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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
+5.55%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.98%
AUM
$92.9B
AUM Growth
+$4.42B
Cap. Flow
-$957M
Cap. Flow %
-1.03%
Top 10 Hldgs %
15.02%
Holding
2,661
New
57
Increased
1,159
Reduced
566
Closed
68

Top Buys

Rank Stock Value
1
BIDU icon
Baidu
BIDU
+$360M
2
BABA icon
Alibaba
BABA
+$256M
3
VZ icon
Verizon
VZ
+$158M
4
ATVI
Activision Blizzard
ATVI
+$157M
5
FTV icon
Fortive
FTV
+$142M

Top Sells

Rank Stock Value
1
CTSH icon
Cognizant
CTSH
+$196M
2
CHKP icon
Check Point Software Technologies
CHKP
+$191M
3
TAL icon
TAL Education Group
TAL
+$161M
4
EMC
EMC CORPORATION
EMC
+$151M
5
AMGN icon
Amgen
AMGN
+$117M

Sector Composition

Rank Sector Weight
1 Healthcare 15.26%
2 Technology 15.12%
3 Financials 13.08%
4 Consumer Discretionary 10.57%
5 Communication Services 9.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAC
2526
DELISTED
Walter Investment Mgt Corp
WAC
$60K ﹤0.01%
14,699
– –
DNN icon
2527
Denison Mines
DNN
$2.84B
$56K ﹤0.01%
119,893
– –
SAN icon
2528
Banco Santander
SAN
$209B
$54K ﹤0.01%
12,749
-45,854
-78% -$187K
EPE
2529
DELISTED
EP Energy Corporation
EPE
$48K ﹤0.01%
10,975
– –
UDF
2530
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$42K ﹤0.01%
13,082
– –
GEN
2531
DELISTED
Genesis Healthcare, Inc.
GEN
$37K ﹤0.01%
13,800
– –
INFI
2532
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$35K ﹤0.01%
22,299
– –
SDRL
2533
DELISTED
Seadrill Limited Common Stock
SDRL
$27K ﹤0.01%
43
– –
ABEV icon
2534
Ambev
ABEV
$46.7B
– –
-34,000
Closed -$201K
APEI icon
2535
American Public Education
APEI
$931M
– –
-8,499
Closed -$239K
ATEX icon
2536
Anterix
ATEX
$1.95B
– –
-55,096
Closed -$1.18M
BF.A icon
2537
Brown-Forman Class A
BF.A
$13.2B
– –
-4,700
Closed -$203K
EWC icon
2538
iShares MSCI Canada ETF
EWC
$6.27B
– –
-527,191
Closed -$12.9M
IEV icon
2539
iShares Europe ETF
IEV
$1.69B
– –
-11,068
Closed -$418K
NPK icon
2540
National Presto Industries
NPK
$987M
– –
-2,200
Closed -$208K
PHI icon
2541
PLDT
PHI
$4.32B
– –
-4,915
Closed -$219K
PPC icon
2542
Pilgrim's Pride
PPC
$6.56B
– –
-23,700
Closed -$604K
TWLO icon
2543
Twilio
TWLO
$29.3B
– –
-100,000
Closed -$3.65M
VDE icon
2544
Vanguard Energy ETF
VDE
$9.84B
– –
-671,000
Closed -$63.8M
VEU icon
2545
Vanguard FTSE All-World ex-US ETF
VEU
$67.8B
– –
-10,182
Closed -$436K
ZG icon
2546
Zillow
ZG
$7.72B
– –
-5,500
Closed -$202K
ENZ
2547
DELISTED
Enzo Biochem, Inc.
ENZ
– –
-81,731
Closed -$488K
ADMS
2548
DELISTED
Adamas Pharmaceuticals
ADMS
– –
-17,110
Closed -$259K
PETX
2549
DELISTED
Aratana Therapeutics, Inc.
PETX
– –
-61,267
Closed -$387K
FTD
2550
DELISTED
FTD Companies, Inc. Common Stock
FTD
– –
-8,379
Closed -$209K
100 101
102
103 104

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UBS AM's Q3 2016 Portfolio in Review

As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
  • UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
  • UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
  • UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
  • UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
  • UBS AM opened 57 new positions and closed 68 in Q3 2016.
  • UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.

Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.