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TF

Tompkins Financial Portfolio holdings

AUM $1.43B
1-Year Est. Return 24.87%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+24.87%
3 Year Est. Return
+74.13%
5 Year Est. Return
+89.55%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$22.7M
Cap. Flow
-$15.1M
Cap. Flow %
-3.97%
Top 10 Hldgs %
46.32%
Holding
547
New
14
Increased
67
Reduced
165
Closed
63

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.22M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$894K
3
CELG
Celgene Corp
CELG
+$884K
4
VTV icon
Vanguard Value ETF
VTV
+$543K
5
CA
CA, Inc.
CA
+$172K

Top Sells

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$4.96M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.27M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.2M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.96M
5
PGX icon
Invesco Preferred ETF
PGX
+$595K

Sector Composition

Rank Sector Weight
1 Financials 12.38%
2 Technology 8.54%
3 Healthcare 8.31%
4 Energy 5.23%
5 Consumer Staples 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPQ icon
501
HP
HPQ
$24.3B
– –
-165
Closed -$3K
ICE icon
502
Intercontinental Exchange
ICE
$84.1B
– –
-40
Closed -$2K
IMNN icon
503
Imunon
IMNN
$6.43M
– –
0
– –
MSI icon
504
Motorola Solutions
MSI
$70.3B
– –
-66
Closed -$4K
MVIS icon
505
Microvision
MVIS
$88.8M
$0 ﹤0.01%
125
– –
NEM icon
506
Newmont
NEM
$98.5B
$0 ﹤0.01%
15
– –
ODP
507
DELISTED
ODP
ODP
– –
-13
Closed -$1K
OI icon
508
O-I Glass
OI
$1.41B
– –
-285
Closed -$10K
PH icon
509
Parker-Hannifin
PH
$124B
– –
-10
Closed -$1K
PHM icon
510
Pultegroup
PHM
$24.9B
– –
-45
Closed -$1K
SHW icon
511
Sherwin-Williams
SHW
$80.7B
– –
-18
Closed -$1K
SHY icon
512
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-1,807
Closed -$153K
STE icon
513
Steris
STE
$21.3B
– –
-100
Closed -$5K
SWZ
514
Swiss Helvetia Fund
SWZ
$76.2M
– –
-300
Closed -$4K
SYY icon
515
Sysco
SYY
$40.2B
– –
-25
Closed -$1K
UTSI icon
516
UTStarcom
UTSI
$22.3M
– –
0
– –
VMI icon
517
Valmont Industries
VMI
$9.61B
– –
-53
Closed -$8K
VRTX icon
518
Vertex Pharmaceuticals
VRTX
$122B
– –
-4
Closed –
X
519
DELISTED
US Steel
X
$0 ﹤0.01%
3
– –
VRTV
520
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
+6
New +$255
TCP
521
DELISTED
TC Pipelines LP
TCP
– –
-158
Closed -$8K
AXAS
522
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-25
Closed -$3K
VIAB
523
DELISTED
Viacom Inc. Class B
VIAB
– –
-16
Closed -$1K
BPL
524
DELISTED
Buckeye Partners, L.P.
BPL
– –
-100
Closed -$8K
ETP
525
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-2,034
Closed -$96K
18 19 20
21
22

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SMA
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ADL
Asset Dedication LLC San Francisco, California $1.43B AUM 22.07% 1-Year Est. Return
TS
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APCM
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CCM
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KCMH
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PPC
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Tompkins Financial's Q3 2014 Portfolio in Review

As of Q3 2014, Tompkins Financial held 547 positions worth $382M, down 5.6% from $405M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tompkins Financial withdrew a net $15.1M in Q3 2014, closing 63 positions and reducing 165 holdings. Its most notable exit was iShares 1-3 Year Treasury Bond ETF, an estimated $153K position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Tompkins Financial opened a new position in La Quinta Holdings Inc. worth $38K.

  • Tompkins Financial's largest Q3 2014 buy was La Quinta Holdings Inc.: 1,977 shares worth $38K.
  • Tompkins Financial added most to Vanguard FTSE Developed Markets ETF in Q3 2014, an estimated $1.22M increase.
  • Tompkins Financial's biggest Q3 2014 reduction was iShares S&P Small-Cap 600 Value ETF, cutting an estimated $4.96M.
  • Tompkins Financial fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2014, selling an estimated $153K.
  • Tompkins Financial's ten largest holdings make up 46% of its $382M portfolio in Q3 2014.
  • Tompkins Financial opened 14 new positions and closed 63 in Q3 2014.
  • Tompkins Financial's portfolio value fell 5.6% quarter-over-quarter to $382M.

Based on Tompkins Financial's 13F filing for Q3 2014, filed 10 Oct 2014.