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Tocqueville Asset Management Portfolio holdings
AUM
$7.56B
Turnover
9.98%
1-Year Est. Return
44.87%
This Fund
S&P 500
This Quarter
Est. Return
+4.56%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$8.33B
AUM Growth
-$63.3M
(-0.75%)
Cap. Flow
-$386M
Cap. Flow
% of AUM
-4.63%
Top 10 Holdings %
Top 10 Hldgs %
16.13%
Holding
903
New
57
Increased
193
Reduced
382
Closed
71
Avg Time Held
2
years
Top 10 Avg Time Held
1
year
Top 20 Avg Time Held
1.5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
OR Royalties Inc
OR
|
+$70M |
| 2 |
H&R Block
HRB
|
+$26.5M |
| 3 |
Marathon Petroleum
MPC
|
+$17.9M |
| 4 |
Korn Ferry
KFY
|
+$13.6M |
| 5 |
Williams-Sonoma
WSM
|
+$11.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TAHO
Tahoe Resources Inc
TAHO
|
+$32.4M |
| 2 |
Randgold Resources Ltd
GOLD
|
+$25.5M |
| 3 |
Newmont
NEM
|
+$23.4M |
| 4 |
Barrick Mining
B
|
+$18.5M |
| 5 |
Agnico Eagle Mines
AEM
|
+$17.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Materials | 19.42% |
| 2 | Miscellaneous | 14.3% |
| 3 | Healthcare | 12.05% |
| 4 | Consumer Discretionary | 10.35% |
| 5 | Technology | 9.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
SHPG
701
DELISTED
Shire pic
SHPG
| $203K | ﹤0.01% |
+1,047
| New | +$204K |
2016 Q3
0 quarters
|
|
702
Freshpet
FRPT
$3.22B
| $198K | ﹤0.01% |
22,850
| – | – |
2014 Q4
7 quarters
|
|
|
CYS
703
DELISTED
CYS Investments Inc.
CYS
| $193K | ﹤0.01% |
22,100
+1,600
| +8% | +$14.1K |
2016 Q2
1 quarter
|
|
704
Iovance Biotherapeutics
IOVA
$6.28B
| $189K | ﹤0.01% |
+23,000
| New | +$195K |
2016 Q3
0 quarters
|
|
705
iShares Silver Trust
SLV
$27.7B
| $187K | ﹤0.01% |
+10,300
| New | +$192K |
2016 Q3
0 quarters
|
|
706
Happen Inc
HAPN
$1.65B
| $186K | ﹤0.01% |
6,006
-5,200
| -46% | -$135K |
2016 Q1
2 quarters
|
|
707
Vicor
VICR
$9.06B
| $183K | ﹤0.01% |
15,800
| – | – |
2013 Q4
11 quarters
|
|
708
Alerian MLP ETF
AMLP
$12.6B
| $182K | ﹤0.01% |
2,870
-192
| -6% | -$12.1K |
2014 Q4
7 quarters
|
|
|
ENLK
709
DELISTED
EnLink Midstream Partners, LP
ENLK
| $177K | ﹤0.01% |
10,000
| – | – |
2013 Q4
11 quarters
|
|
710
Swiss Helvetia Fund
SWZ
$75.2M
| $167K | ﹤0.01% |
15,576
| – | – |
2014 Q4
7 quarters
|
|
711
AES
AES
$10.7B
| $165K | ﹤0.01% |
12,841
+2,176
| +20% | +$27.1K |
2016 Q2
1 quarter
|
|
|
BDSI
712
DELISTED
BioDelivery Sciences International, Inc.
BDSI
| $162K | ﹤0.01% |
60,000
| – | – |
2013 Q2
13 quarters
|
|
713
iShares MSCI Japan ETF
EWJ
$23.1B
| $157K | ﹤0.01% |
3,125
| – | – |
2014 Q2
9 quarters
|
|
714
LXP Industrial Trust
LXP
$3.6B
| $155K | ﹤0.01% |
3,000
| – | – |
2013 Q2
13 quarters
|
|
715
Teekay Tankers
TNK
$3.37B
| $155K | ﹤0.01% |
7,650
-21,838
| -74% | -$489K |
2016 Q2
1 quarter
|
|
716
uniQure
QURE
$1.51B
| $153K | ﹤0.01% |
20,000
-47,850
| -71% | -$380K |
2015 Q2
5 quarters
|
|
|
CMO
717
DELISTED
Capstead Mortgage Corp.
CMO
| $148K | ﹤0.01% |
15,700
+1,500
| +11% | +$14.9K |
2016 Q1
2 quarters
|
|
718
Sprott Physical Gold
PHYS
$14.9B
| $146K | ﹤0.01% |
13,364
| – | – |
2016 Q1
2 quarters
|
|
719
DELISTED
Astria Therapeutics
ATXS
| $123K | ﹤0.01% |
+333
| New | +$87.7K |
2016 Q3
0 quarters
|
|
|
OIG
720
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
| $100K | ﹤0.01% |
431
| – | – |
2014 Q2
9 quarters
|
|
721
W&T Offshore
WTI
$572M
| $88K | ﹤0.01% |
+50,000
| New | +$94.5K |
2016 Q3
0 quarters
|
|
|
NGD
722
DELISTED
New Gold Inc
NGD
| $74K | ﹤0.01% |
17,000
| – | – |
2013 Q2
13 quarters
|
|
723
Fate Therapeutics
FATE
$216M
| $69K | ﹤0.01% |
22,000
| – | – |
2015 Q2
5 quarters
|
|
724
MidCap Financial Investment
MFIC
$685M
| $65K | ﹤0.01% |
3,750
| – | – |
2013 Q2
13 quarters
|
|
725
Dyadic International
DYAI
$16.2M
| $48K | ﹤0.01% |
32,100
| – | – |
2013 Q4
11 quarters
|
|
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Tocqueville Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Tocqueville Asset Management held 903 positions worth $8.33B, down 0.75% from $8.39B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
Tocqueville Asset Management withdrew a net $386M in Q3 2016, closing 71 positions and reducing 382 holdings. Its most notable exit was EMC CORPORATION, an estimated $8.2M position sold in full.
By sector, the portfolio is most concentrated in Materials at 19% of assets, down from 21% a quarter earlier, followed by Miscellaneous and Healthcare.
Against the trend, Tocqueville Asset Management opened a new position in OR Royalties Inc worth $61.4M.
- Tocqueville Asset Management's largest Q3 2016 buy was OR Royalties Inc: 5,607,936 shares worth $61.4M.
- Tocqueville Asset Management added most to H&R Block in Q3 2016, an estimated $26.5M increase.
- Tocqueville Asset Management's biggest Q3 2016 reduction was Tahoe Resources Inc, cutting an estimated $32.4M.
- Tocqueville Asset Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $8.2M.
- Tocqueville Asset Management's ten largest holdings make up 16% of its $8.33B portfolio in Q3 2016.
- Tocqueville Asset Management opened 57 new positions and closed 71 in Q3 2016.
- Tocqueville Asset Management's portfolio value fell 0.75% quarter-over-quarter to $8.33B.
Based on Tocqueville Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.