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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
-5.09%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$9.01B
AUM Growth
-$1.27B
Cap. Flow
-$442M
Cap. Flow %
-4.91%
Top 10 Hldgs %
12.67%
Holding
1,814
New
29
Increased
310
Reduced
400
Closed
938

Top Buys

Rank Stock Value
1
XPRO icon
Expro Ltd
XPRO
+$39.6M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$28.8M
3
AGN
Allergan plc
AGN
+$28.7M
4
NEM icon
Newmont
NEM
+$27.5M
5
ATI icon
ATI
ATI
+$25.1M

Top Sells

Rank Stock Value
1
FIO
FUSION-IO INC COM
FIO
+$37.1M
2
FRX
FOREST LABORATORIES INC
FRX
+$36.7M
3
FINL
Finish Line
FINL
+$21.5M
4
LYB icon
LyondellBasell Industries
LYB
+$21.3M
5
MUR icon
Murphy Oil
MUR
+$18M

Sector Composition

Rank Sector Weight
1 Materials 21.76%
2 Industrials 13.95%
3 Technology 12.68%
4 Healthcare 10.71%
5 Consumer Discretionary 9.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RST
1326
DELISTED
ROSETTA STONE INC
RST
– –
-8,800
Closed -$86K
AMTD
1327
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-2
Closed –
NBL
1328
DELISTED
Noble Energy, Inc.
NBL
– –
-1,200
Closed -$93K
PSA.PRW
1329
DELISTED
Public Storage Depositary Shares, Each Representing 1/1,000 of a 5.20% Cumulative Preferred Share of
PSA.PRW
– –
-7,900
Closed -$175K
SCON
1330
DELISTED
Superconductor Technologies Inc.
SCON
– –
0
– –
BCOM
1331
DELISTED
B Communications Ltd
BCOM
– –
-346
Closed -$7K
NE
1332
DELISTED
Noble Corporation
NE
– –
-375
Closed -$11K
TECD
1333
DELISTED
Tech Data Corp
TECD
– –
-137
Closed -$9K
CHK
1334
DELISTED
Chesapeake Energy Corporation
CHK
– –
-12
Closed -$71K
CHK.PRD
1335
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
– –
-100
Closed -$10K
DXB.CL
1336
DELISTED
Deutsche Bank Contingent Capital Trust II 6.55% Trust Preferred Securities Called
DXB.CL
– –
-12,507
Closed -$327K
POPE
1337
DELISTED
Pope Resources Depositary Receipts of Limited Partnership Units
POPE
– –
-1,000
Closed -$68K
AYR
1338
DELISTED
Aircastle Ltd
AYR
– –
-61
Closed -$1K
STI
1339
DELISTED
SunTrust Banks, Inc.
STI
– –
-1,200
Closed -$48K
BPL
1340
DELISTED
Buckeye Partners, L.P.
BPL
– –
-2,025
Closed -$168K
MDSO
1341
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-5,500
Closed -$235K
PSA.PRU.CL
1342
DELISTED
Public Storage Depositary Shares Each Representing 1/1000 of a 5.625% Cumulative Preferred Share of
PSA.PRU.CL
– –
-5,400
Closed -$123K
BID
1343
DELISTED
Sotheby's
BID
– –
-300
Closed -$13K
BT
1344
DELISTED
BT Group plc (ADR)
BT
– –
-830
Closed -$27K
WAGE
1345
DELISTED
WageWorks, Inc.
WAGE
– –
-5,500
Closed -$265K
ARRY
1346
DELISTED
Array Biopharma Inc
ARRY
– –
-250
Closed -$1K
HF
1347
DELISTED
HFF Inc.
HF
– –
-2,167
Closed -$81K
LLL
1348
DELISTED
L3 Technologies, Inc.
LLL
– –
-1,370
Closed -$165K
BMS
1349
DELISTED
Bemis
BMS
– –
-300
Closed -$12K
HZNP
1350
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-3,000
Closed -$47K
52 53
54
55 56

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Tocqueville Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tocqueville Asset Management held 1,814 positions worth $9.01B, down 12% from $10.3B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tocqueville Asset Management withdrew a net $442M in Q3 2014, closing 938 positions and reducing 400 holdings. Its most notable exit was FUSION-IO INC COM, an estimated $37.1M position sold in full.

By sector, the portfolio is most concentrated in Materials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

Against the trend, Tocqueville Asset Management opened a new position in Gibraltar Industries worth $7.75M.

  • Tocqueville Asset Management's largest Q3 2014 buy was Gibraltar Industries: 566,000 shares worth $7.75M.
  • Tocqueville Asset Management added most to Expro Ltd in Q3 2014, an estimated $39.6M increase.
  • Tocqueville Asset Management's biggest Q3 2014 reduction was Finish Line, cutting an estimated $21.5M.
  • Tocqueville Asset Management fully exited FUSION-IO INC COM in Q3 2014, selling an estimated $37.1M.
  • Tocqueville Asset Management's ten largest holdings make up 13% of its $9.01B portfolio in Q3 2014.
  • Tocqueville Asset Management opened 29 new positions and closed 938 in Q3 2014.
  • Tocqueville Asset Management's portfolio value fell 12% quarter-over-quarter to $9.01B.

Based on Tocqueville Asset Management's 13F filing for Q3 2014, filed 30 Oct 2014.