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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
+0.65%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$7.82B
AUM Growth
-$508M
Cap. Flow
-$312M
Cap. Flow %
-3.99%
Top 10 Hldgs %
14.76%
Holding
911
New
73
Increased
232
Reduced
370
Closed
98

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$31.5M
2
ABT icon
Abbott
ABT
+$25.3M
3
HWM icon
Howmet Aerospace
HWM
+$20.4M
4
DIS icon
Walt Disney
DIS
+$19M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$18M

Top Sells

Rank Stock Value
1
ESRX
Express Scripts Holding Company
ESRX
+$36.8M
2
XRX icon
Xerox
XRX
+$25.6M
3
AGN
Allergan plc
AGN
+$22.3M
4
GOLD
Randgold Resources Ltd
GOLD
+$22.1M
5
AEM icon
Agnico Eagle Mines
AEM
+$21.9M

Sector Composition

Rank Sector Weight
1 Materials 17.23%
2 Miscellaneous 12.69%
3 Industrials 10.54%
4 Consumer Discretionary 10.45%
5 Healthcare 10.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLDX icon
701
Celldex Therapeutics
CLDX
$3.21B
$35K ﹤0.01%
667
– –
VYNT
702
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$20K ﹤0.01%
100
-59
-37% -$13.4K
ACRS icon
703
Aclaris Therapeutics
ACRS
$904M
– –
-33,000
Closed -$845K
ADSK icon
704
Autodesk
ADSK
$57.2B
– –
-5,426
Closed -$392K
ALLE icon
705
Allegion
ALLE
$13.6B
– –
-4,568
Closed -$315K
EFOR
706
Everforth Inc
EFOR
$1.3B
– –
-28,100
Closed -$1.02M
ATR icon
707
AptarGroup
ATR
$8.5B
– –
-3,027
Closed -$234K
ATXS
708
DELISTED
Astria Therapeutics
ATXS
– –
-333
Closed -$123K
AWI icon
709
Armstrong World Industries
AWI
$7.46B
– –
-5,700
Closed -$236K
AZN icon
710
AstraZeneca
AZN
$256B
– –
-4,679
Closed -$308K
BGC icon
711
BGC Group
BGC
$5.68B
– –
-40,201
Closed -$226K
BR icon
712
Broadridge
BR
$20.9B
– –
-8,350
Closed -$566K
CIEN icon
713
Ciena
CIEN
$56.7B
– –
-9,500
Closed -$207K
CLB icon
714
Core Laboratories
CLB
$570M
– –
-31,365
Closed -$3.52M
CNX icon
715
CNX Resources
CNX
$5.34B
– –
-616,448
Closed -$9.86M
CORT icon
716
Corcept Therapeutics
CORT
$12.7B
– –
-65,800
Closed -$428K
DYAI icon
717
Dyadic International
DYAI
$24.8M
– –
-32,100
Closed -$48K
EA
718
DELISTED
Electronic Arts
EA
– –
-4,388
Closed -$375K
EDC icon
719
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$172M
– –
-11,500
Closed -$745K
EWJ icon
720
iShares MSCI Japan ETF
EWJ
$22.6B
– –
-3,125
Closed -$157K
FCG icon
721
First Trust Natural Gas ETF
FCG
$675M
– –
-17,075
Closed -$451K
FSM icon
722
Fortuna Silver Mines
FSM
$3.79B
– –
-514,000
Closed -$3.73M
FTNT icon
723
Fortinet
FTNT
$127B
– –
-81,750
Closed -$604K
GFI icon
724
Gold Fields
GFI
$42.8B
– –
-1,032,020
Closed -$5M
GKOS icon
725
Glaukos
GKOS
$10.7B
– –
-9,000
Closed -$340K
27 28
29
30 31

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EDRH
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HPC
HM Payson & Co Portland, Maine $7.54B AUM 31.34% 1-Year Est. Return
O
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CIA
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BFM
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CCM
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CCWA
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Tocqueville Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tocqueville Asset Management held 911 positions worth $7.82B, down 6.1% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Tocqueville Asset Management withdrew a net $312M in Q4 2016, closing 98 positions and reducing 370 holdings. Its most notable exit was Xerox, an estimated $25.6M position sold in full.

By sector, the portfolio is most concentrated in Materials at 17% of assets, down from 19% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, Tocqueville Asset Management opened a new position in Howmet Aerospace worth $19.3M.

  • Tocqueville Asset Management's largest Q4 2016 buy was Howmet Aerospace: 1,357,386 shares worth $19.3M.
  • Tocqueville Asset Management added most to Bank of America in Q4 2016, an estimated $31.5M increase.
  • Tocqueville Asset Management's biggest Q4 2016 reduction was Express Scripts Holding Company, cutting an estimated $36.8M.
  • Tocqueville Asset Management fully exited Xerox in Q4 2016, selling an estimated $25.6M.
  • Tocqueville Asset Management's ten largest holdings make up 15% of its $7.82B portfolio in Q4 2016.
  • Tocqueville Asset Management opened 73 new positions and closed 98 in Q4 2016.
  • Tocqueville Asset Management's portfolio value fell 6.1% quarter-over-quarter to $7.82B.

Based on Tocqueville Asset Management's 13F filing for Q4 2016, filed 30 Jan 2017.