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Tompkins Financial Portfolio holdings

AUM $1.43B
1-Year Est. Return 24.87%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+24.87%
3 Year Est. Return
+74.13%
5 Year Est. Return
+89.55%
10 Year Est. Return
–
AUM
$386M
AUM Growth
+$28.3M
Cap. Flow
+$3.34M
Cap. Flow %
0.86%
Top 10 Hldgs %
45.89%
Holding
568
New
95
Increased
145
Reduced
100
Closed
42

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.49M
3
HP icon
Helmerich & Payne
HP
+$1.02M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$916K
5
VTV icon
Vanguard Value ETF
VTV
+$801K

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.02M
2
EWC icon
iShares MSCI Canada ETF
EWC
+$2.54M
3
PGX icon
Invesco Preferred ETF
PGX
+$1.49M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.4M
5
ADP icon
Automatic Data Processing
ADP
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 13.15%
2 Technology 7.71%
3 Healthcare 7.44%
4 Energy 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNG icon
551
United States Natural Gas Fund
UNG
$458M
– –
-167
Closed -$49K
X
552
DELISTED
US Steel
X
$0 ﹤0.01%
+3
New +$77
GAP
553
The Gap Inc
GAP
$7.07B
– –
-1,460
Closed -$59K
EDI
554
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
– –
-500
Closed -$10K
CS
555
DELISTED
Credit Suisse Group
CS
– –
-7,087
Closed -$216K
AIG.WS
556
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
+3
New +$60
INWK
557
DELISTED
InnerWorkings, Inc.
INWK
– –
-3,910
Closed -$38K
ROYT
558
DELISTED
PACIFIC COAST OIL TRUST
ROYT
– –
-500
Closed -$8K
JMF
559
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
-45
Closed -$1K
KOL
560
DELISTED
VanEck Vectors Coal ETF
KOL
– –
-184
Closed -$35K
GWAY
561
DELISTED
GREENWAY MED TECHNOLOGIES INC CPM STK (DE)
GWAY
– –
-1,910
Closed -$39K
SFD
562
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-500
Closed -$17K
ESV
563
DELISTED
Ensco Rowan plc
ESV
– –
-8
Closed -$2K
NID
564
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-1,000
Closed -$11K
SPLS
565
DELISTED
Staples Inc
SPLS
– –
-160
Closed -$2K
ARP
566
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
– –
-500
Closed -$10K
CMLP
567
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP COM UTS REP LTD PRT INT (DE)
CMLP
– –
-700
Closed -$17K
19 20 21 22
23

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Tompkins Financial's Q4 2013 Portfolio in Review

As of Q4 2013, Tompkins Financial held 568 positions worth $386M, up 7.9% from $358M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tompkins Financial's Q4 2013 filing shows 95 new, 145 increased, 100 reduced and 42 closed positions. Its largest new stake was Helmerich & Payne: 13,080 shares worth $1.1M. The largest sale was Invesco S&P 500 Low Volatility ETF, an estimated $3.02M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

  • Tompkins Financial's largest Q4 2013 buy was Helmerich & Payne: 13,080 shares worth $1.1M.
  • Tompkins Financial added most to iShares Core US Aggregate Bond ETF in Q4 2013, an estimated $4.56M increase.
  • Tompkins Financial's biggest Q4 2013 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $3.02M.
  • Tompkins Financial fully exited Credit Suisse Group in Q4 2013, selling an estimated $216K.
  • Tompkins Financial's ten largest holdings make up 46% of its $386M portfolio in Q4 2013.
  • Tompkins Financial opened 95 new positions and closed 42 in Q4 2013.
  • Tompkins Financial's portfolio value rose 7.9% quarter-over-quarter to $386M.

Based on Tompkins Financial's 13F filing for Q4 2013, filed 8 Jan 2014.