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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
+0.65%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$7.82B
AUM Growth
-$508M
Cap. Flow
-$312M
Cap. Flow %
-3.99%
Top 10 Hldgs %
14.76%
Holding
911
New
73
Increased
232
Reduced
370
Closed
98

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$31.5M
2
ABT icon
Abbott
ABT
+$25.3M
3
HWM icon
Howmet Aerospace
HWM
+$20.4M
4
DIS icon
Walt Disney
DIS
+$19M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$18M

Top Sells

Rank Stock Value
1
ESRX
Express Scripts Holding Company
ESRX
+$36.8M
2
XRX icon
Xerox
XRX
+$25.6M
3
AGN
Allergan plc
AGN
+$22.3M
4
GOLD
Randgold Resources Ltd
GOLD
+$22.1M
5
AEM icon
Agnico Eagle Mines
AEM
+$21.9M

Sector Composition

Rank Sector Weight
1 Materials 17.23%
2 Miscellaneous 12.69%
3 Industrials 10.54%
4 Consumer Discretionary 10.45%
5 Healthcare 10.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
51
Applied Materials
AMAT
$377B
$35.5M 0.45%
1,098,630
-132,750
-11% -$4.04M
BNY
52
Bank of New York Mellon
BNY
$110B
$34.2M 0.44%
721,900
-91,995
-11% -$4.15M
HRB icon
53
H&R Block
HRB
$6.5B
$34.1M 0.44%
1,485,409
-107,679
-7% -$2.46M
TMO icon
54
Thermo Fisher Scientific
TMO
$234B
$34.1M 0.44%
241,609
+17,750
+8% +$2.62M
BIIB icon
55
Biogen
BIIB
$32.7B
$33M 0.42%
116,274
-70,274
-38% -$20.8M
WSM icon
56
Williams-Sonoma
WSM
$28.5B
$32.6M 0.42%
1,346,424
+83,086
+7% +$2.12M
MMM icon
57
3M
MMM
$92.2B
$32.1M 0.41%
215,244
-15,100
-7% -$2.18M
JCI icon
58
Johnson Controls International
JCI
$86.2B
$31.9M 0.41%
774,091
+128,247
+20% +$5.62M
GLW icon
59
Corning
GLW
$130B
$31.4M 0.4%
1,293,120
+84,716
+7% +$2.01M
CL icon
60
Colgate-Palmolive
CL
$72.8B
$31.1M 0.4%
475,961
-22,725
-5% -$1.56M
TBI
61
Trueblue
TBI
$321M
$30.6M 0.39%
1,242,024
-9,220
-0.7% -$194K
SBNY
62
DELISTED
Signature Bank
SBNY
$30.6M 0.39%
203,510
+128,686
+172% +$17.6M
PEP icon
63
PepsiCo
PEP
$192B
$29.7M 0.38%
283,991
+12,464
+5% +$1.31M
NVS icon
64
Novartis
NVS
$294B
$29.4M 0.38%
450,857
-8,493
-2% -$551K
USB icon
65
US Bancorp
USB
$97.3B
$29.4M 0.38%
571,749
+71,435
+14% +$3.4M
WMT icon
66
Walmart Inc
WMT
$819B
$29.1M 0.37%
1,261,179
+12,888
+1% +$301K
DEO icon
67
Diageo
DEO
$51.3B
$28.7M 0.37%
276,165
-50,876
-16% -$5.35M
MAT icon
68
Mattel
MAT
$4.25B
$28M 0.36%
1,017,801
-67,999
-6% -$2.07M
BHP icon
69
BHP
BHP
$246B
$27.7M 0.35%
867,962
+532,012
+158% +$17.2M
RDS.B
70
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$27.7M 0.35%
477,559
+156,331
+49% +$8.55M
BA icon
71
Boeing
BA
$166B
$27.1M 0.35%
173,800
-5,729
-3% -$837K
V icon
72
Visa
V
$711B
$26.4M 0.34%
338,381
-24,673
-7% -$1.98M
ALKS icon
73
Alkermes
ALKS
$8.1B
$26.3M 0.34%
473,959
-198,800
-30% -$10.6M
UNP icon
74
Union Pacific
UNP
$183B
$25.9M 0.33%
250,125
+64,371
+35% +$6.33M
EMN icon
75
Eastman Chemical
EMN
$8.32B
$25.8M 0.33%
343,405
-6,200
-2% -$448K
1 2
3
4 5

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Tocqueville Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tocqueville Asset Management held 911 positions worth $7.82B, down 6.1% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Tocqueville Asset Management withdrew a net $312M in Q4 2016, closing 98 positions and reducing 370 holdings. Its most notable exit was Xerox, an estimated $25.6M position sold in full.

By sector, the portfolio is most concentrated in Materials at 17% of assets, down from 19% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, Tocqueville Asset Management opened a new position in Howmet Aerospace worth $19.3M.

  • Tocqueville Asset Management's largest Q4 2016 buy was Howmet Aerospace: 1,357,386 shares worth $19.3M.
  • Tocqueville Asset Management added most to Bank of America in Q4 2016, an estimated $31.5M increase.
  • Tocqueville Asset Management's biggest Q4 2016 reduction was Express Scripts Holding Company, cutting an estimated $36.8M.
  • Tocqueville Asset Management fully exited Xerox in Q4 2016, selling an estimated $25.6M.
  • Tocqueville Asset Management's ten largest holdings make up 15% of its $7.82B portfolio in Q4 2016.
  • Tocqueville Asset Management opened 73 new positions and closed 98 in Q4 2016.
  • Tocqueville Asset Management's portfolio value fell 6.1% quarter-over-quarter to $7.82B.

Based on Tocqueville Asset Management's 13F filing for Q4 2016, filed 30 Jan 2017.