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Trafelet Capital Management Portfolio holdings

AUM $11.8M
1-Year Est. Return 13.32%
This Fund
S&P 500
This Quarter Est. Return
+37.11%
1 Year Est. Return
-13.32%
3 Year Est. Return
+101.21%
5 Year Est. Return
+112.54%
10 Year Est. Return
–
AUM
$132M
AUM Growth
+$30.2M
Cap. Flow
+$4.61M
Cap. Flow %
3.48%
Top 10 Hldgs %
99.28%
Holding
46
New
1
Increased
11
Reduced
1
Closed
30

Top Buys

Rank Stock Value
1
ANW
Aegean Marine Petroleum Network
ANW
+$2.64M
2
AAOI icon
Applied Optoelectronics
AAOI
+$2.33M
3
SIX
Six Flags Entertainment Corp.
SIX
+$1.08M
4
GTT
GTT Communications, Inc.
GTT
+$813K
5
VDTH
Videocon d2h Limited
VDTH
+$336K

Top Sells

Rank Stock Value
1
TAST
Carrols Restaurant Group, Inc.
TAST
+$1.62M
2
BAC icon
Bank of America
BAC
+$226K
3
FNF icon
Fidelity National Financial
FNF
+$150K
4
HAL icon
Halliburton
HAL
+$122K
5
LAZ icon
Lazard
LAZ
+$119K

Sector Composition

Rank Sector Weight
1 Communication Services 26.75%
2 Energy 23.82%
3 Technology 23.65%
4 Consumer Discretionary 17.99%
5 Consumer Staples 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
26
Halliburton
HAL
$29.6B
– –
-2,700
Closed -$122K
HUN icon
27
Huntsman Corp
HUN
$1.69B
– –
-1,000
Closed -$13K
INDY icon
28
iShares S&P India Nifty 50 Index Fund
INDY
$551M
– –
-1,600
Closed -$45K
JEF icon
29
Jefferies Financial Group
JEF
$12.2B
– –
-3,351
Closed -$52K
KMI icon
30
Kinder Morgan
KMI
$70.2B
– –
-1,000
Closed -$19K
LAZ icon
31
Lazard
LAZ
$4.21B
– –
-4,000
Closed -$119K
LMNR icon
32
Limoneira
LMNR
$246M
– –
-2,500
Closed -$44K
PMT
33
PennyMac Mortgage Investment
PMT
$814M
– –
-6,000
Closed -$97K
SAFE
34
Safehold
SAFE
$1.09B
– –
-616
Closed -$29K
UAL icon
35
United Airlines
UAL
$36.5B
– –
-1,000
Closed -$41K
ZION icon
36
Zions Bancorporation
ZION
$9.91B
– –
-1,800
Closed -$45K
PRKS icon
37
United Parks & Resorts
PRKS
$1.93B
– –
-1,500
Closed -$21K
SGI
38
Somnigroup International
SGI
$13.1B
– –
-7,600
Closed -$105K
SPWR
39
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-4,581
Closed -$46K
CEQP
40
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-4,500
Closed -$91K
ETFC
41
DELISTED
E*Trade Financial Corporation
ETFC
– –
-4,000
Closed -$94K
PEGI
42
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-3,000
Closed -$69K
APC
43
DELISTED
Anadarko Petroleum
APC
– –
-1,000
Closed -$53K
BAC.WS.A
44
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
– –
-5,000
Closed -$17K
LVLT
45
DELISTED
Level 3 Communications Inc
LVLT
– –
-900
Closed -$46K
TERP
46
DELISTED
TerraForm Power, Inc
TERP
– –
-2,000
Closed -$22K
1
2

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ACM
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LPC
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Trafelet Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Trafelet Capital Management held 46 positions worth $132M, up 30% from $102M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Trafelet Capital Management deployed $4.61M of net new capital in Q3 2016, opening 1 new position and adding to 11 existing holdings. Its largest new stake was Alto Ingredients: 10,600 shares worth $73K.

By sector, the portfolio is most concentrated in Communication Services at 27% of assets, down from 27% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Carrols Restaurant Group, Inc., an estimated $1.62M trimmed.

  • Trafelet Capital Management's largest Q3 2016 buy was Alto Ingredients: 10,600 shares worth $73K.
  • Trafelet Capital Management added most to Aegean Marine Petroleum Network in Q3 2016, an estimated $2.64M increase.
  • Trafelet Capital Management's biggest Q3 2016 reduction was Carrols Restaurant Group, Inc., cutting an estimated $1.62M.
  • Trafelet Capital Management fully exited Bank of America in Q3 2016, selling an estimated $226K.
  • Trafelet Capital Management's ten largest holdings make up 99% of its $132M portfolio in Q3 2016.
  • Trafelet Capital Management opened 1 new position and closed 30 in Q3 2016.
  • Trafelet Capital Management's portfolio value rose 30% quarter-over-quarter to $132M.

Based on Trafelet Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.