UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Adobe
ADBE
|
+$190M |
| 2 |
Alibaba
BABA
|
+$147M |
| 3 |
Walt Disney
DIS
|
+$138M |
| 4 |
Analog Devices
ADI
|
+$130M |
| 5 |
Merck
MRK
|
+$127M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$180M |
| 2 |
PepsiCo
PEP
|
+$150M |
| 3 |
Lincoln National
LNC
|
+$139M |
| 4 |
Accenture
ACN
|
+$117M |
| 5 |
McDonald's
MCD
|
+$96.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.64% |
| 2 | Financials | 14.72% |
| 3 | Healthcare | 13.96% |
| 4 | Consumer Discretionary | 10.11% |
| 5 | Communication Services | 9.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Yum China
YUMC
$16.5B
| $69.7M | 0.07% |
2,561,906
+1,416,991
| +124% | +$37.9M |
|
302
Annaly Capital Management
NLY
$17.1B
| $69.7M | 0.07% |
1,567,530
+85,409
| +6% | +$3.63M |
|
303
Parker-Hannifin
PH
$123B
| $69.2M | 0.07% |
431,920
+49,694
| +13% | +$7.54M |
|
304
KLA
KLAC
$239B
| $69.2M | 0.07% |
7,274,010
+2,908,420
| +67% | +$25.6M |
|
305
JD.com
JD
$44.6B
| $68.8M | 0.07% |
2,210,156
+44,490
| +2% | +$1.31M |
|
306
Trimble
TRMB
$13.2B
| $68.7M | 0.07% |
2,147,753
+67,078
| +3% | +$2.07M |
|
|
307
Lincoln National
LNC
$8.73B
| $68.6M | 0.07% |
1,048,649
-2,038,186
| -66% | -$139M |
|
308
Gen Digital
GEN
$16.4B
| $68.4M | 0.07% |
2,229,361
+217,935
| +11% | +$6.18M |
|
|
K
309
DELISTED
Kellanova
K
| $68.4M | 0.07% |
1,002,579
+70,019
| +8% | +$4.83M |
|
|
PE
310
DELISTED
PARSLEY ENERGY INC
PE
| $68.1M | 0.07% |
2,095,420
+1,803,342
| +617% | +$59.7M |
|
311
Republic Services
RSG
$64.8B
| $67.1M | 0.07% |
1,067,896
+125,081
| +13% | +$7.48M |
|
|
VMW
312
DELISTED
VMware, Inc
VMW
| $66.8M | 0.07% |
724,831
+24,541
| +4% | +$2.16M |
|
313
Lumen
LUMN
$6.57B
| $66.5M | 0.07% |
2,819,654
+782,886
| +38% | +$19.1M |
|
314
Eversource Energy
ES
$26.9B
| $66.3M | 0.07% |
1,127,906
+165,069
| +17% | +$9.38M |
|
|
WWAV
315
DELISTED
The WhiteWave Foods Company
WWAV
| $65.8M | 0.07% |
1,171,145
+61,931
| +6% | +$3.42M |
|
|
GGP
316
DELISTED
GGP Inc.
GGP
| $65.7M | 0.07% |
2,835,267
+2,835,193
| +3,831,342% | +$69.4M |
|
317
Brown-Forman Class B
BF.B
$13.2B
| $65.6M | 0.07% |
2,218,778
+228,912
| +12% | +$6.81M |
|
318
Realty Income
O
$59.6B
| $65.5M | 0.07% |
1,135,712
+126,924
| +13% | +$7.35M |
|
319
Expeditors International
EXPD
$22B
| $65.5M | 0.07% |
1,159,407
-234,303
| -17% | -$12.8M |
|
320
Newmont
NEM
$98.7B
| $65.4M | 0.07% |
1,985,359
+81,085
| +4% | +$2.83M |
|
321
Williams Companies
WMB
$87.5B
| $65.1M | 0.07% |
2,200,177
+379,058
| +21% | +$11M |
|
322
NOV
NOV
$6.93B
| $65M | 0.07% |
1,621,622
+210,281
| +15% | +$8.19M |
|
323
Franklin Resources
BEN
$17.6B
| $64.5M | 0.07% |
1,531,221
+34,826
| +2% | +$1.45M |
|
324
Clorox
CLX
$11.6B
| $64.5M | 0.07% |
478,402
+34,978
| +8% | +$4.53M |
|
|
WMGI
325
DELISTED
Wright Medical Group Inc
WMGI
| $64.4M | 0.07% |
2,069,674
+174,330
| +9% | +$4.73M |
|
Similar funds
UBS AM's Q1 2017 Portfolio in Review
As of Q1 2017, UBS AM held 2,656 positions worth $98.1B, up 10% from $89.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2017 filing shows 150 new, 1,473 increased, 485 reduced and 208 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M. The largest sale was Infosys, an estimated $180M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M.
- UBS AM added most to Adobe in Q1 2017, an estimated $190M increase.
- UBS AM's biggest Q1 2017 reduction was Infosys, cutting an estimated $180M.
- UBS AM fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $74.1M.
- UBS AM's ten largest holdings make up 15% of its $98.1B portfolio in Q1 2017.
- UBS AM opened 150 new positions and closed 208 in Q1 2017.
- UBS AM's portfolio value rose 10% quarter-over-quarter to $98.1B.
Based on UBS AM's 13F filing for Q1 2017, filed 4 May 2017.