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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
-5.09%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$9.01B
AUM Growth
-$1.27B
Cap. Flow
-$442M
Cap. Flow %
-4.91%
Top 10 Hldgs %
12.67%
Holding
1,814
New
29
Increased
310
Reduced
400
Closed
938

Top Buys

Rank Stock Value
1
XPRO icon
Expro Ltd
XPRO
+$39.6M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$28.8M
3
AGN
Allergan plc
AGN
+$28.7M
4
NEM icon
Newmont
NEM
+$27.5M
5
ATI icon
ATI
ATI
+$25.1M

Top Sells

Rank Stock Value
1
FIO
FUSION-IO INC COM
FIO
+$37.1M
2
FRX
FOREST LABORATORIES INC
FRX
+$36.7M
3
FINL
Finish Line
FINL
+$21.5M
4
LYB icon
LyondellBasell Industries
LYB
+$21.3M
5
MUR icon
Murphy Oil
MUR
+$18M

Sector Composition

Rank Sector Weight
1 Materials 21.76%
2 Industrials 13.95%
3 Technology 12.68%
4 Healthcare 10.71%
5 Consumer Discretionary 9.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APLP
1376
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
– –
-1,000
Closed -$28K
SPIL
1377
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
– –
-9,733
Closed -$80K
CALD
1378
DELISTED
Callidus Software, Inc.
CALD
– –
-5,851
Closed -$70K
LVNTA
1379
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-7,733
Closed -$280K
DTK.CL
1380
DELISTED
Deutsche Bank Contingent Cap Tst
DTK.CL
– –
-20,000
Closed -$560K
CAA
1381
DELISTED
CalAtlantic Group, Inc.
CAA
– –
-400
Closed -$17K
TIME
1382
DELISTED
Time Inc.
TIME
– –
-187
Closed -$5K
HSNI
1383
DELISTED
HSN, Inc.
HSNI
– –
-7
Closed –
GLBR
1384
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
– –
-349
Closed -$52K
SLRA.CL
1385
DELISTED
Solar Capital Ltd.
SLRA.CL
– –
-1,000
Closed -$24K
TESO
1386
DELISTED
Tesco Corp
TESO
– –
-3,041
Closed -$65K
JPM.PRD.CL
1387
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
– –
-4,000
Closed -$92K
BRCD
1388
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-2,502
Closed -$23K
GS.PRI.CL
1389
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
– –
-500
Closed -$12K
CUNB
1390
DELISTED
CU Bancorp
CUNB
– –
-5,000
Closed -$95K
NVDQ
1391
DELISTED
Novadaq Technologies Inc.
NVDQ
– –
-1,000
Closed -$17K
ENOC
1392
DELISTED
EnerNOC, Inc.
ENOC
– –
-50
Closed -$1K
PNRA
1393
DELISTED
Panera Bread Co
PNRA
– –
-2,875
Closed -$431K
KATE
1394
DELISTED
Kate Spade & Company
KATE
– –
-4,500
Closed -$172K
BHI
1395
DELISTED
Baker Hughes
BHI
– –
-35,585
Closed -$2.65M
OKS
1396
DELISTED
Oneok Partners LP
OKS
– –
-2,582
Closed -$151K
BOXC
1397
DELISTED
Brookfield Can Office Properties
BOXC
– –
-2,300
Closed -$59K
PWE
1398
DELISTED
Penn West Energy Petroleum Ltd
PWE
– –
-200
Closed -$2K
LUX
1399
DELISTED
Luxottica Group
LUX
– –
-692
Closed -$40K
MJN
1400
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-1,965
Closed -$183K
54 55
56
57 58

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EDRH
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HPC
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CIA
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BFM
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CCM
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CCWA
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Tocqueville Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tocqueville Asset Management held 1,814 positions worth $9.01B, down 12% from $10.3B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tocqueville Asset Management withdrew a net $442M in Q3 2014, closing 938 positions and reducing 400 holdings. Its most notable exit was FUSION-IO INC COM, an estimated $37.1M position sold in full.

By sector, the portfolio is most concentrated in Materials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

Against the trend, Tocqueville Asset Management opened a new position in Gibraltar Industries worth $7.75M.

  • Tocqueville Asset Management's largest Q3 2014 buy was Gibraltar Industries: 566,000 shares worth $7.75M.
  • Tocqueville Asset Management added most to Expro Ltd in Q3 2014, an estimated $39.6M increase.
  • Tocqueville Asset Management's biggest Q3 2014 reduction was Finish Line, cutting an estimated $21.5M.
  • Tocqueville Asset Management fully exited FUSION-IO INC COM in Q3 2014, selling an estimated $37.1M.
  • Tocqueville Asset Management's ten largest holdings make up 13% of its $9.01B portfolio in Q3 2014.
  • Tocqueville Asset Management opened 29 new positions and closed 938 in Q3 2014.
  • Tocqueville Asset Management's portfolio value fell 12% quarter-over-quarter to $9.01B.

Based on Tocqueville Asset Management's 13F filing for Q3 2014, filed 30 Oct 2014.