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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
+8.86%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$6.8B
AUM Growth
-$570M
Cap. Flow
-$1.26B
Cap. Flow %
-18.54%
Top 10 Hldgs %
19.36%
Holding
815
New
67
Increased
151
Reduced
381
Closed
87

Top Buys

Rank Stock Value
1
GFI icon
Gold Fields
GFI
+$31.8M
2
BABA icon
Alibaba
BABA
+$25.2M
3
MCHI icon
iShares MSCI China ETF
MCHI
+$14.9M
4
IAU icon
iShares Gold Trust
IAU
+$12.7M
5
T icon
AT&T
T
+$10.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$75.7M
2
AMZN icon
Amazon
AMZN
+$75M
3
AAPL icon
Apple
AAPL
+$73.6M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$52.4M
5
META icon
Meta Platforms (Facebook)
META
+$49.8M

Sector Composition

Rank Sector Weight
1 Materials 18.96%
2 Miscellaneous 17.84%
3 Technology 12.19%
4 Consumer Discretionary 10.86%
5 Healthcare 8.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XNCR icon
676
Xencor
XNCR
$2.15B
– –
-8,225
Closed -$277K
XYL icon
677
Xylem
XYL
$26.4B
– –
-3,150
Closed -$251K
YUM icon
678
Yum! Brands
YUM
$41.1B
– –
-1,783
Closed -$202K
ZM icon
679
Zoom
ZM
$29.2B
– –
-2,865
Closed -$218K
ZS icon
680
Zscaler
ZS
$30.1B
– –
-10,085
Closed -$477K
B
681
DELISTED
Barnes Group Inc.
B
– –
-16,675
Closed -$859K
EVA
682
DELISTED
Enviva Inc.
EVA
– –
-15,000
Closed -$479K
AMJ
683
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-9,420
Closed -$219K
NEWR
684
DELISTED
New Relic, Inc.
NEWR
– –
-23,600
Closed -$1.45M
CEQP.PR
685
DELISTED
Crestwood Equity Partners LP Preferred Units representing limited partner interests
CEQP.PR
– –
-30,000
Closed -$277K
ABMD
686
DELISTED
Abiomed Inc
ABMD
– –
-1,625
Closed -$289K
TWTR
687
DELISTED
Twitter, Inc.
TWTR
– –
-16,586
Closed -$683K
CTXS
688
DELISTED
Citrix Systems Inc
CTXS
– –
-3,567
Closed -$344K
CDK
689
DELISTED
CDK Global, Inc.
CDK
– –
-5,586
Closed -$269K
KL
690
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
– –
-632,151
Closed -$28.3M
CORE
691
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-13,000
Closed -$417K
GWPH
692
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-3,688
Closed -$424K
DLPH
693
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-111,865
Closed -$1.5M
MDR
694
DELISTED
McDermott International
MDR
– –
-400,616
Closed -$809K
BOLD
695
DELISTED
Audentes Therapeutics, Inc
BOLD
– –
-7,700
Closed -$216K
STI
696
DELISTED
SunTrust Banks, Inc.
STI
– –
-4,020
Closed -$277K
CBM
697
DELISTED
Cambrex Corporation
CBM
– –
-6,566
Closed -$391K
VIAB
698
DELISTED
Viacom Inc. Class B
VIAB
– –
-19,075
Closed -$458K
MDSO
699
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-6,350
Closed -$581K
AMRWW
700
DELISTED
Alta Mesa Resources Inc Warrant
AMRWW
$0 ﹤0.01%
21,625
– –
25 26 27
28
29

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HPC
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CIA
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BFM
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CCWA
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Tocqueville Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tocqueville Asset Management held 815 positions worth $6.8B, down 7.7% from $7.37B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Tocqueville Asset Management withdrew a net $1.26B in Q4 2019, closing 87 positions and reducing 381 holdings. Its most notable exit was Kirkland Lake Gold Ltd Ordinary, an estimated $28.3M position sold in full.

By sector, the portfolio is most concentrated in Materials at 19% of assets, up from 16% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, Tocqueville Asset Management opened a new position in Gold Fields worth $37.1M.

  • Tocqueville Asset Management's largest Q4 2019 buy was Gold Fields: 5,613,900 shares worth $37.1M.
  • Tocqueville Asset Management added most to Alibaba in Q4 2019, an estimated $25.2M increase.
  • Tocqueville Asset Management's biggest Q4 2019 reduction was Microsoft, cutting an estimated $75.7M.
  • Tocqueville Asset Management fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2019, selling an estimated $28.3M.
  • Tocqueville Asset Management's ten largest holdings make up 19% of its $6.8B portfolio in Q4 2019.
  • Tocqueville Asset Management opened 67 new positions and closed 87 in Q4 2019.
  • Tocqueville Asset Management's portfolio value fell 7.7% quarter-over-quarter to $6.8B.

Based on Tocqueville Asset Management's 13F filing for Q4 2019, filed 14 Jan 2020.