | 0.03% |
468,023
+14,725
| +3% | +$635K |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.