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Tompkins Financial Portfolio holdings

AUM $1.43B
1-Year Est. Return 24.87%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+24.87%
3 Year Est. Return
+74.13%
5 Year Est. Return
+89.55%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$22.7M
Cap. Flow
-$15.1M
Cap. Flow %
-3.97%
Top 10 Hldgs %
46.32%
Holding
547
New
14
Increased
67
Reduced
165
Closed
63

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.22M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$894K
3
CELG
Celgene Corp
CELG
+$884K
4
VTV icon
Vanguard Value ETF
VTV
+$543K
5
CA
CA, Inc.
CA
+$172K

Top Sells

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$4.96M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.27M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.2M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.96M
5
PGX icon
Invesco Preferred ETF
PGX
+$595K

Sector Composition

Rank Sector Weight
1 Financials 12.38%
2 Technology 8.54%
3 Healthcare 8.31%
4 Energy 5.23%
5 Consumer Staples 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGC
526
DELISTED
Regal Entertainment Group
RGC
– –
-20
Closed –
TIME
527
DELISTED
Time Inc.
TIME
– –
-2
Closed –
FPP
528
DELISTED
FieldPoint Petroleum Corporation
FPP
– –
-300
Closed -$2K
YHOO
529
DELISTED
Yahoo Inc
YHOO
– –
-240
Closed -$8K
MJN
530
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-23
Closed -$2K
HERO
531
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-2,500
Closed -$10K
HNT
532
DELISTED
HEALTH NET INC
HNT
– –
-10
Closed –
PRE
533
DELISTED
PARTNERRE LTD
PRE
– –
-11
Closed -$1K
ALU
534
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
125
– –
ROYL
535
DELISTED
ROYALE ENERGY INC
ROYL
– –
-900
Closed -$3K
BRLI
536
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
– –
-1,217
Closed -$37K
LO
537
DELISTED
LORILLARD INC COM STK
LO
– –
-10
Closed -$1K
BPZ
538
DELISTED
BPZ RESOURCES INC COM STK
BPZ
– –
-300
Closed -$1K
KMP
539
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-100
Closed -$8K
BNNY
540
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
– –
-173
Closed -$6K
QCOR
541
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-860
Closed -$80K
AMZG
542
DELISTED
AMERICAN EAGLE ENERGY CORP NEW COM STK (NV)
AMZG
– –
-100
Closed -$1K
PNY
543
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
– –
-200
Closed -$7K
NKBS
544
DELISTED
NEWTEK BUSINESS SERVICES, INC.
NKBS
– –
-400
Closed -$1K
PQUE
545
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
– –
-2,000
Closed -$15K
CIT
546
DELISTED
CIT Group Inc.
CIT
– –
-21
Closed -$1K
HK
547
DELISTED
Halcon Resources Corporation
HK
– –
-2
Closed -$3K
18 19 20 21
22

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SMA
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ADL
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APCM
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CCM
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KCMH
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PPC
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Tompkins Financial's Q3 2014 Portfolio in Review

As of Q3 2014, Tompkins Financial held 547 positions worth $382M, down 5.6% from $405M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tompkins Financial withdrew a net $15.1M in Q3 2014, closing 63 positions and reducing 165 holdings. Its most notable exit was iShares 1-3 Year Treasury Bond ETF, an estimated $153K position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Tompkins Financial opened a new position in La Quinta Holdings Inc. worth $38K.

  • Tompkins Financial's largest Q3 2014 buy was La Quinta Holdings Inc.: 1,977 shares worth $38K.
  • Tompkins Financial added most to Vanguard FTSE Developed Markets ETF in Q3 2014, an estimated $1.22M increase.
  • Tompkins Financial's biggest Q3 2014 reduction was iShares S&P Small-Cap 600 Value ETF, cutting an estimated $4.96M.
  • Tompkins Financial fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2014, selling an estimated $153K.
  • Tompkins Financial's ten largest holdings make up 46% of its $382M portfolio in Q3 2014.
  • Tompkins Financial opened 14 new positions and closed 63 in Q3 2014.
  • Tompkins Financial's portfolio value fell 5.6% quarter-over-quarter to $382M.

Based on Tompkins Financial's 13F filing for Q3 2014, filed 10 Oct 2014.