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TRCT

Tower Research Capital (TRC) Portfolio holdings

AUM $3.85B
1-Year Est. Return 32.11%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+32.11%
3 Year Est. Return
+93.86%
5 Year Est. Return
+112.79%
10 Year Est. Return
+380.9%
AUM
$928M
AUM Growth
-$303M
Cap. Flow
-$369M
Cap. Flow %
-39.78%
Top 10 Hldgs %
12.66%
Holding
5,403
New
1,284
Increased
2,043
Reduced
1,264
Closed
711

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
IYR icon
iShares US Real Estate ETF
IYR
+$15.3M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$14.4M
4
AAPL icon
Apple
AAPL
+$14.3M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$13.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$673M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$84.8M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$23.3M
4
TNA icon
Direxion Daily Small Cap Bull 3x ETF
TNA
+$20.6M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$16.4M

Sector Composition

Rank Sector Weight
1 Technology 10.09%
2 Financials 9.79%
3 Industrials 7.82%
4 Consumer Discretionary 7.1%
5 Healthcare 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCM
4326
PCM Fund
PCM
$70.1M
$1K ﹤0.01%
100
-800
-89% -$9.09K
PCYO icon
4327
Pure Cycle
PCYO
$261M
$1K ﹤0.01%
225
-8,421
-97% -$45.7K
PHYS icon
4328
Sprott Physical Gold
PHYS
$15.7B
$1K ﹤0.01%
+100
New +$1.11K
PRPH
4329
DELISTED
ProPhase Labs
PRPH
$1K ﹤0.01%
28
+18
+180% +$302
PRSO icon
4330
Peraso
PRSO
$11.3M
– –
0
– –
PYN
4331
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$1K ﹤0.01%
+100
New +$915
RAND icon
4332
Rand Capital
RAND
$30.6M
$1K ﹤0.01%
+22
New +$587
RDIB
4333
Reading International Class B
RDIB
$204M
$1K ﹤0.01%
72
– –
RIGL icon
4334
Rigel Pharmaceuticals
RIGL
$750M
$1K ﹤0.01%
17
-185
-92% -$6.75K
RNP icon
4335
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$1K ﹤0.01%
39
-961
-96% -$15.6K
RVP icon
4336
Retractable Technologies
RVP
$20.1M
$1K ﹤0.01%
+345
New +$626
RVSB icon
4337
Riverview Bancorp
RVSB
$108M
$1K ﹤0.01%
283
-3,185
-92% -$8.57K
SABA
4338
Saba Capital Income & Opportunities Fund II
SABA
$223M
$1K ﹤0.01%
+50
New +$825
SIRI icon
4339
SiriusXM
SIRI
$10.1B
$1K ﹤0.01%
+35
New +$1.3K
SMG icon
4340
ScottsMiracle-Gro
SMG
$3.66B
$1K ﹤0.01%
15
-742
-98% -$39K
TAL icon
4341
TAL Education Group
TAL
$6.87B
$1K ﹤0.01%
252
-6,330
-96% -$12.9K
TAOP icon
4342
Taoping
TAOP
$6.96M
– –
0
– –
TDW icon
4343
Tidewater
TDW
$4.12B
$1K ﹤0.01%
1
-7
-88% -$13K
TRNS icon
4344
Transcat
TRNS
$871M
$1K ﹤0.01%
139
-1,914
-93% -$14.8K
TTMI icon
4345
TTM Technologies
TTMI
$14.5B
$1K ﹤0.01%
112
+33
+42% +$314
UBFO
4346
DELISTED
United Security Bancshares
UBFO
$1K ﹤0.01%
+262
New +$955
UONE icon
4347
Urban One Class A
UONE
$23.8M
$1K ﹤0.01%
57
-47
-45% -$1.11K
VGZ icon
4348
Vista Gold
VGZ
$308M
$1K ﹤0.01%
+2,740
New +$2.25K
WNEB icon
4349
Western New England Bancorp
WNEB
$275M
$1K ﹤0.01%
103
-265
-72% -$1.86K
XOMA
4350
DELISTED
Xoma
XOMA
$1K ﹤0.01%
11
-14
-56% -$1.27K
172 173
174
175 176

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DWM
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TFM
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AC
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IP
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TCIM
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FLSM
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AFI
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Tower Research Capital (TRC)'s Q3 2013 Portfolio in Review

As of Q3 2013, Tower Research Capital (TRC) held 5,403 positions worth $928M, down 25% from $1.23B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tower Research Capital (TRC) withdrew a net $369M in Q3 2013, closing 711 positions and reducing 1,264 holdings. Its most notable exit was Direxion Daily Small Cap Bull 3x ETF, an estimated $20.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 1.5% a quarter earlier, followed by Financials and Industrials.

Against the trend, Tower Research Capital (TRC) opened a new position in iShares US Real Estate ETF worth $15M.

  • Tower Research Capital (TRC)'s largest Q3 2013 buy was iShares US Real Estate ETF: 234,524 shares worth $15M.
  • Tower Research Capital (TRC) added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $16.1M increase.
  • Tower Research Capital (TRC)'s biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $673M.
  • Tower Research Capital (TRC) fully exited Direxion Daily Small Cap Bull 3x ETF in Q3 2013, selling an estimated $20.6M.
  • Tower Research Capital (TRC)'s ten largest holdings make up 13% of its $928M portfolio in Q3 2013.
  • Tower Research Capital (TRC) opened 1,284 new positions and closed 711 in Q3 2013.
  • Tower Research Capital (TRC)'s portfolio value fell 25% quarter-over-quarter to $928M.

Based on Tower Research Capital (TRC)'s 13F filing for Q3 2013, filed 6 Nov 2013.