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TRCT

Tower Research Capital (TRC) Portfolio holdings

AUM $3.85B
1-Year Est. Return 32.11%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+32.11%
3 Year Est. Return
+93.86%
5 Year Est. Return
+112.79%
10 Year Est. Return
+380.9%
AUM
$928M
AUM Growth
-$303M
Cap. Flow
-$369M
Cap. Flow %
-39.78%
Top 10 Hldgs %
12.66%
Holding
5,403
New
1,284
Increased
2,043
Reduced
1,264
Closed
711

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$16.1M
2
IYR icon
iShares US Real Estate ETF
IYR
+$15.3M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$14.4M
4
AAPL icon
Apple
AAPL
+$14.3M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$13.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$673M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$84.8M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$23.3M
4
TNA icon
Direxion Daily Small Cap Bull 3x ETF
TNA
+$20.6M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$16.4M

Sector Composition

Rank Sector Weight
1 Technology 10.09%
2 Financials 9.79%
3 Industrials 7.82%
4 Consumer Discretionary 7.1%
5 Healthcare 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHK
2776
PIMCO High Income Fund
PHK
$880M
$18K ﹤0.01%
1,500
+500
+50% +$5.88K
SANW
2777
DELISTED
S&W Seed Co
SANW
$18K ﹤0.01%
111
+57
+106% +$8.57K
SFBC
2778
Sound Financial Bancorp
SFBC
$111M
$18K ﹤0.01%
1,204
+1,099
+1,047% +$16.2K
UTMD icon
2779
Utah Medical Products
UTMD
$225M
$18K ﹤0.01%
303
+116
+62% +$6.33K
XLY icon
2780
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$18K ﹤0.01%
+600
New +$17.8K
AAMC
2781
DELISTED
Altisource Asset Management Corp
AAMC
$18K ﹤0.01%
+56
New +$13.6K
FIF
2782
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$18K ﹤0.01%
848
+621
+274% +$14.2K
SJI
2783
DELISTED
South Jersey Industries, Inc.
SJI
$18K ﹤0.01%
610
-4,202
-87% -$124K
PCI
2784
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$18K ﹤0.01%
800
+301
+60% +$6.55K
PFPT
2785
DELISTED
Proofpoint, Inc.
PFPT
$18K ﹤0.01%
545
-1,581
-74% -$44.5K
DNBF
2786
DELISTED
DNB Financial Corp
DNBF
$18K ﹤0.01%
+874
New +$16.4K
ESIO
2787
DELISTED
Electro Scientific Industries
ESIO
$18K ﹤0.01%
1,522
+1,319
+650% +$15.2K
ETP
2788
DELISTED
Energy Transfer Partners, L.P.
ETP
$18K ﹤0.01%
542
-532
-50% -$17K
TAX
2789
DELISTED
Liberty Tax, Inc. Class A
TAX
$18K ﹤0.01%
965
-2,383
-71% -$41.5K
HDNG
2790
DELISTED
Hardinge Inc
HDNG
$18K ﹤0.01%
1,161
+752
+184% +$11.6K
UGAZ
2791
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
0
– –
NEWP
2792
DELISTED
NEWPORT CORP
NEWP
$18K ﹤0.01%
+1,123
New +$17.3K
NES
2793
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$18K ﹤0.01%
+800
New +$22.6K
SMPL
2794
DELISTED
SIMPLICITY BANCORP INC
SMPL
$18K ﹤0.01%
1,103
-668
-38% -$10K
TYN
2795
DELISTED
TORTOISE NORTH AMERICAN ENERGY CORPORATION COM
TYN
$18K ﹤0.01%
682
+600
+732% +$17.2K
KFN
2796
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$18K ﹤0.01%
+1,787
New +$18.7K
HITK
2797
DELISTED
HI-TECH PHARMACAL INC
HITK
$18K ﹤0.01%
+415
New +$15.9K
HOVU
2798
DELISTED
HOVNANIAN ENTERPRISES INC UNIT 1 COM & 1 SR SUB NT
HOVU
$18K ﹤0.01%
+681
New +$18.6K
HYV
2799
DELISTED
BALCKROCK CORP HG YLD FD V INC
HYV
$18K ﹤0.01%
1,500
+836
+126% +$9.96K
CMD
2800
DELISTED
PROSHARES TR II ULTRASHORT BLOOMBERG COMMODITY
CMD
$18K ﹤0.01%
+876
New +$17.8K
110 111
112
113 114

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TFM
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IP
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TCIM
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AFI
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Tower Research Capital (TRC)'s Q3 2013 Portfolio in Review

As of Q3 2013, Tower Research Capital (TRC) held 5,403 positions worth $928M, down 25% from $1.23B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tower Research Capital (TRC) withdrew a net $369M in Q3 2013, closing 711 positions and reducing 1,264 holdings. Its most notable exit was Direxion Daily Small Cap Bull 3x ETF, an estimated $20.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 1.5% a quarter earlier, followed by Financials and Industrials.

Against the trend, Tower Research Capital (TRC) opened a new position in iShares US Real Estate ETF worth $15M.

  • Tower Research Capital (TRC)'s largest Q3 2013 buy was iShares US Real Estate ETF: 234,524 shares worth $15M.
  • Tower Research Capital (TRC) added most to iShares MSCI Emerging Markets ETF in Q3 2013, an estimated $16.1M increase.
  • Tower Research Capital (TRC)'s biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $673M.
  • Tower Research Capital (TRC) fully exited Direxion Daily Small Cap Bull 3x ETF in Q3 2013, selling an estimated $20.6M.
  • Tower Research Capital (TRC)'s ten largest holdings make up 13% of its $928M portfolio in Q3 2013.
  • Tower Research Capital (TRC) opened 1,284 new positions and closed 711 in Q3 2013.
  • Tower Research Capital (TRC)'s portfolio value fell 25% quarter-over-quarter to $928M.

Based on Tower Research Capital (TRC)'s 13F filing for Q3 2013, filed 6 Nov 2013.