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Tompkins Financial Portfolio holdings

AUM $1.43B
1-Year Est. Return 24.87%
This Fund
S&P 500
This Quarter Est. Return
+1.15%
1 Year Est. Return
+24.87%
3 Year Est. Return
+74.13%
5 Year Est. Return
+89.55%
10 Year Est. Return
–
AUM
$395M
AUM Growth
+$8.99M
Cap. Flow
+$6.04M
Cap. Flow %
1.53%
Top 10 Hldgs %
46.11%
Holding
569
New
43
Increased
140
Reduced
122
Closed
51

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.21M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.08M
3
DGS icon
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
+$1.01M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$957K
5
VTV icon
Vanguard Value ETF
VTV
+$852K

Top Sells

Rank Stock Value
1
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$2.92M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.23M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.71M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$934K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$707K

Sector Composition

Rank Sector Weight
1 Financials 12.62%
2 Healthcare 7.82%
3 Technology 7.72%
4 Energy 5.06%
5 Industrials 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEI
551
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-1,000
Closed -$20K
ABB
552
DELISTED
ABB Ltd
ABB
– –
-591
Closed -$16K
EV
553
DELISTED
Eaton Vance Corp.
EV
– –
-680
Closed -$29K
AIG.WS
554
DELISTED
American International Group, Inc.
AIG.WS
– –
-3
Closed –
GNC
555
DELISTED
GNC Holdings, Inc.
GNC
– –
-500
Closed -$29K
BPL
556
DELISTED
Buckeye Partners, L.P.
BPL
– –
-1,700
Closed -$121K
GM.WS.B
557
DELISTED
General Motors Company
GM.WS.B
– –
-89
Closed -$2K
EEP
558
DELISTED
Enbridge Energy Partners
EEP
– –
-1,000
Closed -$30K
RGC
559
DELISTED
Regal Entertainment Group
RGC
$0 ﹤0.01%
+20
New +$384
OKS
560
DELISTED
Oneok Partners LP
OKS
– –
-400
Closed -$21K
GM.WS.A
561
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-89
Closed -$3K
BBEP
562
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-1,125
Closed -$23K
LINE
563
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-500
Closed -$15K
HNT
564
DELISTED
HEALTH NET INC
HNT
$0 ﹤0.01%
+10
New +$328
ALU
565
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
125
– –
OCR
566
DELISTED
OMNICARE INC
OCR
– –
-700
Closed -$42K
RBS.PRM
567
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
– –
-441
Closed -$9K
PGH
568
DELISTED
Pengrowth Energy Corporation
PGH
– –
-1,033
Closed -$6K
19 20 21 22
23

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Tompkins Financial's Q1 2014 Portfolio in Review

As of Q1 2014, Tompkins Financial held 569 positions worth $395M, up 2.3% from $386M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tompkins Financial's Q1 2014 filing shows 43 new, 140 increased, 122 reduced and 51 closed positions. Its largest new stake was QLIK TECHNOLOGIES INC COM STK (DE): 2,401 shares worth $64K. The largest sale was WisdomTree Emerging Markets High Dividend Fund, an estimated $2.92M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Technology.

  • Tompkins Financial's largest Q1 2014 buy was QLIK TECHNOLOGIES INC COM STK (DE): 2,401 shares worth $64K.
  • Tompkins Financial added most to iShares Core US Aggregate Bond ETF in Q1 2014, an estimated $8.21M increase.
  • Tompkins Financial's biggest Q1 2014 reduction was WisdomTree Emerging Markets High Dividend Fund, cutting an estimated $2.92M.
  • Tompkins Financial fully exited iShares ESG Optimized MSCI USA ETF in Q1 2014, selling an estimated $150K.
  • Tompkins Financial's ten largest holdings make up 46% of its $395M portfolio in Q1 2014.
  • Tompkins Financial opened 43 new positions and closed 51 in Q1 2014.
  • Tompkins Financial's portfolio value rose 2.3% quarter-over-quarter to $395M.

Based on Tompkins Financial's 13F filing for Q1 2014, filed 10 Apr 2014.