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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
+5.55%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.98%
AUM
$92.9B
AUM Growth
+$4.42B
Cap. Flow
-$957M
Cap. Flow %
-1.03%
Top 10 Hldgs %
15.02%
Holding
2,661
New
57
Increased
1,159
Reduced
566
Closed
68

Top Buys

Rank Stock Value
1
BIDU icon
Baidu
BIDU
+$360M
2
BABA icon
Alibaba
BABA
+$256M
3
VZ icon
Verizon
VZ
+$158M
4
ATVI
Activision Blizzard
ATVI
+$157M
5
FTV icon
Fortive
FTV
+$142M

Top Sells

Rank Stock Value
1
CTSH icon
Cognizant
CTSH
+$196M
2
CHKP icon
Check Point Software Technologies
CHKP
+$191M
3
TAL icon
TAL Education Group
TAL
+$161M
4
EMC
EMC CORPORATION
EMC
+$151M
5
AMGN icon
Amgen
AMGN
+$117M

Sector Composition

Rank Sector Weight
1 Healthcare 15.26%
2 Technology 15.12%
3 Financials 13.08%
4 Consumer Discretionary 10.57%
5 Communication Services 9.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZOES
2551
DELISTED
Zoe's Kitchen, Inc.
ZOES
– –
-8,600
Closed -$312K
VALE.P
2552
DELISTED
Vale S A
VALE.P
– –
-35,000
Closed -$140K
OUTR
2553
DELISTED
OUTERWALL INC
OUTR
– –
-10,299
Closed -$433K
FEIC
2554
DELISTED
FEI COMPANY
FEIC
– –
-32,976
Closed -$3.52M
FCS
2555
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
– –
-96,309
Closed -$1.91M
MFRM
2556
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
– –
-6,000
Closed -$201K
STR
2557
DELISTED
QUESTAR CORP
STR
– –
-166,796
Closed -$4.23M
MRD
2558
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
– –
-80,616
Closed -$1.28M
EMC
2559
DELISTED
EMC CORPORATION
EMC
– –
-5,541,054
Closed -$151M
RDEN
2560
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-11,099
Closed -$153K
RLYP
2561
DELISTED
RELYPSA INC COM
RLYP
– –
-371,574
Closed -$6.87M
CSH
2562
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-16,499
Closed -$703K
NTK
2563
DELISTED
NORTEK INC COM NEW (DE)
NTK
– –
-3,605
Closed -$214K
TLMR
2564
DELISTED
TALMER BANCORP INC (MI)
TLMR
– –
-31,800
Closed -$610K
AXLL
2565
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-67,336
Closed -$2.19M
HTWR
2566
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
– –
-441,908
Closed -$25.5M
DWA
2567
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-54,143
Closed -$2.21M
MESG
2568
DELISTED
XURA INC COM (DE)
MESG
– –
-10,000
Closed -$244K
MKTO
2569
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-19,900
Closed -$693K
FMER
2570
DELISTED
FIRSTMERIT CORP
FMER
– –
-145,373
Closed -$2.95M
QLGC
2571
DELISTED
QLOGIC CORP
QLGC
– –
-53,106
Closed -$783K
TUMI
2572
DELISTED
TUMI HLDGS INC COM
TUMI
– –
-28,398
Closed -$759K
FUR
2573
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
– –
-23,998
Closed -$211K
FNFG
2574
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-356,492
Closed -$3.47M
SQI
2575
DELISTED
SCIQUEST, INC. COMMON STOCK
SQI
– –
-17,087
Closed -$302K
100 101 102
103
104

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UBS AM's Q3 2016 Portfolio in Review

As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
  • UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
  • UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
  • UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
  • UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
  • UBS AM opened 57 new positions and closed 68 in Q3 2016.
  • UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.

Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.