UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class A
GOOGL
|
+$1.23B |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$963M |
| 3 |
Synchrony
SYF
|
+$204M |
| 4 |
Perrigo
PRGO
|
+$151M |
| 5 |
Cooper Companies
COO
|
+$147M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$763M |
| 2 |
Visa
V
|
+$227M |
| 3 |
ExxonMobil
XOM
|
+$181M |
| 4 |
GE Aerospace
GE
|
+$176M |
| 5 |
LNKD
LinkedIn Corporation
LNKD
|
+$151M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.88% |
| 2 | Financials | 14.42% |
| 3 | Technology | 14.04% |
| 4 | Consumer Discretionary | 10.24% |
| 5 | Communication Services | 8.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Lear
LEA
$6.21B
| $44.9M | 0.05% |
365,859
+150,394
| +70% | +$18.3M |
|
377
Kohl's
KSS
$2.28B
| $44.5M | 0.05% |
934,782
-82,636
| -8% | -$3.82M |
|
378
Southwest Airlines
LUV
$23.8B
| $44.5M | 0.05% |
1,033,586
+229,981
| +29% | +$10.2M |
|
379
Dollar Tree
DLTR
$25.1B
| $44.3M | 0.05% |
573,727
-135,513
| -19% | -$9.48M |
|
380
Amphenol
APH
$211B
| $44.2M | 0.05% |
3,386,316
-601,472
| -15% | -$8.04M |
|
381
Omnicom Group
OMC
$22.4B
| $44.1M | 0.05% |
582,940
-405,144
| -41% | -$29.8M |
|
382
Macerich
MAC
$7.26B
| $43.9M | 0.05% |
543,856
-35,484
| -6% | -$2.85M |
|
|
PXD
383
DELISTED
Pioneer Natural Resource Co.
PXD
| $43.8M | 0.05% |
349,695
-67,184
| -16% | -$9.23M |
|
384
Roper Technologies
ROP
$38.8B
| $43.8M | 0.05% |
230,969
-51,626
| -18% | -$9.46M |
|
385
Entergy
ETR
$50.8B
| $43.7M | 0.05% |
1,278,290
-499,184
| -28% | -$16.8M |
|
386
GameStop
GME
$8.62B
| $43.7M | 0.05% |
6,230,508
+1,487,284
| +31% | +$14.4M |
|
387
Williams Companies
WMB
$87.5B
| $43.5M | 0.05% |
1,692,158
-321,778
| -16% | -$11.2M |
|
388
DTE Energy
DTE
$29.5B
| $43.5M | 0.05% |
637,171
-109,430
| -15% | -$7.53M |
|
|
JNPR
389
DELISTED
Juniper Networks
JNPR
| $43.3M | 0.05% |
1,569,564
-380,149
| -19% | -$11.3M |
|
390
Dolby
DLB
$5.73B
| $43.1M | 0.05% |
1,281,768
+247,193
| +24% | +$8.49M |
|
|
PDCE
391
DELISTED
PDC Energy, Inc.
PDCE
| $43M | 0.05% |
805,178
+27,928
| +4% | +$1.61M |
|
|
SNDK
392
DELISTED
SANDISK CORP
SNDK
| $42.9M | 0.05% |
565,107
-538,295
| -49% | -$39.4M |
|
393
Annaly Capital Management
NLY
$17.1B
| $42.2M | 0.05% |
1,123,929
-100,334
| -8% | -$3.91M |
|
394
Stanley Black & Decker
SWK
$15.5B
| $42.1M | 0.05% |
394,540
-80,151
| -17% | -$8.45M |
|
|
CERN
395
DELISTED
Cerner Corp
CERN
| $42.1M | 0.05% |
699,444
-161,854
| -19% | -$9.95M |
|
396
FirstEnergy
FE
$27.9B
| $42M | 0.05% |
1,322,338
-217,314
| -14% | -$6.83M |
|
397
Hershey
HSY
$36B
| $41.9M | 0.05% |
469,886
-80,819
| -15% | -$7.25M |
|
398
Edwards Lifesciences
EW
$51.6B
| $41.9M | 0.05% |
1,592,187
-334,287
| -17% | -$8.68M |
|
399
Macy's
M
$6.89B
| $41.8M | 0.05% |
1,194,866
-546,660
| -31% | -$23.7M |
|
400
Tyson Foods
TSN
$20.7B
| $41.8M | 0.05% |
783,693
-29,799
| -4% | -$1.43M |
|
Similar funds
UBS AM's Q4 2015 Portfolio in Review
As of Q4 2015, UBS AM held 2,799 positions worth $87.7B, down 3.2% from $90.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $9.78B in Q4 2015, closing 103 positions and reducing 997 holdings. Its most notable exit was COMCAST CORP SPL A (NEW), an estimated $67.4M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Financials and Technology.
Against the trend, UBS AM opened a new position in Alphabet (Google) Class A worth $1.29B.
- UBS AM's largest Q4 2015 buy was Alphabet (Google) Class A: 33,192,720 shares worth $1.29B.
- UBS AM added most to Synchrony in Q4 2015, an estimated $204M increase.
- UBS AM's biggest Q4 2015 reduction was Apple, cutting an estimated $763M.
- UBS AM fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $67.4M.
- UBS AM's ten largest holdings make up 14% of its $87.7B portfolio in Q4 2015.
- UBS AM opened 130 new positions and closed 103 in Q4 2015.
- UBS AM's portfolio value fell 3.2% quarter-over-quarter to $87.7B.
Based on UBS AM's 13F filing for Q4 2015, filed 12 Feb 2016.