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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
+4.56%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$8.33B
AUM Growth
-$63.3M
Cap. Flow
-$386M
Cap. Flow %
-4.63%
Top 10 Hldgs %
16.13%
Holding
903
New
57
Increased
193
Reduced
382
Closed
71

Top Buys

Rank Stock Value
1
OR icon
OR Royalties Inc
OR
+$70M
2
HRB icon
H&R Block
HRB
+$26.5M
3
MPC icon
Marathon Petroleum
MPC
+$17.9M
4
KFY icon
Korn Ferry
KFY
+$13.6M
5
WSM icon
Williams-Sonoma
WSM
+$11.5M

Top Sells

Rank Stock Value
1
TAHO
Tahoe Resources Inc
TAHO
+$32.4M
2
GOLD
Randgold Resources Ltd
GOLD
+$25.5M
3
NEM icon
Newmont
NEM
+$23.4M
4
B
Barrick Mining
B
+$18.5M
5
AEM icon
Agnico Eagle Mines
AEM
+$17.4M

Sector Composition

Rank Sector Weight
1 Materials 19.42%
2 Miscellaneous 14.3%
3 Healthcare 12.05%
4 Consumer Discretionary 10.35%
5 Technology 9.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
401
DELISTED
Walgreens Boots Alliance
WBA
$1.4M 0.02%
17,400
-5,440
-24% -$444K
ITCI
402
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$1.4M 0.02%
91,775
+5,600
+6% +$226K
BHC icon
403
Bausch Health
BHC
$2.36B
$1.39M 0.02%
56,614
+5,095
+10% +$132K
WP
404
DELISTED
Worldpay, Inc.
WP
$1.39M 0.02%
24,619
-1,086
-4% -$60.3K
RIO icon
405
Rio Tinto
RIO
$170B
$1.38M 0.02%
41,441
-13,381
-24% -$426K
GMLP
406
DELISTED
Golar LNG Partners LP
GMLP
$1.36M 0.02%
69,178
– –
TSS
407
DELISTED
Total System Services, Inc.
TSS
$1.34M 0.02%
28,442
-19,196
-40% -$963K
TDF
408
Templeton Dragon Fund
TDF
$274M
$1.33M 0.02%
75,615
-20,800
-22% -$375K
FN icon
409
Fabrinet
FN
$15.5B
$1.33M 0.02%
+29,850
New +$1.18M
ABB
410
DELISTED
ABB Ltd
ABB
$1.33M 0.02%
+58,898
New +$1.26M
FNSR
411
DELISTED
Finisar Corp
FNSR
$1.32M 0.02%
+44,250
New +$968K
TRMB icon
412
Trimble
TRMB
$14.3B
$1.31M 0.02%
46,000
-5,000
-10% -$134K
LAMR icon
413
Lamar Advertising Co
LAMR
$15.3B
$1.31M 0.02%
20,040
-2,110
-10% -$136K
LUV icon
414
Southwest Airlines
LUV
$19.5B
$1.31M 0.02%
33,622
-724
-2% -$27.5K
FITB.PRI
415
Fifth Third Bancorp Depositary Shares 6.625% Fixed-to-Floating Rate Preferred Stock Series I
FITB.PRI
$460M
$1.29M 0.02%
42,250
-80,655
-66% -$2.52M
FPRX
416
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$1.29M 0.02%
24,575
-20,600
-46% -$984K
PWR icon
417
Quanta Services
PWR
$93.5B
$1.27M 0.02%
45,259
+3,561
+9% +$90.7K
DDC
418
DELISTED
Dominion Diamond Corporation
DDC
$1.24M 0.01%
127,721
– –
MOS icon
419
The Mosaic Company
MOS
$7.55B
$1.23M 0.01%
50,177
-36,404
-42% -$993K
CRTO icon
420
Criteo S.A.
CRTO
$845M
$1.22M 0.01%
34,600
– –
SHOP icon
421
Shopify
SHOP
$199B
$1.2M 0.01%
279,000
+199,000
+249% +$760K
XBI icon
422
State Street SPDR S&P Biotech ETF
XBI
$11.7B
$1.18M 0.01%
17,830
-110
-0.6% -$6.8K
NGG icon
423
National Grid
NGG
$79.9B
$1.17M 0.01%
17,014
+5,696
+50% +$394K
NKTR icon
424
Nektar Therapeutics
NKTR
$2.55B
$1.17M 0.01%
4,520
-4,460
-50% -$1.15M
RDS.A
425
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.16M 0.01%
24,043
-407
-2% -$19.9K
15 16
17
18 19

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Tocqueville Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tocqueville Asset Management held 903 positions worth $8.33B, down 0.75% from $8.39B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Tocqueville Asset Management withdrew a net $386M in Q3 2016, closing 71 positions and reducing 382 holdings. Its most notable exit was EMC CORPORATION, an estimated $8.2M position sold in full.

By sector, the portfolio is most concentrated in Materials at 19% of assets, down from 21% a quarter earlier, followed by Miscellaneous and Healthcare.

Against the trend, Tocqueville Asset Management opened a new position in OR Royalties Inc worth $61.4M.

  • Tocqueville Asset Management's largest Q3 2016 buy was OR Royalties Inc: 5,607,936 shares worth $61.4M.
  • Tocqueville Asset Management added most to H&R Block in Q3 2016, an estimated $26.5M increase.
  • Tocqueville Asset Management's biggest Q3 2016 reduction was Tahoe Resources Inc, cutting an estimated $32.4M.
  • Tocqueville Asset Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $8.2M.
  • Tocqueville Asset Management's ten largest holdings make up 16% of its $8.33B portfolio in Q3 2016.
  • Tocqueville Asset Management opened 57 new positions and closed 71 in Q3 2016.
  • Tocqueville Asset Management's portfolio value fell 0.75% quarter-over-quarter to $8.33B.

Based on Tocqueville Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.