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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
+4.56%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$8.33B
AUM Growth
-$63.3M
Cap. Flow
-$386M
Cap. Flow %
-4.63%
Top 10 Hldgs %
16.13%
Holding
903
New
57
Increased
193
Reduced
382
Closed
71

Top Buys

Rank Stock Value
1
OR icon
OR Royalties Inc
OR
+$70M
2
HRB icon
H&R Block
HRB
+$26.5M
3
MPC icon
Marathon Petroleum
MPC
+$17.9M
4
KFY icon
Korn Ferry
KFY
+$13.6M
5
WSM icon
Williams-Sonoma
WSM
+$11.5M

Top Sells

Rank Stock Value
1
TAHO
Tahoe Resources Inc
TAHO
+$32.4M
2
GOLD
Randgold Resources Ltd
GOLD
+$25.5M
3
NEM icon
Newmont
NEM
+$23.4M
4
B
Barrick Mining
B
+$18.5M
5
AEM icon
Agnico Eagle Mines
AEM
+$17.4M

Sector Composition

Rank Sector Weight
1 Materials 19.42%
2 Miscellaneous 14.3%
3 Healthcare 12.05%
4 Consumer Discretionary 10.35%
5 Technology 9.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHPG
701
DELISTED
Shire pic
SHPG
$203K ﹤0.01%
+1,047
New +$204K
FRPT icon
702
Freshpet
FRPT
$3.46B
$198K ﹤0.01%
22,850
– –
CYS
703
DELISTED
CYS Investments Inc.
CYS
$193K ﹤0.01%
22,100
+1,600
+8% +$14.1K
IOVA icon
704
Iovance Biotherapeutics
IOVA
$3.73B
$189K ﹤0.01%
+23,000
New +$195K
SLV icon
705
iShares Silver Trust
SLV
$33.7B
$187K ﹤0.01%
+10,300
New +$192K
HAPN
706
Happen Inc
HAPN
$2.12B
$186K ﹤0.01%
6,006
-5,200
-46% -$135K
VICR icon
707
Vicor
VICR
$9.39B
$183K ﹤0.01%
15,800
– –
AMLP icon
708
Alerian MLP ETF
AMLP
$13.4B
$182K ﹤0.01%
2,870
-192
-6% -$12.1K
ENLK
709
DELISTED
EnLink Midstream Partners, LP
ENLK
$177K ﹤0.01%
10,000
– –
SWZ
710
Swiss Helvetia Fund
SWZ
$77.8M
$167K ﹤0.01%
15,576
– –
AES icon
711
AES
AES
$10.5B
$165K ﹤0.01%
12,841
+2,176
+20% +$27.1K
BDSI
712
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$162K ﹤0.01%
60,000
– –
EWJ icon
713
iShares MSCI Japan ETF
EWJ
$22.6B
$157K ﹤0.01%
3,125
– –
LXP icon
714
LXP Industrial Trust
LXP
$3.6B
$155K ﹤0.01%
3,000
– –
TNK icon
715
Teekay Tankers
TNK
$3.06B
$155K ﹤0.01%
7,650
-21,838
-74% -$489K
QURE icon
716
uniQure
QURE
$3.46B
$153K ﹤0.01%
20,000
-47,850
-71% -$380K
CMO
717
DELISTED
Capstead Mortgage Corp.
CMO
$148K ﹤0.01%
15,700
+1,500
+11% +$14.9K
PHYS icon
718
Sprott Physical Gold
PHYS
$16.6B
$146K ﹤0.01%
13,364
– –
ATXS
719
DELISTED
Astria Therapeutics
ATXS
$123K ﹤0.01%
+333
New +$87.7K
OIG
720
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$100K ﹤0.01%
431
– –
WTI icon
721
W&T Offshore
WTI
$557M
$88K ﹤0.01%
+50,000
New +$94.5K
NGD
722
DELISTED
New Gold Inc
NGD
$74K ﹤0.01%
17,000
– –
FATE icon
723
Fate Therapeutics
FATE
$304M
$69K ﹤0.01%
22,000
– –
MFIC icon
724
MidCap Financial Investment
MFIC
$797M
$65K ﹤0.01%
3,750
– –
DYAI icon
725
Dyadic International
DYAI
$24.8M
$48K ﹤0.01%
32,100
– –
27 28
29
30 31

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HPC
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CCWA
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Tocqueville Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tocqueville Asset Management held 903 positions worth $8.33B, down 0.75% from $8.39B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Tocqueville Asset Management withdrew a net $386M in Q3 2016, closing 71 positions and reducing 382 holdings. Its most notable exit was EMC CORPORATION, an estimated $8.2M position sold in full.

By sector, the portfolio is most concentrated in Materials at 19% of assets, down from 21% a quarter earlier, followed by Miscellaneous and Healthcare.

Against the trend, Tocqueville Asset Management opened a new position in OR Royalties Inc worth $61.4M.

  • Tocqueville Asset Management's largest Q3 2016 buy was OR Royalties Inc: 5,607,936 shares worth $61.4M.
  • Tocqueville Asset Management added most to H&R Block in Q3 2016, an estimated $26.5M increase.
  • Tocqueville Asset Management's biggest Q3 2016 reduction was Tahoe Resources Inc, cutting an estimated $32.4M.
  • Tocqueville Asset Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $8.2M.
  • Tocqueville Asset Management's ten largest holdings make up 16% of its $8.33B portfolio in Q3 2016.
  • Tocqueville Asset Management opened 57 new positions and closed 71 in Q3 2016.
  • Tocqueville Asset Management's portfolio value fell 0.75% quarter-over-quarter to $8.33B.

Based on Tocqueville Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.