UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Clorox
CLX
$12.6B
| $37.6M | 0.05% |
459,875
+5,179
| +1% | +$437K |
|
402
Republic Services
RSG
$64.1B
| $37.6M | 0.05% |
1,126,491
-15,649
| -1% | -$532K |
|
403
McCormick & Company Non-Voting
MKC
$14B
| $37.2M | 0.05% |
1,150,996
-16,188
| -1% | -$568K |
|
404
Amphenol
APH
$211B
| $37.2M | 0.05% |
3,848,184
+158,952
| +4% | +$1.55M |
|
405
FMC
FMC
$1.3B
| $37M | 0.05% |
595,556
-11,404
| -2% | -$655K |
|
|
LIFE
406
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
| $37M | 0.05% |
494,134
-84,298
| -15% | -$6.29M |
|
407
Federal Realty Investment Trust
FRT
$10.6B
| $36.8M | 0.05% |
362,591
-91,430
| -20% | -$9.36M |
|
408
Chipotle Mexican Grill
CMG
$43B
| $36.8M | 0.05% |
4,289,650
-10,750
| -0.2% | -$86.9K |
|
409
LKQ Corp
LKQ
$6.16B
| $36.5M | 0.05% |
1,145,445
+23,403
| +2% | +$676K |
|
410
Labcorp
LH
$25.3B
| $36.3M | 0.04% |
425,959
-1,620
| -0.4% | -$136K |
|
|
CSC
411
DELISTED
Computer Sciences
CSC
| $36.1M | 0.04% |
1,656,095
-20,688
| -1% | -$435K |
|
412
Intercontinental Exchange
ICE
$83.7B
| $36.1M | 0.04% |
995,100
-55,945
| -5% | -$2.03M |
|
413
Northern Trust
NTRS
$33.5B
| $36M | 0.04% |
662,682
+2,262
| +0.3% | +$130K |
|
414
DTE Energy
DTE
$29.5B
| $35.9M | 0.04% |
638,792
-10,396
| -2% | -$603K |
|
415
Quest Diagnostics
DGX
$25.9B
| $35.8M | 0.04% |
579,038
+66,701
| +13% | +$3.99M |
|
|
JCP
416
DELISTED
J.C. Penney Company, Inc.
JCP
| $35.7M | 0.04% |
4,052,497
+3,557,828
| +719% | +$50.7M |
|
417
Verisk Analytics
VRSK
$25.1B
| $35.7M | 0.04% |
550,122
+2,379
| +0.4% | +$150K |
|
418
C.H. Robinson
CHRW
$18.1B
| $35.3M | 0.04% |
591,867
+25,706
| +5% | +$1.51M |
|
419
Everest Group
EG
$14.2B
| $35.2M | 0.04% |
242,132
+12,895
| +6% | +$1.75M |
|
420
Commercial Metals
CMC
$8.07B
| $35.2M | 0.04% |
2,076,064
-322,334
| -13% | -$5.05M |
|
421
Entergy
ETR
$50.9B
| $35M | 0.04% |
1,107,392
+12,344
| +1% | +$410K |
|
|
TFCF
422
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
| $35M | 0.04% |
+1,047,380
| New | +$33M |
|
423
DaVita
DVA
$14.6B
| $34.9M | 0.04% |
613,593
+1,347
| +0.2% | +$77.2K |
|
424
Fluor
FLR
$7.2B
| $34.6M | 0.04% |
488,140
-163
| -0% | -$10.6K |
|
425
Range Resources
RRC
$9.29B
| $34.6M | 0.04% |
456,098
+5,486
| +1% | +$428K |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.