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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
-5.09%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$9.01B
AUM Growth
-$1.27B
Cap. Flow
-$442M
Cap. Flow %
-4.91%
Top 10 Hldgs %
12.67%
Holding
1,814
New
29
Increased
310
Reduced
400
Closed
938

Top Buys

Rank Stock Value
1
XPRO icon
Expro Ltd
XPRO
+$39.6M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$28.8M
3
AGN
Allergan plc
AGN
+$28.7M
4
NEM icon
Newmont
NEM
+$27.5M
5
ATI icon
ATI
ATI
+$25.1M

Top Sells

Rank Stock Value
1
FIO
FUSION-IO INC COM
FIO
+$37.1M
2
FRX
FOREST LABORATORIES INC
FRX
+$36.7M
3
FINL
Finish Line
FINL
+$21.5M
4
LYB icon
LyondellBasell Industries
LYB
+$21.3M
5
MUR icon
Murphy Oil
MUR
+$18M

Sector Composition

Rank Sector Weight
1 Materials 21.76%
2 Industrials 13.95%
3 Technology 12.68%
4 Healthcare 10.71%
5 Consumer Discretionary 9.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COV
1501
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
– –
-252
Closed -$23K
NT
1502
DELISTED
NORTEL NETWORKS CRP(HLDG CO) NEW
NT
– –
-52
Closed –
FCMC
1503
DELISTED
FRANKLIN CREDIT MGMT CORP
FCMC
$0 ﹤0.01%
29,025
– –
BFF
1504
DELISTED
BFC FIN'L CP CL A
BFF
– –
-2,850
Closed -$11K
QMED
1505
DELISTED
QMED INC
QMED
– –
-400
Closed –
AKH
1506
DELISTED
AIR France-KLM
AKH
– –
-2,521
Closed -$32K
SEO
1507
DELISTED
STORA ENSO OYJ, ADS(RP 1 SR R)
SEO
– –
-201
Closed -$2K
SCM
1508
DELISTED
SWISSCOM AG ADS(RP 1/10 REG SH
SCM
– –
-312
Closed -$99K
TELN
1509
DELISTED
TELENOR ASA
TELN
– –
-1,122
Closed -$77K
EDP
1510
DELISTED
EDP-ELECT DE PORTUGAL S A (REPTG 10 ORD)
EDP
– –
-16
Closed -$1K
BNL
1511
DELISTED
BUNZL PLC ADS (RP 5 ORD SHS)
BNL
– –
-107
Closed -$3K
CNRD
1512
DELISTED
CONRAD INDUSTRIES INC
CNRD
– –
-325
Closed -$13K
C.PRK
1513
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
– –
-40,000
Closed -$1.09M
AAWW
1514
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-400
Closed -$15K
RZA
1515
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
– –
-43,295
Closed -$1.19M
PNC.PRP
1516
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
– –
-147,265
Closed -$4.04M
BBL
1517
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-879
Closed -$57K
USB.PRM
1518
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
– –
-196,035
Closed -$5.54M
UFS
1519
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-1,922
Closed -$82K
CEO
1520
DELISTED
CNOOC Limited
CEO
– –
-392
Closed -$70K
CHL
1521
DELISTED
China Mobile Limited
CHL
– –
-2,231
Closed -$108K
AUO
1522
DELISTED
AU Optronics Corp
AUO
– –
-3
Closed –
EFII
1523
DELISTED
Electronics for Imaging
EFII
– –
-5,618
Closed -$254K
VLP
1524
DELISTED
Valero Energy Partners LP
VLP
– –
-400
Closed -$20K
SHPG
1525
DELISTED
Shire pic
SHPG
– –
-5
Closed -$1K
59 60
61
62 63

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Tocqueville Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tocqueville Asset Management held 1,814 positions worth $9.01B, down 12% from $10.3B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tocqueville Asset Management withdrew a net $442M in Q3 2014, closing 938 positions and reducing 400 holdings. Its most notable exit was FUSION-IO INC COM, an estimated $37.1M position sold in full.

By sector, the portfolio is most concentrated in Materials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

Against the trend, Tocqueville Asset Management opened a new position in Gibraltar Industries worth $7.75M.

  • Tocqueville Asset Management's largest Q3 2014 buy was Gibraltar Industries: 566,000 shares worth $7.75M.
  • Tocqueville Asset Management added most to Expro Ltd in Q3 2014, an estimated $39.6M increase.
  • Tocqueville Asset Management's biggest Q3 2014 reduction was Finish Line, cutting an estimated $21.5M.
  • Tocqueville Asset Management fully exited FUSION-IO INC COM in Q3 2014, selling an estimated $37.1M.
  • Tocqueville Asset Management's ten largest holdings make up 13% of its $9.01B portfolio in Q3 2014.
  • Tocqueville Asset Management opened 29 new positions and closed 938 in Q3 2014.
  • Tocqueville Asset Management's portfolio value fell 12% quarter-over-quarter to $9.01B.

Based on Tocqueville Asset Management's 13F filing for Q3 2014, filed 30 Oct 2014.