UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Synchrony
SYF
$25.6B
| $96.9M | 0.05% |
3,703,806
-818,707
| -18% | -$19.9M |
|
|
KSU
352
DELISTED
Kansas City Southern
KSU
| $96.3M | 0.05% |
532,458
-1,286
| -0.2% | -$223K |
|
|
TIF
353
DELISTED
Tiffany & Co.
TIF
| $96.1M | 0.05% |
829,136
-68,232
| -8% | -$8.29M |
|
354
Carrier Global
CARR
$52.8B
| $95.8M | 0.05% |
3,138,118
+102,769
| +3% | +$2.91M |
|
355
Corning
GLW
$143B
| $95.7M | 0.05% |
2,953,275
-82,178
| -3% | -$2.54M |
|
356
Marathon Petroleum
MPC
$83.7B
| $95.2M | 0.05% |
3,244,127
+1,039,975
| +47% | +$36.5M |
|
357
MarketAxess Holdings
MKTX
$5.72B
| $93.8M | 0.05% |
194,770
+10,708
| +6% | +$5.29M |
|
358
Boston Properties
BXP
$11.1B
| $93.5M | 0.05% |
1,164,156
+53,870
| +5% | +$4.7M |
|
359
CBRE Group
CBRE
$42.9B
| $93.1M | 0.05% |
1,981,084
+31,823
| +2% | +$1.45M |
|
360
Stanley Black & Decker
SWK
$15.7B
| $92.5M | 0.05% |
570,497
+39,180
| +7% | +$6.1M |
|
361
Blackstone
BX
$110B
| $92.5M | 0.05% |
1,771,177
+58,509
| +3% | +$3.13M |
|
362
Lennar Class A
LEN
$21.2B
| $92.3M | 0.05% |
1,166,865
+105,605
| +10% | +$7.5M |
|
363
Brown-Forman Class B
BF.B
$13.1B
| $91.3M | 0.05% |
1,212,099
+42,115
| +4% | +$3.01M |
|
364
Hartford Financial Services
HIG
$39.3B
| $90.1M | 0.05% |
2,443,699
+272,832
| +13% | +$10.9M |
|
365
Northern Trust
NTRS
$33.9B
| $89.2M | 0.05% |
1,143,702
+11,659
| +1% | +$936K |
|
366
American International
AIG
$41.3B
| $89M | 0.05% |
3,232,879
+51,154
| +2% | +$1.52M |
|
367
Microchip Technology
MCHP
$46B
| $88.5M | 0.05% |
1,721,568
+32,676
| +2% | +$1.7M |
|
368
Fortive
FTV
$18.6B
| $88.3M | 0.05% |
1,837,995
+264,077
| +17% | +$12M |
|
369
Xylem
XYL
$28.1B
| $87.9M | 0.05% |
1,044,944
+81,068
| +8% | +$6.31M |
|
370
Otis Worldwide
OTIS
$28.2B
| $87.8M | 0.05% |
1,407,272
+61,890
| +5% | +$3.79M |
|
371
Sun Communities
SUI
$14.7B
| $87.5M | 0.05% |
622,429
+38,922
| +7% | +$5.58M |
|
372
Jack Henry & Associates
JKHY
$11.1B
| $87.5M | 0.05% |
537,947
+32,042
| +6% | +$5.56M |
|
373
General Dynamics
GD
$106B
| $86.9M | 0.05% |
628,086
+687
| +0.1% | +$101K |
|
374
Old Dominion Freight Line
ODFL
$44.9B
| $86.5M | 0.05% |
956,456
-54,558
| -5% | -$5.12M |
|
375
Okta
OKTA
$25.8B
| $86M | 0.05% |
401,949
-2,474
| -0.6% | -$516K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.