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TF

Tompkins Financial Portfolio holdings

AUM $1.43B
1-Year Est. Return 24.87%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+24.87%
3 Year Est. Return
+74.13%
5 Year Est. Return
+89.55%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$22.7M
Cap. Flow
-$15.1M
Cap. Flow %
-3.97%
Top 10 Hldgs %
46.32%
Holding
547
New
14
Increased
67
Reduced
165
Closed
63

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.22M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$894K
3
CELG
Celgene Corp
CELG
+$884K
4
VTV icon
Vanguard Value ETF
VTV
+$543K
5
CA
CA, Inc.
CA
+$172K

Top Sells

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$4.96M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.27M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.2M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.96M
5
PGX icon
Invesco Preferred ETF
PGX
+$595K

Sector Composition

Rank Sector Weight
1 Financials 12.38%
2 Technology 8.54%
3 Healthcare 8.31%
4 Energy 5.23%
5 Consumer Staples 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXIM
101
DELISTED
Maxim Integrated Products
MXIM
$706K 0.18%
23,332
+1,588
+7% +$50K
LMT icon
102
Lockheed Martin
LMT
$118B
$697K 0.18%
3,809
-45
-1% -$7.66K
TMO icon
103
Thermo Fisher Scientific
TMO
$197B
$697K 0.18%
5,723
– –
SLB icon
104
SLB Ltd
SLB
$70.1B
$690K 0.18%
6,786
+62
+0.9% +$6.76K
HAL icon
105
Halliburton
HAL
$29.5B
$670K 0.18%
10,390
-340
-3% -$23.3K
IVV icon
106
iShares Core S&P 500 ETF
IVV
$887B
$654K 0.17%
3,297
– –
IWN icon
107
iShares Russell 2000 Value ETF
IWN
$14.4B
$651K 0.17%
6,955
– –
NEE icon
108
NextEra Energy
NEE
$186B
$613K 0.16%
26,104
-484
-2% -$11.7K
DUK icon
109
Duke Energy
DUK
$99.1B
$575K 0.15%
7,695
-313
-4% -$22.8K
SIAL
110
DELISTED
SIGMA - ALDRICH CORP
SIAL
$575K 0.15%
4,230
-70
-2% -$7.44K
BKLN icon
111
Invesco Senior Loan ETF
BKLN
$7.1B
$528K 0.14%
21,765
– –
BRK.B icon
112
Berkshire Hathaway Class B
BRK.B
$1.06T
$516K 0.14%
3,736
-180
-5% -$24K
BLK icon
113
Blackrock
BLK
$165B
$499K 0.13%
1,520
– –
VEU icon
114
Vanguard FTSE All-World ex-US ETF
VEU
$65.8B
$496K 0.13%
10,068
– –
FDX icon
115
FedEx
FDX
$74.2B
$477K 0.12%
2,954
-5
-0.2% -$759
GWW icon
116
W.W. Grainger
GWW
$65.5B
$450K 0.12%
1,788
-6
-0.3% -$1.47K
EMC
117
DELISTED
EMC CORPORATION
EMC
$448K 0.12%
15,320
– –
USB icon
118
US Bancorp
USB
$99B
$445K 0.12%
10,635
-95
-0.9% -$4.01K
CB
119
DELISTED
CHUBB CORPORATION
CB
$434K 0.11%
4,770
-11
-0.2% -$1K
JCI icon
120
Johnson Controls International
JCI
$86.5B
$426K 0.11%
9,236
– –
KO icon
121
Coca-Cola
KO
$353B
$425K 0.11%
9,965
+286
+3% +$11.8K
CME icon
122
CME Group
CME
$87.5B
$414K 0.11%
5,180
-25
-0.5% -$1.88K
AZN icon
123
AstraZeneca
AZN
$261B
$408K 0.11%
5,712
+968
+20% +$70.9K
UNH icon
124
UnitedHealth
UNH
$384B
$406K 0.11%
4,705
– –
ESRX
125
DELISTED
Express Scripts Holding Company
ESRX
$397K 0.1%
5,620
– –
3 4
5
6 7

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SMA
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ADL
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TS
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APCM
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CCM
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KCMH
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PPC
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Tompkins Financial's Q3 2014 Portfolio in Review

As of Q3 2014, Tompkins Financial held 547 positions worth $382M, down 5.6% from $405M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tompkins Financial withdrew a net $15.1M in Q3 2014, closing 63 positions and reducing 165 holdings. Its most notable exit was iShares 1-3 Year Treasury Bond ETF, an estimated $153K position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Tompkins Financial opened a new position in La Quinta Holdings Inc. worth $38K.

  • Tompkins Financial's largest Q3 2014 buy was La Quinta Holdings Inc.: 1,977 shares worth $38K.
  • Tompkins Financial added most to Vanguard FTSE Developed Markets ETF in Q3 2014, an estimated $1.22M increase.
  • Tompkins Financial's biggest Q3 2014 reduction was iShares S&P Small-Cap 600 Value ETF, cutting an estimated $4.96M.
  • Tompkins Financial fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2014, selling an estimated $153K.
  • Tompkins Financial's ten largest holdings make up 46% of its $382M portfolio in Q3 2014.
  • Tompkins Financial opened 14 new positions and closed 63 in Q3 2014.
  • Tompkins Financial's portfolio value fell 5.6% quarter-over-quarter to $382M.

Based on Tompkins Financial's 13F filing for Q3 2014, filed 10 Oct 2014.