UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AGU
451
DELISTED
Agrium
AGU
| $32M | 0.04% |
380,328
-47,247
| -11% | -$4.14M |
|
452
Arch Capital
ACGL
$33.9B
| $31.8M | 0.04% |
1,763,640
-50,472
| -3% | -$903K |
|
453
SL Green Realty
SLG
$3.97B
| $31.8M | 0.04% |
369,743
-52,253
| -12% | -$4.55M |
|
|
JNPR
454
DELISTED
Juniper Networks
JNPR
| $31.8M | 0.04% |
1,599,639
+25,486
| +2% | +$525K |
|
455
Ovintiv
OVV
$16.8B
| $31.7M | 0.04% |
366,408
+580
| +0.2% | +$50.5K |
|
|
PCYC
456
DELISTED
PHARMACYCLICS INC
PCYC
| $31.7M | 0.04% |
228,964
+3,700
| +2% | +$411K |
|
457
Bunge Global
BG
$20.5B
| $31.7M | 0.04% |
417,275
-505
| -0.1% | -$38.3K |
|
|
SAVE
458
DELISTED
Spirit Airlines, Inc.
SAVE
| $31.6M | 0.04% |
921,091
-2,640,902
| -74% | -$87.4M |
|
|
VAR
459
DELISTED
Varian Medical Systems, Inc.
VAR
| $31.4M | 0.04% |
478,614
+53,487
| +13% | +$3.39M |
|
|
CMA
460
DELISTED
Comerica
CMA
| $31.4M | 0.04% |
797,500
+13,512
| +2% | +$561K |
|
461
W.R. Berkley
WRB
$26.5B
| $31M | 0.04% |
2,441,563
+72,920
| +3% | +$915K |
|
|
DNB
462
DELISTED
Dun & Bradstreet
DNB
| $30.8M | 0.04% |
296,599
+17,448
| +6% | +$1.81M |
|
|
XEC
463
DELISTED
CIMAREX ENERGY CO
XEC
| $30.7M | 0.04% |
318,874
-3,033
| -0.9% | -$246K |
|
464
Imperial Oil
IMO
$61.6B
| $30.6M | 0.04% |
694,456
-5,702
| -0.8% | -$239K |
|
465
Alcoa
AA
$12.4B
| $30.6M | 0.04% |
1,565,819
+12,856
| +0.8% | +$249K |
|
|
SIAL
466
DELISTED
SIGMA - ALDRICH CORP
SIAL
| $30.5M | 0.04% |
358,087
+17,203
| +5% | +$1.45M |
|
467
Marriott International
MAR
$90B
| $30.5M | 0.04% |
725,978
-3,347
| -0.5% | -$139K |
|
468
Berkshire Hathaway Class A
BRK.A
$1.11T
| $30.5M | 0.04% |
179
-8
| -4% | -$1.38M |
|
|
LLTC
469
DELISTED
Linear Technology Corp
LLTC
| $30.4M | 0.04% |
766,879
+105,584
| +16% | +$4.17M |
|
|
NYX
470
DELISTED
NYSE EURONEXT INC
NYX
| $30.4M | 0.04% |
724,298
-4,682
| -0.6% | -$196K |
|
|
RKT
471
DELISTED
ROCK-TENN COMPANY CL-A
RKT
| $30.4M | 0.04% |
599,988
+18,144
| +3% | +$1.01M |
|
472
NVIDIA
NVDA
$5.13T
| $30.4M | 0.04% |
78,054,440
+8,642,280
| +12% | +$3.21M |
|
|
ARUN
473
DELISTED
ARUBA NETWORKS, INC.
ARUN
| $30.3M | 0.04% |
1,820,748
-358,752
| -16% | -$6.26M |
|
|
JWN
474
DELISTED
Nordstrom
JWN
| $30.2M | 0.04% |
537,875
+36,986
| +7% | +$2.19M |
|
|
ARIA
475
DELISTED
Ariad Pharmaceuticals Inc
ARIA
| $29.9M | 0.04% |
1,627,038
+316,301
| +24% | +$6.14M |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.