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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
-0.44%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$6.75B
AUM Growth
-$172M
Cap. Flow
-$135M
Cap. Flow %
-2%
Top 10 Hldgs %
23.72%
Holding
766
New
31
Increased
200
Reduced
286
Closed
39

Top Buys

Rank Stock Value
1
LMT icon
Lockheed Martin
LMT
+$40.7M
2
EXPE icon
Expedia Group
EXPE
+$13.7M
3
ABT icon
Abbott
ABT
+$11.5M
4
DD icon
DuPont de Nemours
DD
+$11.3M
5
MTB icon
M&T Bank
MTB
+$10.4M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$26.9M
2
HSBC icon
HSBC
HSBC
+$14.9M
3
PCTY icon
Paylocity
PCTY
+$12M
4
KNX icon
Knight Transportation
KNX
+$11.9M
5
LHX icon
L3Harris
LHX
+$10.9M

Sector Composition

Rank Sector Weight
1 Technology 16.64%
2 Consumer Discretionary 16.02%
3 Miscellaneous 12.31%
4 Industrials 10.78%
5 Healthcare 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TECH icon
451
Bio-Techne
TECH
$11.4B
$590K 0.01%
4,872
– –
PHG icon
452
Philips
PHG
$26.3B
$587K 0.01%
15,997
-1,852
-10% -$70.4K
LBRDP
453
DELISTED
Liberty Broadband Series A Preferred Stock
LBRDP
$584K 0.01%
20,956
– –
IYR icon
454
iShares US Real Estate ETF
IYR
$4.6B
$583K 0.01%
5,690
– –
VMD icon
455
Viemed Healthcare
VMD
$343M
$583K 0.01%
105,000
– –
PGJ icon
456
Invesco Golden Dragon China ETF
PGJ
$91.1M
$578K 0.01%
13,700
– –
EXPO icon
457
Exponent
EXPO
$3.38B
$576K 0.01%
5,090
– –
HPE icon
458
Hewlett Packard
HPE
$72B
$565K 0.01%
39,650
+15,650
+65% +$226K
JETS icon
459
US Global Jets ETF
JETS
$788M
$560K 0.01%
23,700
– –
EPD icon
460
Enterprise Products Partners
EPD
$84.3B
$557K 0.01%
25,754
+15,934
+162% +$362K
XLU icon
461
State Street Utilities Select Sector SPDR ETF
XLU
$22.2B
$556K 0.01%
17,400
– –
NTT
462
DELISTED
Nippon Telegraph & Telephone
NTT
$555K 0.01%
20,000
– –
BTAI icon
463
BioXcel Therapeutics
BTAI
$22.5M
$552K 0.01%
1,138
-93
-8% -$40.9K
TNDM icon
464
Tandem Diabetes Care
TNDM
$1.49B
$549K 0.01%
4,600
– –
GIS icon
465
General Mills
GIS
$21.6B
$546K 0.01%
9,120
+2,000
+28% +$118K
SDY icon
466
State Street SPDR S&P Dividend ETF
SDY
$22B
$546K 0.01%
4,642
– –
PAYX icon
467
Paychex
PAYX
$45B
$532K 0.01%
4,728
+334
+8% +$37.5K
MKTX icon
468
MarketAxess Holdings
MKTX
$5.72B
$526K 0.01%
1,250
– –
AMP icon
469
Ameriprise Financial
AMP
$49.1B
$525K 0.01%
1,989
-705
-26% -$184K
FTXR icon
470
First Trust Nasdaq Transportation ETF
FTXR
$1.04B
$522K 0.01%
+16,945
New +$543K
MELI icon
471
Mercado Libre
MELI
$97.9B
$521K 0.01%
310
+11
+4% +$19.1K
CTRE icon
472
CareTrust REIT
CTRE
$9.3B
$518K 0.01%
25,500
+1,500
+6% +$33.9K
IEX icon
473
IDEX
IEX
$17.2B
$517K 0.01%
2,500
– –
BAH icon
474
Booz Allen Hamilton
BAH
$9.01B
$516K 0.01%
6,500
-85
-1% -$7.1K
ANSS
475
DELISTED
Ansys
ANSS
$511K 0.01%
1,500
– –
17 18
19
20 21

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Tocqueville Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tocqueville Asset Management held 766 positions worth $6.75B, down 2.5% from $6.92B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Tocqueville Asset Management's Q3 2021 filing shows 31 new, 200 increased, 286 reduced and 39 closed positions. Its largest new stake was ON24: 115,000 shares worth $2.29M. The largest sale was Alibaba, an estimated $26.9M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Miscellaneous.

  • Tocqueville Asset Management's largest Q3 2021 buy was ON24: 115,000 shares worth $2.29M.
  • Tocqueville Asset Management added most to Lockheed Martin in Q3 2021, an estimated $40.7M increase.
  • Tocqueville Asset Management's biggest Q3 2021 reduction was Alibaba, cutting an estimated $26.9M.
  • Tocqueville Asset Management fully exited HSBC in Q3 2021, selling an estimated $14.9M.
  • Tocqueville Asset Management's ten largest holdings make up 24% of its $6.75B portfolio in Q3 2021.
  • Tocqueville Asset Management opened 31 new positions and closed 39 in Q3 2021.
  • Tocqueville Asset Management's portfolio value fell 2.5% quarter-over-quarter to $6.75B.

Based on Tocqueville Asset Management's 13F filing for Q3 2021, filed 15 Nov 2021.