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Tompkins Financial Portfolio holdings

AUM $1.43B
1-Year Est. Return 24.87%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+24.87%
3 Year Est. Return
+74.13%
5 Year Est. Return
+89.55%
10 Year Est. Return
–
AUM
$386M
AUM Growth
+$28.3M
Cap. Flow
+$3.34M
Cap. Flow %
0.86%
Top 10 Hldgs %
45.89%
Holding
568
New
95
Increased
145
Reduced
100
Closed
42

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.49M
3
HP icon
Helmerich & Payne
HP
+$1.02M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$916K
5
VTV icon
Vanguard Value ETF
VTV
+$801K

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.02M
2
EWC icon
iShares MSCI Canada ETF
EWC
+$2.54M
3
PGX icon
Invesco Preferred ETF
PGX
+$1.49M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.4M
5
ADP icon
Automatic Data Processing
ADP
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 13.15%
2 Technology 7.71%
3 Healthcare 7.44%
4 Energy 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABA
376
Saba Capital Income & Opportunities Fund II
SABA
$221M
$15K ﹤0.01%
967
-966
-50% -$15.8K
BWP
377
DELISTED
Boardwalk Pipeline Partners
BWP
$15K ﹤0.01%
600
– –
LINE
378
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$15K ﹤0.01%
+500
New +$14.5K
SIVB
379
DELISTED
SVB Financial Group
SIVB
$15K ﹤0.01%
+145
New +$14.2K
DGII icon
380
Digi International
DGII
$2.53B
$14K ﹤0.01%
1,180
+140
+13% +$1.51K
EWS icon
381
iShares MSCI Singapore ETF
EWS
$1.03B
$14K ﹤0.01%
550
– –
GSG icon
382
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
$14K ﹤0.01%
450
– –
MENT
383
DELISTED
Mentor Graphics Corp
MENT
$14K ﹤0.01%
600
– –
CBST
384
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$14K ﹤0.01%
200
– –
ELP
385
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$13K ﹤0.01%
2,500
– –
MXE
386
Mexico Equity and Income Fund
MXE
$58.5M
$13K ﹤0.01%
863
– –
PH icon
387
Parker-Hannifin
PH
$125B
$13K ﹤0.01%
100
– –
SXC icon
388
SunCoke Energy
SXC
$779M
$13K ﹤0.01%
571
– –
TILE icon
389
Interface
TILE
$2B
$13K ﹤0.01%
+570
New +$11.5K
TOL icon
390
Toll Brothers
TOL
$14.5B
$13K ﹤0.01%
350
-1,548
-82% -$51.3K
VLY icon
391
Valley National Bancorp
VLY
$8.01B
$13K ﹤0.01%
+1,250
New +$12.5K
HERO
392
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$13K ﹤0.01%
2,000
– –
UIL
393
DELISTED
UIL HOLDINGS
UIL
$13K ﹤0.01%
333
– –
CFN
394
DELISTED
CAREFUSION CORPORATION
CFN
$13K ﹤0.01%
337
– –
ARCC icon
395
Ares Capital
ARCC
$13.7B
$12K ﹤0.01%
+650
New +$11.5K
FXI icon
396
iShares China Large-Cap ETF
FXI
$4.27B
$12K ﹤0.01%
300
– –
IYR icon
397
iShares US Real Estate ETF
IYR
$4.76B
$12K ﹤0.01%
194
– –
WBD icon
398
Warner Bros
WBD
$64.2B
$12K ﹤0.01%
+268
New +$11.6K
ITC
399
DELISTED
ITC HOLDINGS CORP
ITC
$12K ﹤0.01%
+378
New +$12.1K
HVB
400
DELISTED
HUDSON VY HLDG CORP
HVB
$12K ﹤0.01%
605
– –
14 15
16
17 18

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SMA
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ADL
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CCM
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Tompkins Financial's Q4 2013 Portfolio in Review

As of Q4 2013, Tompkins Financial held 568 positions worth $386M, up 7.9% from $358M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tompkins Financial's Q4 2013 filing shows 95 new, 145 increased, 100 reduced and 42 closed positions. Its largest new stake was Helmerich & Payne: 13,080 shares worth $1.1M. The largest sale was Invesco S&P 500 Low Volatility ETF, an estimated $3.02M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

  • Tompkins Financial's largest Q4 2013 buy was Helmerich & Payne: 13,080 shares worth $1.1M.
  • Tompkins Financial added most to iShares Core US Aggregate Bond ETF in Q4 2013, an estimated $4.56M increase.
  • Tompkins Financial's biggest Q4 2013 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $3.02M.
  • Tompkins Financial fully exited Credit Suisse Group in Q4 2013, selling an estimated $216K.
  • Tompkins Financial's ten largest holdings make up 46% of its $386M portfolio in Q4 2013.
  • Tompkins Financial opened 95 new positions and closed 42 in Q4 2013.
  • Tompkins Financial's portfolio value rose 7.9% quarter-over-quarter to $386M.

Based on Tompkins Financial's 13F filing for Q4 2013, filed 8 Jan 2014.