UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
American Water Works
AWK
$26.7B
| $107M | 0.09% |
1,165,786
+16,773
| +1% | +$1.48M |
|
252
Public Service Enterprise Group
PEG
$38.2B
| $106M | 0.09% |
2,059,159
+48,943
| +2% | +$2.47M |
|
|
TFCFA
253
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
| $105M | 0.09% |
3,052,352
+177,839
| +6% | +$5.31M |
|
254
IPG Photonics
IPGP
$3.61B
| $105M | 0.09% |
491,489
+309,611
| +170% | +$65.7M |
|
255
Zimmer Biomet
ZBH
$18.2B
| $105M | 0.09% |
894,365
+205,081
| +30% | +$23.2M |
|
256
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| – | – |
0
| – | – |
|
|
FISV
257
Fiserv Inc
FISV
$28.8B
| $104M | 0.09% |
1,586,536
-1,199,312
| -43% | -$77.4M |
|
258
Xcel Energy
XEL
$48.8B
| $104M | 0.09% |
2,155,736
-6,901
| -0.3% | -$342K |
|
259
Kinder Morgan
KMI
$71.7B
| $104M | 0.09% |
5,732,186
-32,845
| -0.6% | -$589K |
|
260
Carnival Corporation Ltd
CCL
$38.1B
| $103M | 0.09% |
1,555,416
-139,510
| -8% | -$9.24M |
|
|
MXIM
261
DELISTED
Maxim Integrated Products
MXIM
| $103M | 0.09% |
1,971,469
+278,743
| +16% | +$14.5M |
|
262
HCA Healthcare
HCA
$87.2B
| $103M | 0.09% |
1,172,967
-46,299
| -4% | -$3.72M |
|
263
Annaly Capital Management
NLY
$17.1B
| $102M | 0.09% |
2,152,318
+440,275
| +26% | +$20.9M |
|
264
PTC
PTC
$15.8B
| $102M | 0.09% |
1,682,338
-511,984
| -23% | -$31.8M |
|
265
Lincoln National
LNC
$8.73B
| $102M | 0.09% |
1,323,021
+188,124
| +17% | +$14.2M |
|
266
BioMarin Pharmaceuticals
BMRN
$11.6B
| $102M | 0.09% |
1,138,342
+79,591
| +8% | +$6.92M |
|
267
Archer Daniels Midland
ADM
$38.2B
| $101M | 0.09% |
2,518,080
-52,982
| -2% | -$2.18M |
|
|
FITB
268
Fifth Third Bancorp
FITB
$51.2B
| $100M | 0.09% |
3,306,843
+161,441
| +5% | +$4.71M |
|
269
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
| – | – |
0
| – | – |
|
270
JD.com
JD
$44.6B
| $99.3M | 0.08% |
2,398,210
+98,792
| +4% | +$3.89M |
|
271
Boston Properties
BXP
$11.2B
| $98.4M | 0.08% |
756,613
+44,759
| +6% | +$5.61M |
|
272
Analog Devices
ADI
$179B
| $97.6M | 0.08% |
1,096,172
-10,170
| -0.9% | -$901K |
|
273
Hewlett Packard
HPE
$63.4B
| $97.5M | 0.08% |
6,788,584
-31,367
| -0.5% | -$446K |
|
|
PPL
274
PPL Corp
PPL
$26.5B
| $97.4M | 0.08% |
3,147,195
+264,261
| +9% | +$9.49M |
|
|
DFS
275
DELISTED
Discover Financial Services
DFS
| $96.3M | 0.08% |
1,251,441
-107,063
| -8% | -$7.37M |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.