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TRCT

Tower Research Capital (TRC) Portfolio holdings

AUM $3.85B
1-Year Est. Return 32.11%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+32.11%
3 Year Est. Return
+93.86%
5 Year Est. Return
+112.79%
10 Year Est. Return
+380.9%
AUM
$928M
AUM Growth
-$303M
Cap. Flow
-$369M
Cap. Flow %
-39.78%
Top 10 Hldgs %
12.66%
Holding
5,403
New
1,284
Increased
2,043
Reduced
1,264
Closed
711

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
IYR icon
iShares US Real Estate ETF
IYR
+$15.3M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$14.4M
4
AAPL icon
Apple
AAPL
+$14.3M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$13.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$673M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$84.8M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$23.3M
4
TNA icon
Direxion Daily Small Cap Bull 3x ETF
TNA
+$20.6M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$16.4M

Sector Composition

Rank Sector Weight
1 Technology 10.09%
2 Financials 9.79%
3 Industrials 7.82%
4 Consumer Discretionary 7.1%
5 Healthcare 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISSC icon
4301
Innovative Solutions & Support
ISSC
$361M
$1K ﹤0.01%
100
-7,075
-99% -$54.9K
JQC icon
4302
Nuveen Credit Strategies Income Fund
JQC
$711M
$1K ﹤0.01%
100
-3,400
-97% -$33.2K
KFFB icon
4303
Kentucky First Federal Bancorp
KFFB
$44.9M
$1K ﹤0.01%
141
-163
-54% -$1.33K
TULP
4304
Bloomia Holdings
TULP
$16.3M
$1K ﹤0.01%
+40
New +$696
LGND icon
4305
Ligand Pharmaceuticals
LGND
$6.36B
$1K ﹤0.01%
43
-3,647
-99% -$103K
LINC icon
4306
Lincoln Educational Services
LINC
$1.3B
$1K ﹤0.01%
310
-12,362
-98% -$69.4K
LPTH icon
4307
Lightpath Technologies
LPTH
$820M
$1K ﹤0.01%
1,005
+877
+685% +$1.36K
MITK icon
4308
Mitek Systems
MITK
$834M
$1K ﹤0.01%
186
-6,057
-97% -$33.1K
MPX
4309
DELISTED
Marine Products Corp
MPX
$1K ﹤0.01%
+100
New +$889
MSD
4310
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$1K ﹤0.01%
100
-646
-87% -$6.42K
MVIS icon
4311
Microvision
MVIS
$78.9M
$1K ﹤0.01%
33
-64
-66% -$2.08K
MYD
4312
DELISTED
BlackRock MuniYield Fund
MYD
$1K ﹤0.01%
100
-1,215
-92% -$16.3K
NAII icon
4313
Natural Alternatives International
NAII
$14.9M
$1K ﹤0.01%
146
-400
-73% -$1.99K
NAT icon
4314
Nordic American Tanker
NAT
$1.37B
$1K ﹤0.01%
177
-1,561
-90% -$13K
NMZ icon
4315
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$1K ﹤0.01%
63
-151
-71% -$1.75K
NTWK icon
4316
NetSol Technologies
NTWK
$50.6M
$1K ﹤0.01%
64
-1,671
-96% -$17.2K
NXN
4317
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$1K ﹤0.01%
+101
New +$1.3K
NXP icon
4318
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$1K ﹤0.01%
100
-111
-53% -$1.43K
ADAM
4319
Adamas Trust
ADAM
$883M
$1K ﹤0.01%
+57
New +$1.44K
O icon
4320
Realty Income
O
$59.1B
$1K ﹤0.01%
25
-6,260
-100% -$254K
OFS icon
4321
OFS Capital
OFS
$51.9M
$1K ﹤0.01%
48
-74
-61% -$894
OGEN icon
4322
Oragenics
OGEN
$2.48M
– –
0
– –
OMEX icon
4323
Odyssey Marine Exploration
OMEX
$51.8M
$1K ﹤0.01%
+28
New +$1.06K
OPHC icon
4324
OptimumBank Holdings
OPHC
$112M
$1K ﹤0.01%
+53
New +$805
ORC
4325
Orchid Island Capital
ORC
$1.31B
$1K ﹤0.01%
+19
New +$1.06K
171 172
173
174 175

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DWM
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TFM
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AC
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IP
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TCIM
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FLSM
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AFI
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Tower Research Capital (TRC)'s Q3 2013 Portfolio in Review

As of Q3 2013, Tower Research Capital (TRC) held 5,403 positions worth $928M, down 25% from $1.23B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tower Research Capital (TRC) withdrew a net $369M in Q3 2013, closing 711 positions and reducing 1,264 holdings. Its most notable exit was Direxion Daily Small Cap Bull 3x ETF, an estimated $20.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 1.5% a quarter earlier, followed by Financials and Industrials.

Against the trend, Tower Research Capital (TRC) opened a new position in iShares US Real Estate ETF worth $15M.

  • Tower Research Capital (TRC)'s largest Q3 2013 buy was iShares US Real Estate ETF: 234,524 shares worth $15M.
  • Tower Research Capital (TRC) added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $16.1M increase.
  • Tower Research Capital (TRC)'s biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $673M.
  • Tower Research Capital (TRC) fully exited Direxion Daily Small Cap Bull 3x ETF in Q3 2013, selling an estimated $20.6M.
  • Tower Research Capital (TRC)'s ten largest holdings make up 13% of its $928M portfolio in Q3 2013.
  • Tower Research Capital (TRC) opened 1,284 new positions and closed 711 in Q3 2013.
  • Tower Research Capital (TRC)'s portfolio value fell 25% quarter-over-quarter to $928M.

Based on Tower Research Capital (TRC)'s 13F filing for Q3 2013, filed 6 Nov 2013.