UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LLL
501
DELISTED
L3 Technologies, Inc.
LLL
| $36.1M | 0.04% |
303,335
+6,021
| +2% | +$683K |
|
|
EVHC
502
DELISTED
Envision Healthcare Holdings Inc
EVHC
| $36.1M | 0.04% |
347,315
+100,573
| +41% | +$10.7M |
|
503
Bunge Global
BG
$20.2B
| $36M | 0.04% |
427,118
-16,375
| -4% | -$1.32M |
|
504
NetEase
NTES
$84.2B
| $36M | 0.04% |
2,098,500
+842,500
| +67% | +$14.3M |
|
505
Ryanair
RYAAY
$31.1B
| $35.9M | 0.04% |
1,552,115
-716,396
| -32% | -$16M |
|
506
CarMax
KMX
$8.29B
| $35.9M | 0.04% |
771,823
+7,254
| +0.9% | +$372K |
|
|
SBNY
507
DELISTED
Signature Bank
SBNY
| $35.8M | 0.04% |
319,338
+3,806
| +1% | +$448K |
|
508
GameStop
GME
$8.62B
| $35.6M | 0.04% |
3,455,044
+1,840
| +0.1% | +$19.6K |
|
509
Teradata
TDC
$3.24B
| $35.1M | 0.03% |
837,168
+17,119
| +2% | +$737K |
|
|
PETM
510
DELISTED
PETSMART INC
PETM
| $35.1M | 0.03% |
500,486
-50,289
| -9% | -$3.5M |
|
511
Travel + Leisure Co
TNL
$4.72B
| $35.1M | 0.03% |
955,859
+22,941
| +2% | +$816K |
|
512
Helmerich & Payne
HP
$3.41B
| $35M | 0.03% |
357,743
-108,969
| -23% | -$11.6M |
|
|
SJR
513
DELISTED
Shaw Communications Inc.
SJR
| $35M | 0.03% |
1,423,264
+381,369
| +37% | +$9.62M |
|
514
Tyson Foods
TSN
$21B
| $34.9M | 0.03% |
887,615
-192,193
| -18% | -$7.35M |
|
515
Microchip Technology
MCHP
$43.8B
| $34.6M | 0.03% |
1,463,400
+15,312
| +1% | +$366K |
|
516
Arch Capital
ACGL
$34.5B
| $34.5M | 0.03% |
1,890,990
-16,170
| -0.8% | -$298K |
|
517
W.R. Berkley
WRB
$26.8B
| $34.5M | 0.03% |
2,433,767
+658,422
| +37% | +$9.14M |
|
518
Celanese
CE
$4.81B
| $34.3M | 0.03% |
585,667
+22,605
| +4% | +$1.39M |
|
519
TripAdvisor
TRIP
$1.69B
| $34.3M | 0.03% |
374,741
+5,562
| +2% | +$551K |
|
520
Globe Life
GL
$14.3B
| $33.8M | 0.03% |
646,039
+36,172
| +6% | +$1.95M |
|
521
Teva Pharmaceuticals
TEVA
$40.1B
| $33.5M | 0.03% |
623,986
-192,554
| -24% | -$10.2M |
|
|
WLL
522
DELISTED
Whiting Petroleum Corporation
WLL
| $33.3M | 0.03% |
1,433
+46
| +3% | +$1.17M |
|
|
PBCT
523
DELISTED
People's United Financial Inc
PBCT
| $33.3M | 0.03% |
2,302,572
+113,942
| +5% | +$1.69M |
|
524
Affiliated Managers Group
AMG
$10.1B
| $33.2M | 0.03% |
165,816
+2,594
| +2% | +$529K |
|
525
Lexicon Pharmaceuticals
LXRX
$1.03B
| $33.1M | 0.03% |
3,354,168
+571,580
| +21% | +$6.1M |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.