TAM

Tocqueville Asset Management Portfolio holdings

AUM $6.55B
1-Year Return 21.88%
This Quarter Return
-5.09%
1 Year Return
+21.88%
3 Year Return
+89.23%
5 Year Return
+153.22%
10 Year Return
+366.25%
AUM
$9.01B
AUM Growth
-$1.27B
Cap. Flow
-$490M
Cap. Flow %
-5.44%
Top 10 Hldgs %
12.67%
Holding
1,820
New
29
Increased
310
Reduced
400
Closed
938

Top Buys

1
XPRO icon
Expro
XPRO
$34.8M
2
AGN
Allergan plc
AGN
$31M
3
NEM icon
Newmont
NEM
$24.8M
4
ATI icon
ATI
ATI
$22.2M
5
EXXI
ENERGY XXI LTD COM SHS
EXXI
$18.4M

Top Sells

1
FIO
FUSION-IO INC COM
FIO
$37.1M
2
FRX
FOREST LABORATORIES INC
FRX
$36.7M
3
LYB icon
LyondellBasell Industries
LYB
$21.4M
4
FINL
Finish Line
FINL
$18.8M
5
SPLS
Staples Inc
SPLS
$17.3M

Sector Composition

1 Materials 20.49%
2 Industrials 13.34%
3 Technology 13.02%
4 Healthcare 10.69%
5 Consumer Discretionary 8.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMTD
1526
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-2
Closed –
NBL
1527
DELISTED
Noble Energy, Inc.
NBL
– –
-1,200
Closed -$93K
PSA.PRW
1528
DELISTED
Public Storage Depositary Shares, Each Representing 1/1,000 of a 5.20% Cumulative Preferred Share of
PSA.PRW
– –
-7,900
Closed -$175K
SCON
1529
DELISTED
Superconductor Technologies Inc.
SCON
– –
0
– –
BCOM
1530
DELISTED
B Communications Ltd
BCOM
– –
-346
Closed -$7K
NE
1531
DELISTED
Noble Corporation
NE
– –
-375
Closed -$11K
TECD
1532
DELISTED
Tech Data Corp
TECD
– –
-137
Closed -$9K
CHK
1533
DELISTED
Chesapeake Energy Corporation
CHK
– –
-12
Closed -$71K
CHK.PRD
1534
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
– –
-100
Closed -$10K
DXB.CL
1535
DELISTED
Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called
DXB.CL
– –
-12,507
Closed -$327K
POPE
1536
DELISTED
Pope Resources Depositary Receipts of Limited Partnership Units
POPE
– –
-1,000
Closed -$68K
AYR
1537
DELISTED
Aircastle Limited
AYR
– –
-61
Closed -$1K
STI
1538
DELISTED
SunTrust Banks, Inc.
STI
– –
-1,200
Closed -$48K
BPL
1539
DELISTED
Buckeye Partners, L.P.
BPL
– –
-2,025
Closed -$168K
MDSO
1540
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-5,500
Closed -$235K
PSA.PRU.CL
1541
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 5.625% Cumulative Preferred Share of
PSA.PRU.CL
– –
-5,400
Closed -$123K
BID
1542
DELISTED
Sotheby's
BID
– –
-300
Closed -$13K
BT
1543
DELISTED
BT Group plc (ADR)
BT
– –
-830
Closed -$27K
WAGE
1544
DELISTED
WageWorks, Inc.
WAGE
– –
-5,500
Closed -$265K
ARRY
1545
DELISTED
Array Biopharma Inc
ARRY
– –
-250
Closed -$1K
HF
1546
DELISTED
HFF Inc.
HF
– –
-2,167
Closed -$81K
LLL
1547
DELISTED
L3 Technologies, Inc.
LLL
– –
-1,370
Closed -$165K
BMS
1548
DELISTED
Bemis
BMS
– –
-300
Closed -$12K
HZNP
1549
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-3,000
Closed -$47K
APF
1550
DELISTED
Morgan Stanley Asia Pacific Fund
APF
– –
-1,000
Closed -$17K
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