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Tocqueville Asset Management Portfolio holdings
AUM
$7.56B
Turnover
9.98%
1-Year Est. Return
44.87%
This Fund
S&P 500
This Quarter
Est. Return
+0.65%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$7.82B
AUM Growth
-$508M
(-6.1%)
Cap. Flow
-$312M
Cap. Flow
% of AUM
-3.99%
Top 10 Holdings %
Top 10 Hldgs %
14.76%
Holding
911
New
73
Increased
232
Reduced
370
Closed
98
Avg Time Held
2.1
years
Top 10 Avg Time Held
1.2
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$31.5M |
| 2 |
Abbott
ABT
|
+$25.3M |
| 3 |
Howmet Aerospace
HWM
|
+$20.4M |
| 4 |
Walt Disney
DIS
|
+$19M |
| 5 |
Diebold Nixdorf Incorporated
DBD
|
+$18M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ESRX
Express Scripts Holding Company
ESRX
|
+$36.8M |
| 2 |
Xerox
XRX
|
+$25.6M |
| 3 |
AGN
Allergan plc
AGN
|
+$22.3M |
| 4 |
Randgold Resources Ltd
GOLD
|
+$22.1M |
| 5 |
Agnico Eagle Mines
AEM
|
+$21.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Materials | 17.23% |
| 2 | Miscellaneous | 12.69% |
| 3 | Industrials | 10.54% |
| 4 | Consumer Discretionary | 10.45% |
| 5 | Healthcare | 10.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
676
Principal Financial Group
PFG
$23.3B
| $204K | ﹤0.01% |
+3,518
| New | +$197K |
2016 Q4
0 quarters
|
|
677
Medtronic
MDT
$121B
| $203K | ﹤0.01% |
2,856
-239
| -8% | -$18.8K |
2013 Q4
12 quarters
|
|
678
Thor Industries
THO
$3.62B
| $202K | ﹤0.01% |
+2,022
| New | +$182K |
2016 Q4
0 quarters
|
|
679
OGE Energy
OGE
$9.85B
| $201K | ﹤0.01% |
+6,000
| New | +$189K |
2016 Q4
0 quarters
|
|
|
CMO
680
DELISTED
Capstead Mortgage Corp.
CMO
| $198K | ﹤0.01% |
19,400
+3,700
| +24% | +$36.3K |
2016 Q1
3 quarters
|
|
|
ENLK
681
DELISTED
EnLink Midstream Partners, LP
ENLK
| $184K | ﹤0.01% |
10,000
| – | – |
2013 Q4
12 quarters
|
|
682
Iovance Biotherapeutics
IOVA
$6.17B
| $160K | ﹤0.01% |
23,000
| – | – |
2016 Q3
1 quarter
|
|
683
Happen Inc
HAPN
$1.67B
| $158K | ﹤0.01% |
6,006
| – | – |
2016 Q1
3 quarters
|
|
684
iShares Silver Trust
SLV
$27.8B
| $156K | ﹤0.01% |
10,300
| – | – |
2016 Q3
1 quarter
|
|
685
Inovio Pharmaceuticals
INO
$104M
| $146K | ﹤0.01% |
1,750
-542
| -24% | -$49K |
2014 Q1
11 quarters
|
|
686
LXP Industrial Trust
LXP
$3.6B
| $146K | ﹤0.01% |
2,700
-300
| -10% | -$15.3K |
2013 Q2
14 quarters
|
|
687
AES
AES
$10.7B
| $145K | ﹤0.01% |
12,499
-342
| -3% | -$4.01K |
2016 Q2
2 quarters
|
|
688
Alerian MLP ETF
AMLP
$12.6B
| $139K | ﹤0.01% |
2,210
-660
| -23% | -$40.8K |
2014 Q4
8 quarters
|
|
689
W&T Offshore
WTI
$569M
| $139K | ﹤0.01% |
50,000
| – | – |
2016 Q3
1 quarter
|
|
|
BBG
690
DELISTED
Bill Barrett Corp
BBG
| $126K | ﹤0.01% |
18,000
-46,500
| -72% | -$297K |
2013 Q4
12 quarters
|
|
|
VNR
691
DELISTED
Vanguard Natural Resources, LLC
VNR
| $126K | ﹤0.01% |
187,155
-188,500
| -50% | -$136K |
2015 Q4
4 quarters
|
|
692
Sprott Physical Gold
PHYS
$14.9B
| $125K | ﹤0.01% |
13,364
| – | – |
2016 Q1
3 quarters
|
|
693
RadNet
RDNT
$5.45B
| $125K | ﹤0.01% |
19,425
-70,000
| -78% | -$472K |
2016 Q2
2 quarters
|
|
|
OIG
694
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
| $112K | ﹤0.01% |
406
-25
| -6% | -$5.84K |
2014 Q2
10 quarters
|
|
695
Annaly Capital Management
NLY
$13.8B
| $109K | ﹤0.01% |
+2,734
| New | +$111K |
2016 Q4
0 quarters
|
|
696
Swiss Helvetia Fund
SWZ
$75.2M
| $102K | ﹤0.01% |
10,034
-5,542
| -36% | -$56.9K |
2014 Q4
8 quarters
|
|
697
Pacific Biosciences
PACB
$544M
| $95K | ﹤0.01% |
25,000
| – | – |
2016 Q1
3 quarters
|
|
|
NGD
698
DELISTED
New Gold Inc
NGD
| $60K | ﹤0.01% |
17,000
| – | – |
2013 Q2
14 quarters
|
|
699
Tandem Diabetes Care
TNDM
$1.19B
| $52K | ﹤0.01% |
2,415
-7,725
| -76% | -$297K |
2015 Q3
5 quarters
|
|
700
Fate Therapeutics
FATE
$220M
| $38K | ﹤0.01% |
15,000
-7,000
| -32% | -$18.7K |
2015 Q2
6 quarters
|
|
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Tocqueville Asset Management's Q4 2016 Portfolio in Review
As of Q4 2016, Tocqueville Asset Management held 911 positions worth $7.82B, down 6.1% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Tocqueville Asset Management withdrew a net $312M in Q4 2016, closing 98 positions and reducing 370 holdings. Its most notable exit was Xerox, an estimated $25.6M position sold in full.
By sector, the portfolio is most concentrated in Materials at 17% of assets, down from 19% a quarter earlier, followed by Miscellaneous and Industrials.
Against the trend, Tocqueville Asset Management opened a new position in Howmet Aerospace worth $19.3M.
- Tocqueville Asset Management's largest Q4 2016 buy was Howmet Aerospace: 1,357,386 shares worth $19.3M.
- Tocqueville Asset Management added most to Bank of America in Q4 2016, an estimated $31.5M increase.
- Tocqueville Asset Management's biggest Q4 2016 reduction was Express Scripts Holding Company, cutting an estimated $36.8M.
- Tocqueville Asset Management fully exited Xerox in Q4 2016, selling an estimated $25.6M.
- Tocqueville Asset Management's ten largest holdings make up 15% of its $7.82B portfolio in Q4 2016.
- Tocqueville Asset Management opened 73 new positions and closed 98 in Q4 2016.
- Tocqueville Asset Management's portfolio value fell 6.1% quarter-over-quarter to $7.82B.
Based on Tocqueville Asset Management's 13F filing for Q4 2016, filed 30 Jan 2017.