UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
SBA Communications
SBAC
$19B
| $27M | 0.03% |
336,004
-4,468
| -1% | -$339K |
|
502
Akamai
AKAM
$17.1B
| $27M | 0.03% |
522,280
+5,367
| +1% | +$253K |
|
503
Hasbro
HAS
$12.9B
| $26.8M | 0.03% |
568,937
+21,689
| +4% | +$1.01M |
|
504
Artisan Partners
APAM
$2.99B
| $26.8M | 0.03% |
510,900
| – | – |
|
505
Tesla
TSLA
$1.29T
| $26.6M | 0.03% |
2,064,585
+1,541,595
| +295% | +$15.3M |
|
506
New Oriental
EDU
$9.4B
| $26.5M | 0.03% |
1,063,400
-101,300
| -9% | -$2.31M |
|
|
AVP
507
DELISTED
Avon Products, Inc.
AVP
| $26.4M | 0.03% |
1,283,867
+24,179
| +2% | +$518K |
|
|
FLG
508
Flagstar Bank National Association
FLG
$5.93B
| $26.2M | 0.03% |
579,056
+186,272
| +47% | +$8.37M |
|
509
BP
BP
$109B
| $26.2M | 0.03% |
762,662
+227,459
| +42% | +$7.8M |
|
510
Innoviva
INVA
$1.53B
| $26.2M | 0.03% |
794,112
+99,652
| +14% | +$3.1M |
|
511
Synopsys
SNPS
$75.1B
| $25.9M | 0.03% |
687,491
-9,329
| -1% | -$346K |
|
512
AES
AES
$10.5B
| $25.7M | 0.03% |
1,932,615
+16,673
| +0.9% | +$214K |
|
513
Unum
UNM
$14.3B
| $25.5M | 0.03% |
837,411
+4,847
| +0.6% | +$149K |
|
514
GameStop
GME
$8.62B
| $25.5M | 0.03% |
2,050,876
+107,008
| +6% | +$1.28M |
|
|
LLL
515
DELISTED
L3 Technologies, Inc.
LLL
| $25.4M | 0.03% |
269,241
+2,310
| +0.9% | +$213K |
|
516
iShares Russell 1000 Growth ETF
IWF
$127B
| $25.4M | 0.03% |
1,300,060
-276,884
| -18% | -$5.3M |
|
517
Polaris
PII
$4.02B
| $25.3M | 0.03% |
195,748
-30,271
| -13% | -$3.4M |
|
|
PBCT
518
DELISTED
People's United Financial Inc
PBCT
| $25.1M | 0.03% |
1,746,306
+88,927
| +5% | +$1.32M |
|
|
SOHU
519
Sohu.com
SOHU
$364M
| $25.1M | 0.03% |
+318,400
| New | +$20.9M |
|
520
Rayonier
RYN
$6.48B
| $24.9M | 0.03% |
661,584
+21,011
| +3% | +$805K |
|
521
American Water Works
AWK
$26.1B
| $24.7M | 0.03% |
597,606
+41,110
| +7% | +$1.7M |
|
522
Nabors Industries
NBR
$1.25B
| $24.7M | 0.03% |
30,715
+12,204
| +66% | +$9.59M |
|
|
GRMN
523
Garmin
GRMN
$58.8B
| $24.6M | 0.03% |
545,225
+211,398
| +63% | +$8.4M |
|
524
Tractor Supply
TSCO
$17.4B
| $24.6M | 0.03% |
1,827,775
+147,735
| +9% | +$1.82M |
|
|
MXIM
525
DELISTED
Maxim Integrated Products
MXIM
| $24.5M | 0.03% |
823,590
+122,188
| +17% | +$3.48M |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.