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TGI

Tradewinds Global Investors Portfolio holdings

AUM $81.3M
1-Year Est. Return 9.21%
This Fund
S&P 500
This Quarter Est. Return
-8.89%
1 Year Est. Return
+9.21%
3 Year Est. Return
+10.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.03B
AUM Growth
-$277M
Cap. Flow
-$42.5M
Cap. Flow %
-2.09%
Top 10 Hldgs %
30.01%
Holding
139
New
22
Increased
44
Reduced
63
Closed
8

Top Buys

Rank Stock Value
1
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$37.8M
2
TM icon
Toyota
TM
+$12.5M
3
AET
Aetna Inc
AET
+$11.6M
4
PFE icon
Pfizer
PFE
+$10.3M
5
BG icon
Bunge Global
BG
+$10M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$31.6M
2
KB icon
KB Financial Group
KB
+$27.9M
3
NTT
Nippon Telegraph & Telephone
NTT
+$13.1M
4
IM
Ingram Micro
IM
+$10.9M
5
TECD
Tech Data Corp
TECD
+$8.87M

Sector Composition

Rank Sector Weight
1 Financials 25.62%
2 Technology 13.93%
3 Consumer Staples 9.94%
4 Healthcare 9.39%
5 Energy 7.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSM icon
101
TSMC
TSM
$2.17T
$651K 0.03%
31,366
+3,875
+14% +$81.4K
AAPL icon
102
Apple
AAPL
$4.5T
$588K 0.03%
21,308
+2,144
+11% +$62.9K
DCM
103
DELISTED
NTT DOCOMO, Inc.
DCM
$477K 0.02%
28,286
+2,925
+12% +$58.7K
IBMF
104
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$446K 0.02%
+16,223
New +$446K
EFA icon
105
iShares MSCI EAFE ETF
EFA
$79.8B
$426K 0.02%
+7,426
New +$458K
SU icon
106
Suncor Energy
SU
$73.4B
$396K 0.02%
14,802
-467
-3% -$12.5K
SMB icon
107
VanEck Short Muni ETF
SMB
$314M
$323K 0.02%
+18,485
New +$323K
PHG icon
108
Philips
PHG
$26.3B
$290K 0.01%
17,266
-46
-0.3% -$856
PG icon
109
Procter & Gamble
PG
$340B
$278K 0.01%
+3,870
New +$290K
JAZZ icon
110
Jazz Pharmaceuticals
JAZZ
$16.7B
$277K 0.01%
+2,083
New +$359K
TTM
111
DELISTED
Tata Motors Limited
TTM
$270K 0.01%
12,009
+2,818
+31% +$77.4K
HD icon
112
Home Depot
HD
$350B
$261K 0.01%
+2,258
New +$261K
RDS.A
113
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$257K 0.01%
5,710
+87
+2% +$4.42K
JPM icon
114
JPMorgan Chase
JPM
$956B
$244K 0.01%
+3,998
New +$262K
SHG icon
115
Shinhan Financial Group
SHG
$34.8B
$241K 0.01%
+6,915
New +$239K
BA icon
116
Boeing
BA
$184B
$237K 0.01%
+1,808
New +$251K
PSX icon
117
Phillips 66
PSX
$86B
$236K 0.01%
+3,070
New +$244K
PEP icon
118
PepsiCo
PEP
$188B
$234K 0.01%
+2,480
New +$236K
MSFT icon
119
Microsoft
MSFT
$3.76T
$233K 0.01%
5,262
-546
-9% -$24.5K
CMI icon
120
Cummins
CMI
$87.4B
$229K 0.01%
+2,108
New +$260K
JNJ icon
121
Johnson & Johnson
JNJ
$631B
$221K 0.01%
+2,365
New +$229K
INTC icon
122
Intel
INTC
$492B
$219K 0.01%
+7,251
New +$210K
WFC icon
123
Wells Fargo
WFC
$265B
$211K 0.01%
+4,109
New +$226K
UNP icon
124
Union Pacific
UNP
$174B
$209K 0.01%
+2,368
New +$216K
MRK icon
125
Merck
MRK
$323B
$205K 0.01%
+4,360
New +$232K
2 3 4
5
6

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RU
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PPCM
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EIAM
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SSIA
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BCCM
Blue Clay Capital Management Minneapolis, Minnesota $88.7M AUM 6.88% 1-Year Est. Return
TC
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Tradewinds Global Investors's Q3 2015 Portfolio in Review

As of Q3 2015, Tradewinds Global Investors held 139 positions worth $2.03B, down 12% from $2.31B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Tradewinds Global Investors's Q3 2015 filing shows 22 new, 44 increased, 63 reduced and 8 closed positions. Its largest new stake was BAXALTA INC COM STK (DE): 1,094,073 shares worth $34.5M. The largest sale was Teva Pharmaceuticals, an estimated $31.6M.

By sector, the portfolio is most concentrated in Financials at 26% of assets, down from 27% a quarter earlier, followed by Technology and Consumer Staples.

  • Tradewinds Global Investors's largest Q3 2015 buy was BAXALTA INC COM STK (DE): 1,094,073 shares worth $34.5M.
  • Tradewinds Global Investors added most to Toyota in Q3 2015, an estimated $12.5M increase.
  • Tradewinds Global Investors's biggest Q3 2015 reduction was Teva Pharmaceuticals, cutting an estimated $31.6M.
  • Tradewinds Global Investors fully exited Baker Hughes in Q3 2015, selling an estimated $5.06M.
  • Tradewinds Global Investors's ten largest holdings make up 30% of its $2.03B portfolio in Q3 2015.
  • Tradewinds Global Investors opened 22 new positions and closed 8 in Q3 2015.
  • Tradewinds Global Investors's portfolio value fell 12% quarter-over-quarter to $2.03B.

Based on Tradewinds Global Investors's 13F filing for Q3 2015, filed 16 Nov 2015.