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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
-5.09%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$9.01B
AUM Growth
-$1.27B
Cap. Flow
-$442M
Cap. Flow %
-4.91%
Top 10 Hldgs %
12.67%
Holding
1,814
New
29
Increased
310
Reduced
400
Closed
938

Top Buys

Rank Stock Value
1
XPRO icon
Expro Ltd
XPRO
+$39.6M
2
EXXI
ENERGY XXI LTD COM SHS
EXXI
+$28.8M
3
AGN
Allergan plc
AGN
+$28.7M
4
NEM icon
Newmont
NEM
+$27.5M
5
ATI icon
ATI
ATI
+$25.1M

Top Sells

Rank Stock Value
1
FIO
FUSION-IO INC COM
FIO
+$37.1M
2
FRX
FOREST LABORATORIES INC
FRX
+$36.7M
3
FINL
Finish Line
FINL
+$21.5M
4
LYB icon
LyondellBasell Industries
LYB
+$21.3M
5
MUR icon
Murphy Oil
MUR
+$18M

Sector Composition

Rank Sector Weight
1 Materials 21.76%
2 Industrials 13.95%
3 Technology 12.68%
4 Healthcare 10.71%
5 Consumer Discretionary 9.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELRC
776
DELISTED
ELECTRO RENT CORP
ELRC
$178K ﹤0.01%
12,962
-30
-0.2% -$459
IDT icon
777
IDT Corp
IDT
$1.71B
$177K ﹤0.01%
15,588
-4,882
-24% -$55.5K
CCS icon
778
Century Communities
CCS
$1.94B
$174K ﹤0.01%
10,000
+5,000
+100% +$100K
NLY icon
779
Annaly Capital Management
NLY
$17.4B
$174K ﹤0.01%
4,075
+675
+20% +$30.8K
GRPN icon
780
Groupon
GRPN
$792M
$167K ﹤0.01%
1,250
– –
URG
781
Ur-Energy
URG
$609M
$166K ﹤0.01%
162,400
-51,600
-24% -$57.5K
SGI
782
DELISTED
Silicon Graphics Intl.
SGI
$163K ﹤0.01%
17,700
– –
CAE icon
783
CAE Inc
CAE
$8.01B
$161K ﹤0.01%
13,277
-35
-0.3% -$442
EWJ icon
784
iShares MSCI Japan ETF
EWJ
$22.7B
$159K ﹤0.01%
3,375
– –
PGTI
785
DELISTED
PGT, Inc.
PGTI
$156K ﹤0.01%
16,700
-41,366
-71% -$390K
PBR icon
786
Petrobras
PBR
$118B
$155K ﹤0.01%
10,950
+550
+5% +$9.2K
VG
787
DELISTED
Vonage Holdings Corporation
VG
$154K ﹤0.01%
47,081
-18,497
-28% -$64.2K
LXP icon
788
LXP Industrial Trust
LXP
$3.6B
$147K ﹤0.01%
3,000
– –
BEE
789
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$135K ﹤0.01%
11,600
– –
INOD icon
790
Innodata
INOD
$2.04B
$134K ﹤0.01%
44,000
– –
FPRX
791
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$132K ﹤0.01%
11,225
-26,800
-70% -$338K
BTU
792
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$128K ﹤0.01%
687
– –
CACH
793
DELISTED
CACHE INC (DE)
CACH
$121K ﹤0.01%
144,200
– –
DSX icon
794
Diana Shipping
DSX
$335M
$120K ﹤0.01%
19,224
-254,562
-93% -$1.81M
MFIC icon
795
MidCap Financial Investment
MFIC
$799M
$114K ﹤0.01%
4,667
– –
CLRO icon
796
ClearOne Inc
CLRO
$16M
$109K ﹤0.01%
863
– –
PHIO icon
797
Phio Pharmaceuticals
PHIO
$13M
– –
0
– –
UCTT
798
Ultra Clean Holdings
UCTT
$3.38B
$96K ﹤0.01%
10,714
-2,074
-16% -$19.3K
ASX icon
799
ASE Group
ASX
$101B
$81K ﹤0.01%
13,732
+321
+2% +$2.02K
NOA
800
North American Construction
NOA
$364M
$68K ﹤0.01%
10,591
+1,988
+23% +$13.8K
30 31
32
33 34

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HPC
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CCWA
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Tocqueville Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tocqueville Asset Management held 1,814 positions worth $9.01B, down 12% from $10.3B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Tocqueville Asset Management withdrew a net $442M in Q3 2014, closing 938 positions and reducing 400 holdings. Its most notable exit was FUSION-IO INC COM, an estimated $37.1M position sold in full.

By sector, the portfolio is most concentrated in Materials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

Against the trend, Tocqueville Asset Management opened a new position in Gibraltar Industries worth $7.75M.

  • Tocqueville Asset Management's largest Q3 2014 buy was Gibraltar Industries: 566,000 shares worth $7.75M.
  • Tocqueville Asset Management added most to Expro Ltd in Q3 2014, an estimated $39.6M increase.
  • Tocqueville Asset Management's biggest Q3 2014 reduction was Finish Line, cutting an estimated $21.5M.
  • Tocqueville Asset Management fully exited FUSION-IO INC COM in Q3 2014, selling an estimated $37.1M.
  • Tocqueville Asset Management's ten largest holdings make up 13% of its $9.01B portfolio in Q3 2014.
  • Tocqueville Asset Management opened 29 new positions and closed 938 in Q3 2014.
  • Tocqueville Asset Management's portfolio value fell 12% quarter-over-quarter to $9.01B.

Based on Tocqueville Asset Management's 13F filing for Q3 2014, filed 30 Oct 2014.