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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
-5.09%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$9.01B
AUM Growth
-$1.27B
Cap. Flow
-$442M
Cap. Flow %
-4.91%
Top 10 Hldgs %
12.67%
Holding
1,814
New
29
Increased
310
Reduced
400
Closed
938

Top Buys

Rank Stock Value
1
XPRO icon
Expro Ltd
XPRO
+$39.6M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$28.8M
3
AGN
Allergan plc
AGN
+$28.7M
4
NEM icon
Newmont
NEM
+$27.5M
5
ATI icon
ATI
ATI
+$25.1M

Top Sells

Rank Stock Value
1
FIO
FUSION-IO INC COM
FIO
+$37.1M
2
FRX
FOREST LABORATORIES INC
FRX
+$36.7M
3
FINL
Finish Line
FINL
+$21.5M
4
LYB icon
LyondellBasell Industries
LYB
+$21.3M
5
MUR icon
Murphy Oil
MUR
+$18M

Sector Composition

Rank Sector Weight
1 Materials 21.76%
2 Industrials 13.95%
3 Technology 12.68%
4 Healthcare 10.71%
5 Consumer Discretionary 9.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APF
1351
DELISTED
Morgan Stanley Asia Pacific Fund
APF
– –
-1,000
Closed -$17K
ACET
1352
DELISTED
Aceto Corp
ACET
– –
-8,965
Closed -$163K
MSF
1353
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
– –
-1,700
Closed -$27K
ATHN
1354
DELISTED
Athenahealth, Inc.
ATHN
– –
-1,100
Closed -$138K
VVC
1355
DELISTED
Vectren Corporation
VVC
– –
-1,000
Closed -$43K
CVRR
1356
DELISTED
CVR Refining, LP
CVRR
– –
-1,500
Closed -$38K
CYHHZ
1357
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
– –
-3,500
Closed –
SCG
1358
DELISTED
Scana
SCG
– –
-2,350
Closed -$126K
ECYT
1359
DELISTED
Endocyte, Inc. Common Stock
ECYT
– –
-175
Closed -$1K
EEP
1360
DELISTED
Enbridge Energy Partners
EEP
– –
-4,700
Closed -$174K
SEP
1361
DELISTED
Spectra Engy Parters Lp
SEP
– –
-1,600
Closed -$85K
CALL
1362
DELISTED
magicJack VocalTec Ltd
CALL
– –
-110
Closed -$2K
C.PRC.CL
1363
DELISTED
Citigroup Inc.
C.PRC.CL
– –
-500
Closed -$12K
PHH
1364
DELISTED
PHH Corporation
PHH
– –
-50
Closed -$1K
WFC.PRJ.CL
1365
DELISTED
Wells Fargo & Company
WFC.PRJ.CL
– –
-4,350
Closed -$129K
BAC.PRD.CL
1366
DELISTED
Bank Of America Corp
BAC.PRD.CL
– –
-1,500
Closed -$38K
GST.PRA
1367
DELISTED
Gastar Exploration, Inc. 8.625% Series A Cumulative Preferred Stock
GST.PRA
– –
-2,840
Closed -$72K
CTW.CL
1368
DELISTED
Qwest Corporation
CTW.CL
– –
-1,000
Closed -$27K
HGT
1369
DELISTED
Hugoton Royalty Trust
HGT
– –
-11
Closed –
SHLM
1370
DELISTED
Schulman (A.) Inc
SHLM
– –
-900
Closed -$35K
PAY
1371
DELISTED
Verifone Systems Inc
PAY
– –
-3,300
Closed -$121K
FMI
1372
DELISTED
Foundation Medicine, Inc.
FMI
– –
-4,000
Closed -$108K
FNGN
1373
DELISTED
Financial Engines, Inc.
FNGN
– –
-3,400
Closed -$154K
TWX
1374
DELISTED
Time Warner Inc
TWX
– –
-1,513
Closed -$106K
OA
1375
DELISTED
Orbital ATK, Inc.
OA
– –
-10
Closed -$1K
53 54
55
56 57

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RIG
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EDRH
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HPC
HM Payson & Co Portland, Maine $7.54B AUM 31.34% 1-Year Est. Return
O
Ossiam Paris, France $7.54B AUM 50.81% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.6B AUM 109.3% 1-Year Est. Return
CCM
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CCWA
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Tocqueville Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tocqueville Asset Management held 1,814 positions worth $9.01B, down 12% from $10.3B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tocqueville Asset Management withdrew a net $442M in Q3 2014, closing 938 positions and reducing 400 holdings. Its most notable exit was FUSION-IO INC COM, an estimated $37.1M position sold in full.

By sector, the portfolio is most concentrated in Materials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

Against the trend, Tocqueville Asset Management opened a new position in Gibraltar Industries worth $7.75M.

  • Tocqueville Asset Management's largest Q3 2014 buy was Gibraltar Industries: 566,000 shares worth $7.75M.
  • Tocqueville Asset Management added most to Expro Ltd in Q3 2014, an estimated $39.6M increase.
  • Tocqueville Asset Management's biggest Q3 2014 reduction was Finish Line, cutting an estimated $21.5M.
  • Tocqueville Asset Management fully exited FUSION-IO INC COM in Q3 2014, selling an estimated $37.1M.
  • Tocqueville Asset Management's ten largest holdings make up 13% of its $9.01B portfolio in Q3 2014.
  • Tocqueville Asset Management opened 29 new positions and closed 938 in Q3 2014.
  • Tocqueville Asset Management's portfolio value fell 12% quarter-over-quarter to $9.01B.

Based on Tocqueville Asset Management's 13F filing for Q3 2014, filed 30 Oct 2014.