UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Cincinnati Financial
CINF
$27.5B
| $33.1M | 0.04% |
439,274
-5,313
| -1% | -$402K |
|
477
iShares MSCI Japan ETF
EWJ
$22.5B
| $33.1M | 0.04% |
659,366
-25,224
| -4% | -$1.23M |
|
478
Trip.com Group
TCOM
$29.1B
| $32.6M | 0.04% |
699,830
+86,325
| +14% | +$3.84M |
|
479
Dover
DOV
$28.4B
| $32.5M | 0.04% |
546,903
+5,956
| +1% | +$345K |
|
|
TWTR
480
DELISTED
Twitter, Inc.
TWTR
| $32.4M | 0.03% |
1,403,503
-20,814
| -1% | -$392K |
|
481
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| – | – |
0
| – | – |
|
482
Seagate
STX
$193B
| $32.2M | 0.03% |
836,258
+18,624
| +2% | +$605K |
|
|
ANSS
483
DELISTED
Ansys
ANSS
| $32.2M | 0.03% |
348,062
-7,870
| -2% | -$733K |
|
484
Ally Financial
ALLY
$13.4B
| $32.2M | 0.03% |
1,653,132
+177,332
| +12% | +$3.29M |
|
485
Brixmor Property Group
BRX
$9.25B
| $32.2M | 0.03% |
1,157,785
+548,777
| +90% | +$15.3M |
|
486
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
| – | – |
0
| – | – |
|
487
Extra Space Storage
EXR
$31.6B
| $31.6M | 0.03% |
398,357
+10,159
| +3% | +$857K |
|
488
NetApp
NTAP
$37.6B
| $31.5M | 0.03% |
880,420
+103,235
| +13% | +$3.15M |
|
489
Robert Half
RHI
$4.16B
| $31.4M | 0.03% |
830,291
+20,230
| +2% | +$771K |
|
|
DRE
490
DELISTED
Duke Realty Corp.
DRE
| $31.4M | 0.03% |
1,149,479
+48,892
| +4% | +$1.35M |
|
|
LVLT
491
DELISTED
Level 3 Communications Inc
LVLT
| $31.4M | 0.03% |
676,069
-11,210
| -2% | -$567K |
|
492
Martin Marietta Materials
MLM
$32.3B
| $31.3M | 0.03% |
174,749
+2,036
| +1% | +$389K |
|
|
GPOR
493
DELISTED
Gulfport Energy Corp.
GPOR
| $31.3M | 0.03% |
1,106,596
+160,334
| +17% | +$4.57M |
|
494
Zurn Elkay Water Solutions
ZWS
$8.6B
| $31.2M | 0.03% |
3,029,449
+2,853,234
| +1,619% | +$28.9M |
|
495
PVH
PVH
$3.99B
| $31.1M | 0.03% |
281,597
-13,753
| -5% | -$1.42M |
|
|
XEC
496
DELISTED
CIMAREX ENERGY CO
XEC
| $31.1M | 0.03% |
231,499
+6,896
| +3% | +$865K |
|
|
MDR
497
DELISTED
McDermott International
MDR
| $30.7M | 0.03% |
2,045,079
-236,864
| -10% | -$3.54M |
|
498
Berkshire Hathaway Class A
BRK.A
$1.13T
| $30.7M | 0.03% |
142
| – | – |
|
|
WRK
499
DELISTED
WestRock Company
WRK
| $30.7M | 0.03% |
632,908
+7,876
| +1% | +$352K |
|
500
L3Harris
LHX
$53.9B
| $30.5M | 0.03% |
333,182
+8,289
| +3% | +$736K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.