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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
-5.09%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$9.01B
AUM Growth
-$1.27B
Cap. Flow
-$442M
Cap. Flow %
-4.91%
Top 10 Hldgs %
12.67%
Holding
1,814
New
29
Increased
310
Reduced
400
Closed
938

Top Buys

Rank Stock Value
1
XPRO icon
Expro Ltd
XPRO
+$39.6M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$28.8M
3
AGN
Allergan plc
AGN
+$28.7M
4
NEM icon
Newmont
NEM
+$27.5M
5
ATI icon
ATI
ATI
+$25.1M

Top Sells

Rank Stock Value
1
FIO
FUSION-IO INC COM
FIO
+$37.1M
2
FRX
FOREST LABORATORIES INC
FRX
+$36.7M
3
FINL
Finish Line
FINL
+$21.5M
4
LYB icon
LyondellBasell Industries
LYB
+$21.3M
5
MUR icon
Murphy Oil
MUR
+$18M

Sector Composition

Rank Sector Weight
1 Materials 21.76%
2 Industrials 13.95%
3 Technology 12.68%
4 Healthcare 10.71%
5 Consumer Discretionary 9.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RENX
1526
DELISTED
RELX N.V.
RENX
– –
-557
Closed -$8K
GST.PRB
1527
DELISTED
Gastar Exploration, Inc. 10.75% Series B Cumulative Preferred Stock
GST.PRB
– –
-9,600
Closed -$277K
DCM
1528
DELISTED
NTT DOCOMO, Inc.
DCM
– –
-6,693
Closed -$114K
FPO
1529
DELISTED
First Potomac Realty Trust
FPO
– –
-1,000
Closed -$13K
PSA.PRT.CL
1530
DELISTED
Public Storage
PSA.PRT.CL
– –
-3,800
Closed -$92K
SSRI
1531
DELISTED
Silver Standard Resources
SSRI
– –
-100
Closed -$1K
PSA.PRS.CL
1532
DELISTED
Public Storage
PSA.PRS.CL
– –
-3,500
Closed -$85K
WNR
1533
DELISTED
Western Refining Inc
WNR
– –
-3,119
Closed -$117K
KMI.WS
1534
DELISTED
Kinder Morgan Inc
KMI.WS
– –
-6,884
Closed -$19K
NWBO
1535
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
– –
-9,000
Closed -$60K
LXK
1536
DELISTED
Lexmark Intl Inc
LXK
– –
-1,881
Closed -$91K
SCTY
1537
DELISTED
SolarCity Corporation
SCTY
– –
-360
Closed -$25K
KKD
1538
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
– –
-2,850
Closed -$46K
DEG
1539
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
– –
-214
Closed -$4K
CFC.PRA
1540
DELISTED
COUNTRYWIDE CAP IV 6.75% TR PFD SEC
CFC.PRA
– –
-500
Closed -$13K
XUE
1541
DELISTED
XUEDA EDUCATION GROUP ADS REPTG 2 ORD SHS
XUE
– –
-12,462
Closed -$55K
LNCO
1542
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
– –
-672
Closed -$21K
TWC
1543
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-755
Closed -$111K
PUDA
1544
DELISTED
PUDA COAL INC (DE)
PUDA
– –
-4,000
Closed –
KNGT
1545
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
– –
-6,002
Closed -$143K
HAWK
1546
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
– –
-290
Closed -$8K
GAS
1547
DELISTED
AGL Resources Inc
GAS
– –
-1,100
Closed -$61K
NWSA
1548
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-4
Closed –
CHA
1549
DELISTED
China Telecom Corporation, LTD
CHA
– –
-240
Closed -$12K
STL
1550
DELISTED
Sterling Bancorp
STL
– –
-2,525
Closed -$30K
59 60 61
62
63

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Tocqueville Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tocqueville Asset Management held 1,814 positions worth $9.01B, down 12% from $10.3B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tocqueville Asset Management withdrew a net $442M in Q3 2014, closing 938 positions and reducing 400 holdings. Its most notable exit was FUSION-IO INC COM, an estimated $37.1M position sold in full.

By sector, the portfolio is most concentrated in Materials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

Against the trend, Tocqueville Asset Management opened a new position in Gibraltar Industries worth $7.75M.

  • Tocqueville Asset Management's largest Q3 2014 buy was Gibraltar Industries: 566,000 shares worth $7.75M.
  • Tocqueville Asset Management added most to Expro Ltd in Q3 2014, an estimated $39.6M increase.
  • Tocqueville Asset Management's biggest Q3 2014 reduction was Finish Line, cutting an estimated $21.5M.
  • Tocqueville Asset Management fully exited FUSION-IO INC COM in Q3 2014, selling an estimated $37.1M.
  • Tocqueville Asset Management's ten largest holdings make up 13% of its $9.01B portfolio in Q3 2014.
  • Tocqueville Asset Management opened 29 new positions and closed 938 in Q3 2014.
  • Tocqueville Asset Management's portfolio value fell 12% quarter-over-quarter to $9.01B.

Based on Tocqueville Asset Management's 13F filing for Q3 2014, filed 30 Oct 2014.