We are live on ! Find out more
TRCT

Tower Research Capital (TRC) Portfolio holdings

AUM $3.85B
1-Year Est. Return 32.11%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+32.11%
3 Year Est. Return
+93.86%
5 Year Est. Return
+112.79%
10 Year Est. Return
+380.9%
AUM
$928M
AUM Growth
-$303M
Cap. Flow
-$369M
Cap. Flow %
-39.78%
Top 10 Hldgs %
12.66%
Holding
5,403
New
1,284
Increased
2,043
Reduced
1,264
Closed
711

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
IYR icon
iShares US Real Estate ETF
IYR
+$15.3M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$14.4M
4
AAPL icon
Apple
AAPL
+$14.3M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$13.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$673M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$84.8M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$23.3M
4
TNA icon
Direxion Daily Small Cap Bull 3x ETF
TNA
+$20.6M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$16.4M

Sector Composition

Rank Sector Weight
1 Technology 10.09%
2 Financials 9.79%
3 Industrials 7.82%
4 Consumer Discretionary 7.1%
5 Healthcare 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIO
5101
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
– –
-796
Closed -$11K
GIG
5102
DELISTED
GigPeak, Inc.
GIG
– –
-668
Closed -$1K
RVLT
5103
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-2,086
Closed -$83K
GRH
5104
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
$0 ﹤0.01%
+327
New +$377
NBBC
5105
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
– –
-1,109
Closed -$7K
RIVR
5106
DELISTED
RIVER VALLEY BANCORP
RIVR
– –
-221
Closed -$5K
LGL.WS
5107
DELISTED
LGL GROUP INC WT EXP 08/06/2018
LGL.WS
$0 ﹤0.01%
+1,000
New +$99
PCL
5108
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-1,088
Closed -$50K
NGLS
5109
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
– –
-200
Closed -$10K
POZN
5110
DELISTED
POZEN INC
POZN
– –
-185
Closed -$1K
BMR
5111
DELISTED
BIOMED REALTY TRUST INC
BMR
– –
-2,482
Closed -$50K
SPDC
5112
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
– –
-3,650
Closed -$11K
GTU
5113
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
– –
-168
Closed -$7K
NVSL
5114
DELISTED
NAUGATUCK VALLEY FINANCIAL CORP
NVSL
– –
-101
Closed -$1K
TC
5115
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– –
-10,685
Closed -$32K
THTI
5116
DELISTED
THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK
THTI
$0 ﹤0.01%
304
– –
MTCN
5117
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
– –
-2,565
Closed -$48K
RCAP
5118
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
– –
-1,934
Closed -$33K
FCVA
5119
DELISTED
FIRST CAPITAL BANCORP (VA)
FCVA
– –
-661
Closed -$2K
FXEN
5120
DELISTED
FX ENERGY INC
FXEN
$0 ﹤0.01%
100
-1,208
-92% -$4.1K
FFNM
5121
DELISTED
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC.
FFNM
– –
-162
Closed -$1K
SPRO
5122
DELISTED
SMARTPROS LTD COM STK
SPRO
– –
-270
Closed –
AFCB
5123
DELISTED
ATHENS BANCSHARES CORP COM STK (TN)
AFCB
$0 ﹤0.01%
10
-354
-97% -$6.32K
HKTV
5124
DELISTED
HONG KONG TELEVISION NETWORK LTD
HKTV
$0 ﹤0.01%
23
– –
MWE
5125
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
– –
-153
Closed -$10K
203 204
205
206 207

Similar funds

HFCIX
H&F Corporate Investors X San Francisco, California $3.85B AUM
DWM
Destination Wealth Management Walnut Creek, California $3.85B AUM 13% 1-Year Est. Return
TFM
Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return
AC
Anther Capital Hong Kong $3.83B AUM
IP
Interval Partners New York $3.82B AUM 27.38% 1-Year Est. Return
TCIM
TOMS Capital Investment Management New York $3.81B AUM 26.36% 1-Year Est. Return
FLSM
Frazier Life Sciences Management Palo Alto, California $3.89B AUM 201.1% 1-Year Est. Return
AFI
American Family Investments Madison, Wisconsin $3.8B AUM 0.71% 1-Year Est. Return

Tower Research Capital (TRC)'s Q3 2013 Portfolio in Review

As of Q3 2013, Tower Research Capital (TRC) held 5,403 positions worth $928M, down 25% from $1.23B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tower Research Capital (TRC) withdrew a net $369M in Q3 2013, closing 711 positions and reducing 1,264 holdings. Its most notable exit was Direxion Daily Small Cap Bull 3x ETF, an estimated $20.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 1.5% a quarter earlier, followed by Financials and Industrials.

Against the trend, Tower Research Capital (TRC) opened a new position in iShares US Real Estate ETF worth $15M.

  • Tower Research Capital (TRC)'s largest Q3 2013 buy was iShares US Real Estate ETF: 234,524 shares worth $15M.
  • Tower Research Capital (TRC) added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $16.1M increase.
  • Tower Research Capital (TRC)'s biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $673M.
  • Tower Research Capital (TRC) fully exited Direxion Daily Small Cap Bull 3x ETF in Q3 2013, selling an estimated $20.6M.
  • Tower Research Capital (TRC)'s ten largest holdings make up 13% of its $928M portfolio in Q3 2013.
  • Tower Research Capital (TRC) opened 1,284 new positions and closed 711 in Q3 2013.
  • Tower Research Capital (TRC)'s portfolio value fell 25% quarter-over-quarter to $928M.

Based on Tower Research Capital (TRC)'s 13F filing for Q3 2013, filed 6 Nov 2013.