UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
CMS Energy
CMS
$22.3B
| $38.4M | 0.04% |
1,293,205
+283,684
| +28% | +$8.47M |
|
477
F5
FFIV
$23.5B
| $38.2M | 0.04% |
322,034
+9,284
| +3% | +$1.09M |
|
478
PVH
PVH
$3.99B
| $38.1M | 0.04% |
314,275
+53,749
| +21% | +$6.3M |
|
479
Berkshire Hathaway Class A
BRK.A
$1.13T
| $38.1M | 0.04% |
184
| – | – |
|
480
Realty Income
O
$58.2B
| $38.1M | 0.04% |
963,150
+480
| +0% | +$20.5K |
|
481
lululemon athletica
LULU
$14.2B
| $38M | 0.04% |
904,450
+1,245
| +0.1% | +$50.1K |
|
482
iShares MSCI Japan ETF
EWJ
$22.5B
| $37.9M | 0.04% |
806,035
+160,692
| +25% | +$7.68M |
|
483
Wheaton Precious Metals
WPM
$56.9B
| $37.7M | 0.04% |
1,888,051
+225,804
| +14% | +$5.62M |
|
|
QIHU
484
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
| $37.7M | 0.04% |
559,350
+34,400
| +7% | +$3.07M |
|
485
Televisa
TV
$1.5B
| $37.7M | 0.04% |
1,112,844
-412,041
| -27% | -$14.7M |
|
486
Puma Biotechnology
PBYI
$413M
| $37.1M | 0.04% |
155,600
+8,200
| +6% | +$1.68M |
|
487
Nabors Industries
NBR
$1.23B
| $37.1M | 0.04% |
32,611
+1,418
| +5% | +$1.89M |
|
488
Eastman Chemical
EMN
$8.4B
| $37.1M | 0.04% |
458,387
+15,997
| +4% | +$1.34M |
|
489
Annaly Capital Management
NLY
$17.1B
| $37M | 0.04% |
865,445
+828
| +0.1% | +$37.8K |
|
|
WIN
490
DELISTED
Windstream Holdings Inc
WIN
| $36.9M | 0.04% |
436,573
-42,757
| -9% | -$3.66M |
|
491
AES
AES
$10.5B
| $36.8M | 0.04% |
2,597,894
+67,896
| +3% | +$1.01M |
|
492
Under Armour
UAA
$2.73B
| $36.5M | 0.04% |
1,056,192
+118,024
| +13% | +$3.94M |
|
|
DISH
493
DELISTED
DISH Network Corp.
DISH
| $36.5M | 0.04% |
564,845
+3,233
| +0.6% | +$209K |
|
494
Mattel
MAT
$4.21B
| $36.4M | 0.04% |
1,186,925
-276,659
| -19% | -$9.79M |
|
|
JCP
495
DELISTED
J.C. Penney Company, Inc.
JCP
| $36.3M | 0.04% |
3,616,378
-182,717
| -5% | -$1.79M |
|
496
iShares MSCI EAFE ETF
EFA
$79.4B
| $36.3M | 0.04% |
565,902
+49,875
| +10% | +$3.33M |
|
|
COL
497
DELISTED
Rockwell Collins
COL
| $36.2M | 0.04% |
461,764
+7,945
| +2% | +$611K |
|
|
TFCF
498
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
| $36.2M | 0.04% |
1,085,992
+12,426
| +1% | +$419K |
|
|
QVCGA
499
DELISTED
QVC Group Inc Series A
QVCGA
| $36.2M | 0.04% |
30,867
-51
| -0.2% | -$60.3K |
|
|
PDCE
500
DELISTED
PDC Energy, Inc.
PDCE
| $36.1M | 0.04% |
718,298
-10,325
| -1% | -$582K |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.