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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
-5.09%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$9.01B
AUM Growth
-$1.27B
Cap. Flow
-$442M
Cap. Flow %
-4.91%
Top 10 Hldgs %
12.67%
Holding
1,814
New
29
Increased
310
Reduced
400
Closed
938

Top Buys

Rank Stock Value
1
XPRO icon
Expro Ltd
XPRO
+$39.6M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$28.8M
3
AGN
Allergan plc
AGN
+$28.7M
4
NEM icon
Newmont
NEM
+$27.5M
5
ATI icon
ATI
ATI
+$25.1M

Top Sells

Rank Stock Value
1
FIO
FUSION-IO INC COM
FIO
+$37.1M
2
FRX
FOREST LABORATORIES INC
FRX
+$36.7M
3
FINL
Finish Line
FINL
+$21.5M
4
LYB icon
LyondellBasell Industries
LYB
+$21.3M
5
MUR icon
Murphy Oil
MUR
+$18M

Sector Composition

Rank Sector Weight
1 Materials 21.76%
2 Industrials 13.95%
3 Technology 12.68%
4 Healthcare 10.71%
5 Consumer Discretionary 9.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSMI
1476
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
– –
-20,700
Closed -$142K
THI
1477
DELISTED
TIM HORTONS INC COM, CANADA
THI
– –
-288
Closed -$16K
URS
1478
DELISTED
URS CORP
URS
– –
-100,000
Closed -$4.58M
O.PRE
1479
DELISTED
REALTY INCOME CORPORATION MONTHLY INCOME CL E CUMULATIVE RED
O.PRE
– –
-1,000
Closed -$26K
HSH
1480
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-140
Closed -$9K
STRZA
1481
DELISTED
Starz - Series A
STRZA
– –
-350
Closed -$10K
FIO
1482
DELISTED
FUSION-IO INC COM
FIO
– –
-3,284,554
Closed -$37.1M
FURX
1483
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
– –
-15,250
Closed -$1.62M
FRX
1484
DELISTED
FOREST LABORATORIES INC
FRX
– –
-370,678
Closed -$36.7M
PC
1485
DELISTED
PANASONIC CORP ADR (REP 1 SHR COM STK) (JP)
PC
– –
-346
Closed -$4K
NZT
1486
DELISTED
TELECOM CORP NEW ZEALAND ADS (EACH REPRESENTING 5 ORD SHS)
NZT
– –
-354
Closed -$4K
EGLE
1487
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
0
– -$3K
MITSY
1488
DELISTED
MITSUI & CO LTD ADR (US)
MITSY
– –
-7
Closed -$2K
ATLS
1489
DELISTED
ATLAS ENERGY INC COM STK (DE)
ATLS
– –
-2,000
Closed -$90K
PGH
1490
DELISTED
Pengrowth Energy Corporation
PGH
– –
-2,360
Closed -$17K
OTE
1491
DELISTED
HELLENIC TELECOMM ORG ADS(RP1/
OTE
– –
-1,245
Closed -$9K
FNM.PRS
1492
DELISTED
FEDERAL NATIONAL MORTGAGE ASSOCIATION PFD SER S (USA)
FNM.PRS
– –
-2,027
Closed -$21K
FNM.PRT
1493
DELISTED
FEDERAL NATL MTG ASS 08250
FNM.PRT
– –
-2,000
Closed -$26K
FRE.PRZ
1494
DELISTED
FREDDIE MAC FIXED FLG RT NON CUM PERP PREF
FRE.PRZ
– –
-26
Closed –
BSY
1495
DELISTED
BRITISH SKY BRDCSTNG ADS (EACH REPTG 4 ORD SHS)
BSY
– –
-300
Closed -$19K
FF
1496
DELISTED
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
– –
-12,700
Closed -$122K
RPFG
1497
DELISTED
RAINIER PAC FINL GROUP
RPFG
– –
-117
Closed –
ESV
1498
DELISTED
Ensco Rowan plc
ESV
– –
-586
Closed -$130K
SBN
1499
DELISTED
SOFTBRANDS INC
SBN
– –
-91
Closed –
FUJI
1500
DELISTED
FUJI FILM HOLDINGS ADR 2 ORD
FUJI
– –
-30
Closed -$1K
58 59
60
61 62

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Tocqueville Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tocqueville Asset Management held 1,814 positions worth $9.01B, down 12% from $10.3B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tocqueville Asset Management withdrew a net $442M in Q3 2014, closing 938 positions and reducing 400 holdings. Its most notable exit was FUSION-IO INC COM, an estimated $37.1M position sold in full.

By sector, the portfolio is most concentrated in Materials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

Against the trend, Tocqueville Asset Management opened a new position in Gibraltar Industries worth $7.75M.

  • Tocqueville Asset Management's largest Q3 2014 buy was Gibraltar Industries: 566,000 shares worth $7.75M.
  • Tocqueville Asset Management added most to Expro Ltd in Q3 2014, an estimated $39.6M increase.
  • Tocqueville Asset Management's biggest Q3 2014 reduction was Finish Line, cutting an estimated $21.5M.
  • Tocqueville Asset Management fully exited FUSION-IO INC COM in Q3 2014, selling an estimated $37.1M.
  • Tocqueville Asset Management's ten largest holdings make up 13% of its $9.01B portfolio in Q3 2014.
  • Tocqueville Asset Management opened 29 new positions and closed 938 in Q3 2014.
  • Tocqueville Asset Management's portfolio value fell 12% quarter-over-quarter to $9.01B.

Based on Tocqueville Asset Management's 13F filing for Q3 2014, filed 30 Oct 2014.