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TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
+0.65%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$7.82B
AUM Growth
-$508M
Cap. Flow
-$312M
Cap. Flow %
-3.99%
Top 10 Hldgs %
14.76%
Holding
911
New
73
Increased
232
Reduced
370
Closed
98

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$31.5M
2
ABT icon
Abbott
ABT
+$25.3M
3
HWM icon
Howmet Aerospace
HWM
+$20.4M
4
DIS icon
Walt Disney
DIS
+$19M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$18M

Top Sells

Rank Stock Value
1
ESRX
Express Scripts Holding Company
ESRX
+$36.8M
2
XRX icon
Xerox
XRX
+$25.6M
3
AGN
Allergan plc
AGN
+$22.3M
4
GOLD
Randgold Resources Ltd
GOLD
+$22.1M
5
AEM icon
Agnico Eagle Mines
AEM
+$21.9M

Sector Composition

Rank Sector Weight
1 Materials 17.23%
2 Miscellaneous 12.69%
3 Industrials 10.54%
4 Consumer Discretionary 10.45%
5 Healthcare 10.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAI
326
DELISTED
DAIMLER AG
DAI
$2.63M 0.03%
35,405
-400
-1% -$29.7K
XLV icon
327
State Street Health Care Select Sector SPDR ETF
XLV
$44.6B
$2.62M 0.03%
38,000
+35,000
+1,167% +$2.43M
KITE
328
DELISTED
Kite Pharma, Inc.
KITE
$2.6M 0.03%
57,965
+21,915
+61% +$1.08M
IWM icon
329
iShares Russell 2000 ETF
IWM
$81.9B
$2.55M 0.03%
18,902
+100
+0.5% +$12.8K
LW icon
330
Lamb Weston
LW
$7.53B
$2.54M 0.03%
+67,085
New +$2.29M
PFPT
331
DELISTED
Proofpoint, Inc.
PFPT
$2.53M 0.03%
35,750
+31,750
+794% +$2.39M
SNBC
332
DELISTED
Sun Bancorp Inc
SNBC
$2.52M 0.03%
96,900
-2,000
-2% -$48.2K
BP icon
333
BP
BP
$109B
$2.49M 0.03%
77,793
-658
-0.8% -$19.8K
LMT icon
334
Lockheed Martin
LMT
$131B
$2.49M 0.03%
9,947
+1,388
+16% +$347K
AGCO icon
335
AGCO
AGCO
$7.77B
$2.47M 0.03%
+42,732
New +$2.31M
NKTR icon
336
Nektar Therapeutics
NKTR
$2.55B
$2.46M 0.03%
13,370
+8,850
+196% +$1.8M
IFN
337
Aberdeen India Fund
IFN
$490M
$2.43M 0.03%
113,477
-5,450
-5% -$127K
ESIO
338
DELISTED
Electro Scientific Industries
ESIO
$2.42M 0.03%
+408,092
New +$2.23M
NFLX icon
339
Netflix
NFLX
$332B
$2.41M 0.03%
194,750
+36,500
+23% +$433K
OHI icon
340
Omega Healthcare
OHI
$14B
$2.39M 0.03%
76,587
-60
-0.1% -$1.85K
CEQP
341
DELISTED
Crestwood Equity Partners LP
CEQP
$2.33M 0.03%
91,100
-13,678
-13% -$299K
ESRX
342
DELISTED
Express Scripts Holding Company
ESRX
$2.31M 0.03%
33,591
-513,591
-94% -$36.8M
MO icon
343
Altria Group
MO
$113B
$2.25M 0.03%
33,211
+945
+3% +$60.9K
VMW
344
DELISTED
VMware, Inc
VMW
$2.21M 0.03%
28,050
– –
IWO icon
345
iShares Russell 2000 Growth ETF
IWO
$15.1B
$2.21M 0.03%
14,326
+12,870
+884% +$1.92M
IWP icon
346
iShares Russell Mid-Cap Growth ETF
IWP
$20.6B
$2.19M 0.03%
45,030
+40,600
+916% +$1.96M
NTG
347
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$2.16M 0.03%
11,334
-190
-2% -$36.1K
DD icon
348
DuPont de Nemours
DD
$18.7B
$2.16M 0.03%
14,907
-6,885
-32% -$959K
FDX icon
349
FedEx
FDX
$78.4B
$2.15M 0.03%
+11,574
New +$2.12M
VMRK
350
Vivmark Residential
VMRK
$26.1B
$2.12M 0.03%
32,995
-425
-1% -$26.1K
12 13
14
15 16

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HPC
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Tocqueville Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tocqueville Asset Management held 911 positions worth $7.82B, down 6.1% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Tocqueville Asset Management withdrew a net $312M in Q4 2016, closing 98 positions and reducing 370 holdings. Its most notable exit was Xerox, an estimated $25.6M position sold in full.

By sector, the portfolio is most concentrated in Materials at 17% of assets, down from 19% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, Tocqueville Asset Management opened a new position in Howmet Aerospace worth $19.3M.

  • Tocqueville Asset Management's largest Q4 2016 buy was Howmet Aerospace: 1,357,386 shares worth $19.3M.
  • Tocqueville Asset Management added most to Bank of America in Q4 2016, an estimated $31.5M increase.
  • Tocqueville Asset Management's biggest Q4 2016 reduction was Express Scripts Holding Company, cutting an estimated $36.8M.
  • Tocqueville Asset Management fully exited Xerox in Q4 2016, selling an estimated $25.6M.
  • Tocqueville Asset Management's ten largest holdings make up 15% of its $7.82B portfolio in Q4 2016.
  • Tocqueville Asset Management opened 73 new positions and closed 98 in Q4 2016.
  • Tocqueville Asset Management's portfolio value fell 6.1% quarter-over-quarter to $7.82B.

Based on Tocqueville Asset Management's 13F filing for Q4 2016, filed 30 Jan 2017.