UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
XEC
426
DELISTED
CIMAREX ENERGY CO
XEC
| $44.7M | 0.04% |
353,131
-27,158
| -7% | -$3.76M |
|
427
Electronic Arts
EA
$53B
| $44.6M | 0.04% |
1,253,026
+163,509
| +15% | +$5.96M |
|
428
Ball Corp
BALL
$16.9B
| $44.4M | 0.04% |
1,403,924
+355,056
| +34% | +$11.3M |
|
429
Everest Group
EG
$14.2B
| $44.4M | 0.04% |
274,020
-18,212
| -6% | -$2.95M |
|
|
SWN
430
DELISTED
Southwestern Energy Company
SWN
| $43.7M | 0.04% |
1,250,624
+29,226
| +2% | +$1.17M |
|
|
WX
431
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
| $43.6M | 0.04% |
1,246,000
-65,600
| -5% | -$2.25M |
|
432
McCormick & Company Non-Voting
MKC
$14B
| $43.6M | 0.04% |
1,302,662
+3,824
| +0.3% | +$132K |
|
433
Flowserve
FLS
$10.2B
| $43.5M | 0.04% |
617,020
+39,682
| +7% | +$2.94M |
|
434
Trip.com Group
TCOM
$29.6B
| $43.5M | 0.04% |
1,532,308
-1,595,720
| -51% | -$50.6M |
|
435
TechnipFMC
FTI
$27.4B
| $43.5M | 0.04% |
1,075,868
+11,986
| +1% | +$529K |
|
|
FSL
436
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
| $43.1M | 0.04% |
2,206,241
+537,727
| +32% | +$11.5M |
|
|
KSU
437
DELISTED
Kansas City Southern
KSU
| $43M | 0.04% |
354,831
+13,597
| +4% | +$1.55M |
|
438
Alkermes
ALKS
$8.29B
| $43M | 0.04% |
1,002,689
+104,000
| +12% | +$4.66M |
|
|
XL
439
DELISTED
XL Group Ltd.
XL
| $42.7M | 0.04% |
1,287,888
+46,653
| +4% | +$1.56M |
|
440
Pembina Pipeline
PBA
$28.2B
| $42.7M | 0.04% |
1,011,275
+196,000
| +24% | +$8.64M |
|
441
J.M. Smucker
SJM
$12.7B
| $42.6M | 0.04% |
430,542
-73,917
| -15% | -$7.58M |
|
442
Imperial Oil
IMO
$61.7B
| $42.5M | 0.04% |
898,691
+175,369
| +24% | +$9.01M |
|
443
NVIDIA
NVDA
$5.15T
| $42.4M | 0.04% |
91,844,560
-20,383,640
| -18% | -$9.6M |
|
444
SL Green Realty
SLG
$3.97B
| $42.1M | 0.04% |
428,749
-11,566
| -3% | -$1.21M |
|
445
International Flavors & Fragrances
IFF
$20.6B
| $42M | 0.04% |
438,067
+15,839
| +4% | +$1.6M |
|
446
Range Resources
RRC
$9.29B
| $41.8M | 0.04% |
617,034
+19,414
| +3% | +$1.48M |
|
447
Constellation Brands
STZ
$22.4B
| $41.7M | 0.04% |
478,595
+50,469
| +12% | +$4.39M |
|
448
SBA Communications
SBAC
$19.8B
| $41.6M | 0.04% |
374,920
+464
| +0.1% | +$50.1K |
|
|
XLNX
449
DELISTED
Xilinx Inc
XLNX
| $41.6M | 0.04% |
981,339
-882,627
| -47% | -$38.6M |
|
450
KeyCorp
KEY
$24.9B
| $41.3M | 0.04% |
3,098,438
-47,525
| -2% | -$650K |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.