UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$161M |
| 2 |
WRK
WestRock Company
WRK
|
+$141M |
| 3 |
Kraft Heinz
KHC
|
+$132M |
| 4 |
TripAdvisor
TRIP
|
+$117M |
| 5 |
BXLT
BAXALTA INC COM STK (DE)
BXLT
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$1.82B |
| 2 |
Apple
AAPL
|
+$423M |
| 3 |
eBay
EBAY
|
+$213M |
| 4 |
Regeneron Pharmaceuticals
REGN
|
+$178M |
| 5 |
Booking.com
BKNG
|
+$173M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.43% |
| 2 | Financials | 14.86% |
| 3 | Technology | 14.39% |
| 4 | Consumer Discretionary | 9.86% |
| 5 | Industrials | 8.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NLSN
401
DELISTED
Nielsen Holdings plc
NLSN
| $44.1M | 0.05% |
+991,217
| New | +$45.8M |
|
402
Equinix
EQIX
$104B
| $43.2M | 0.05% |
158,146
-8,071
| -5% | -$2.21M |
|
403
Regions Financial
RF
$27.3B
| $43.1M | 0.05% |
4,782,337
-432,142
| -8% | -$4.27M |
|
|
RHT
404
DELISTED
Red Hat Inc
RHT
| $43.1M | 0.05% |
599,103
-76,461
| -11% | -$5.75M |
|
405
J.M. Smucker
SJM
$12.7B
| $43M | 0.05% |
377,266
-16,207
| -4% | -$1.81M |
|
406
Nucor
NUE
$62.4B
| $42.7M | 0.05% |
1,138,082
-40,525
| -3% | -$1.74M |
|
407
Ryanair
RYAAY
$31.8B
| $42.3M | 0.05% |
1,315,302
+9,399
| +0.7% | +$291K |
|
408
Whirlpool
WHR
$3B
| $42.2M | 0.05% |
286,516
-14,244
| -5% | -$2.41M |
|
409
Alibaba
BABA
$308B
| $42.1M | 0.05% |
713,800
-241,750
| -25% | -$17.6M |
|
410
Principal Financial Group
PFG
$24.4B
| $42M | 0.05% |
887,836
-85,753
| -9% | -$4.44M |
|
411
Advance Auto Parts
AAP
$3.58B
| $42M | 0.05% |
221,423
+25,847
| +13% | +$4.48M |
|
|
MJN
412
DELISTED
Mead Johnson Nutrition Company
MJN
| $41.7M | 0.05% |
592,776
-65,042
| -10% | -$5.35M |
|
413
Marriott International
MAR
$93.4B
| $41.6M | 0.05% |
609,313
-118,485
| -16% | -$8.56M |
|
414
International Flavors & Fragrances
IFF
$22.3B
| $41.5M | 0.05% |
401,438
-61,332
| -13% | -$6.77M |
|
|
PDCE
415
DELISTED
PDC Energy, Inc.
PDCE
| $41.2M | 0.05% |
777,250
-84,091
| -10% | -$4.31M |
|
416
Qorvo
QRVO
$8.36B
| $41.1M | 0.05% |
912,250
+120,670
| +15% | +$7.28M |
|
417
Lam Research
LRCX
$392B
| $41M | 0.05% |
6,282,580
-478,800
| -7% | -$3.51M |
|
418
W.R. Berkley
WRB
$26.6B
| $41M | 0.05% |
2,547,484
+1,048,461
| +70% | +$17.2M |
|
419
Ameren
AEE
$30B
| $41M | 0.05% |
969,983
-63,632
| -6% | -$2.56M |
|
420
Herc Holdings
HRI
$5.67B
| $40.9M | 0.05% |
815,108
-324,652
| -28% | -$17M |
|
421
Republic Services
RSG
$63.3B
| $40.8M | 0.05% |
990,609
-193,206
| -16% | -$7.96M |
|
|
CTXS
422
DELISTED
Citrix Systems Inc
CTXS
| $40.8M | 0.05% |
739,737
-32,319
| -4% | -$1.84M |
|
423
Vanguard Russell 2000 ETF
VTWO
$17.9B
| $40.4M | 0.04% |
922,012
+44,392
| +5% | +$2.12M |
|
424
Ionis Pharmaceuticals
IONS
$9.02B
| $40M | 0.04% |
990,262
+4,631
| +0.5% | +$240K |
|
425
UDR
UDR
$12.4B
| $40M | 0.04% |
1,160,736
+23,522
| +2% | +$784K |
|
Similar funds
UBS AM's Q3 2015 Portfolio in Review
As of Q3 2015, UBS AM held 2,756 positions worth $90.7B, down 13% from $104B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $7.76B in Q3 2015, closing 90 positions and reducing 746 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $1.82B position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Financials and Technology.
Against the trend, UBS AM opened a new position in PayPal worth $139M.
- UBS AM's largest Q3 2015 buy was PayPal: 4,485,916 shares worth $139M.
- UBS AM added most to TripAdvisor in Q3 2015, an estimated $117M increase.
- UBS AM's biggest Q3 2015 reduction was Apple, cutting an estimated $423M.
- UBS AM fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.82B.
- UBS AM's ten largest holdings make up 14% of its $90.7B portfolio in Q3 2015.
- UBS AM opened 55 new positions and closed 90 in Q3 2015.
- UBS AM's portfolio value fell 13% quarter-over-quarter to $90.7B.
Based on UBS AM's 13F filing for Q3 2015, filed 29 Oct 2015.