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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
-5.09%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$9.01B
AUM Growth
-$1.27B
Cap. Flow
-$442M
Cap. Flow %
-4.91%
Top 10 Hldgs %
12.67%
Holding
1,814
New
29
Increased
310
Reduced
400
Closed
938

Top Buys

Rank Stock Value
1
XPRO icon
Expro Ltd
XPRO
+$39.6M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$28.8M
3
AGN
Allergan plc
AGN
+$28.7M
4
NEM icon
Newmont
NEM
+$27.5M
5
ATI icon
ATI
ATI
+$25.1M

Top Sells

Rank Stock Value
1
FIO
FUSION-IO INC COM
FIO
+$37.1M
2
FRX
FOREST LABORATORIES INC
FRX
+$36.7M
3
FINL
Finish Line
FINL
+$21.5M
4
LYB icon
LyondellBasell Industries
LYB
+$21.3M
5
MUR icon
Murphy Oil
MUR
+$18M

Sector Composition

Rank Sector Weight
1 Materials 21.76%
2 Industrials 13.95%
3 Technology 12.68%
4 Healthcare 10.71%
5 Consumer Discretionary 9.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVER
1401
DELISTED
Everbank Financial Corp
EVER
– –
-14,825
Closed -$299K
INVN
1402
DELISTED
Invensense Inc
INVN
– –
-6,500
Closed -$147K
CSC
1403
DELISTED
Computer Sciences
CSC
– –
-2,373
Closed -$63K
ENH
1404
DELISTED
Endurance Specialty Holdings Ltd
ENH
– –
-35
Closed -$2K
GK
1405
DELISTED
G&K Services Inc
GK
– –
-2,307
Closed -$120K
IMN
1406
DELISTED
Imation
IMN
– –
-20,000
Closed -$69K
CLNY
1407
DELISTED
Colony Capital, Inc.
CLNY
– –
-1,000
Closed -$23K
LGF
1408
DELISTED
Lions Gate Entertainment
LGF
– –
-15,650
Closed -$447K
AEGR
1409
DELISTED
Aegerion Pharmaceuticals
AEGR
– –
-13,575
Closed -$436K
CPHD
1410
DELISTED
Cepheid Inc
CPHD
– –
-4,600
Closed -$221K
OUTR
1411
DELISTED
OUTERWALL INC
OUTR
– –
-925
Closed -$55K
FEIC
1412
DELISTED
FEI COMPANY
FEIC
– –
-3,000
Closed -$272K
WPG
1413
DELISTED
Washington Prime Group Inc.
WPG
– –
-24
Closed -$4K
TLMR
1414
DELISTED
TALMER BANCORP INC (MI)
TLMR
– –
-4,000
Closed -$55K
MWG.CL
1415
DELISTED
MORGAN STANLEY CAP TR IV
MWG.CL
– –
-1,000
Closed -$25K
FUR
1416
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
– –
-127
Closed -$2K
FNFG.PRB
1417
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC. PFD NON CUM SER B FXD/FLT
FNFG.PRB
– –
-42,100
Closed -$1.22M
MER.PRM
1418
DELISTED
MERRILL LYNCH CAP TRII GUARANTEED TRUST PFD SECS 6.450%
MER.PRM
– –
-440
Closed -$11K
ARG
1419
DELISTED
Airgas Inc
ARG
– –
-800
Closed -$87K
ENZN
1420
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
– –
-3
Closed –
HUSI.PRG
1421
DELISTED
HSBC USA INC DEP SHS REPSTG 1/40 PRD SER G
HUSI.PRG
– –
-1,500
Closed -$35K
FWM
1422
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
– –
-200
Closed -$1K
RBS.PRE
1423
DELISTED
RBS CAPITAL FUNDING TRUST V 5.9% CUMULATIVE GTD TR PFD SEC
RBS.PRE
– –
-1,000
Closed -$24K
SNDK
1424
DELISTED
SANDISK CORP
SNDK
– –
-592
Closed -$62K
TFM
1425
DELISTED
THE FRESH MARKET, INC COM STK
TFM
– –
-395
Closed -$13K
55 56
57
58 59

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Tocqueville Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tocqueville Asset Management held 1,814 positions worth $9.01B, down 12% from $10.3B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tocqueville Asset Management withdrew a net $442M in Q3 2014, closing 938 positions and reducing 400 holdings. Its most notable exit was FUSION-IO INC COM, an estimated $37.1M position sold in full.

By sector, the portfolio is most concentrated in Materials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

Against the trend, Tocqueville Asset Management opened a new position in Gibraltar Industries worth $7.75M.

  • Tocqueville Asset Management's largest Q3 2014 buy was Gibraltar Industries: 566,000 shares worth $7.75M.
  • Tocqueville Asset Management added most to Expro Ltd in Q3 2014, an estimated $39.6M increase.
  • Tocqueville Asset Management's biggest Q3 2014 reduction was Finish Line, cutting an estimated $21.5M.
  • Tocqueville Asset Management fully exited FUSION-IO INC COM in Q3 2014, selling an estimated $37.1M.
  • Tocqueville Asset Management's ten largest holdings make up 13% of its $9.01B portfolio in Q3 2014.
  • Tocqueville Asset Management opened 29 new positions and closed 938 in Q3 2014.
  • Tocqueville Asset Management's portfolio value fell 12% quarter-over-quarter to $9.01B.

Based on Tocqueville Asset Management's 13F filing for Q3 2014, filed 30 Oct 2014.