We are live on ! Find out more
TAM

Tocqueville Asset Management Portfolio holdings

AUM $7.56B
1-Year Est. Return 44.87%
This Fund
S&P 500
This Quarter Est. Return
+0.65%
1 Year Est. Return
+44.87%
3 Year Est. Return
+121.98%
5 Year Est. Return
+153.06%
10 Year Est. Return
+501.33%
AUM
$7.82B
AUM Growth
-$508M
Cap. Flow
-$312M
Cap. Flow %
-3.99%
Top 10 Hldgs %
14.76%
Holding
911
New
73
Increased
232
Reduced
370
Closed
98

Top Buys

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$31.5M
2
ABT icon
Abbott
ABT
+$25.3M
3
HWM icon
Howmet Aerospace
HWM
+$20.4M
4
DIS icon
Walt Disney
DIS
+$19M
5
DBD
Diebold Nixdorf Incorporated
DBD
+$18M

Top Sells

Rank Stock Value
1
ESRX
Express Scripts Holding Company
ESRX
+$36.8M
2
XRX icon
Xerox
XRX
+$25.6M
3
AGN
Allergan plc
AGN
+$22.3M
4
GOLD
Randgold Resources Ltd
GOLD
+$22.1M
5
AEM icon
Agnico Eagle Mines
AEM
+$21.9M

Sector Composition

Rank Sector Weight
1 Materials 17.23%
2 Miscellaneous 12.69%
3 Industrials 10.54%
4 Consumer Discretionary 10.45%
5 Healthcare 10.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTC
301
LTC Properties
LTC
$2.19B
$3.37M 0.04%
71,720
+54,625
+320% +$2.58M
EGN
302
DELISTED
Energen
EGN
$3.29M 0.04%
57,000
+23,500
+70% +$1.34M
ICE icon
303
Intercontinental Exchange
ICE
$90.5B
$3.27M 0.04%
57,975
-1,800
-3% -$99.7K
PNC icon
304
PNC Financial Services
PNC
$97.1B
$3.25M 0.04%
27,756
+22,234
+403% +$2.31M
SAGE
305
DELISTED
Sage Therapeutics
SAGE
$3.22M 0.04%
63,050
+18,675
+42% +$880K
PANW icon
306
Palo Alto Networks
PANW
$312B
$3.19M 0.04%
152,838
-331,692
-68% -$7.95M
DDD icon
307
3D Systems Corp
DDD
$570M
$3.12M 0.04%
234,434
+11,200
+5% +$164K
BDX icon
308
Becton Dickinson
BDX
$51.2B
$3.09M 0.04%
19,111
+318
+2% +$52.8K
GIII icon
309
G-III Apparel Group
GIII
$1.41B
$3.02M 0.04%
+101,980
New +$2.96M
IPHI
310
DELISTED
INPHI CORPORATION
IPHI
$3M 0.04%
67,175
+13,525
+25% +$581K
LBY
311
DELISTED
Libbey, Inc.
LBY
$2.98M 0.04%
153,100
– –
EEM icon
312
iShares MSCI Emerging Markets ETF
EEM
$31.4B
$2.96M 0.04%
84,430
+5,200
+7% +$188K
EWW icon
313
iShares MSCI Mexico ETF
EWW
$1.79B
$2.91M 0.04%
+66,225
New +$3.11M
NEE.PRQ
314
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$2.89M 0.04%
50,500
– –
GIS icon
315
General Mills
GIS
$21.6B
$2.88M 0.04%
46,603
-13,455
-22% -$834K
AERI
316
DELISTED
Aerie Pharmaceuticals
AERI
$2.87M 0.04%
75,900
-11,000
-13% -$416K
NOW icon
317
ServiceNow
NOW
$143B
$2.86M 0.04%
192,625
-87,000
-31% -$1.4M
LLY icon
318
Eli Lilly
LLY
$1.05T
$2.83M 0.04%
38,539
-5,404
-12% -$402K
SAN icon
319
Banco Santander
SAN
$212B
$2.81M 0.04%
566,561
+6,436
+1% +$29.3K
KHC icon
320
Kraft Heinz
KHC
$29.8B
$2.75M 0.04%
31,497
-902
-3% -$77.2K
ONCE
321
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$2.71M 0.03%
54,350
+7,200
+15% +$386K
ACN icon
322
Accenture
ACN
$115B
$2.71M 0.03%
23,117
+1,521
+7% +$181K
ACAD icon
323
Acadia Pharmaceuticals
ACAD
$5.12B
$2.69M 0.03%
93,275
-31,850
-25% -$843K
BLUE
324
DELISTED
bluebird bio
BLUE
$2.64M 0.03%
3,303
+428
+15% +$340K
SNI
325
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$2.63M 0.03%
36,895
-2,105
-5% -$142K
11 12
13
14 15

Similar funds

RIG
RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $7.59B AUM 23.44% 1-Year Est. Return
HPC
HM Payson & Co Portland, Maine $7.54B AUM 31.34% 1-Year Est. Return
O
Ossiam Paris, France $7.54B AUM 50.81% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $7.59B AUM 23.38% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.6B AUM 109.3% 1-Year Est. Return
CCM
Check Capital Management Costa Mesa, California $7.52B AUM 15.3% 1-Year Est. Return
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return

Tocqueville Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tocqueville Asset Management held 911 positions worth $7.82B, down 6.1% from $8.33B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Tocqueville Asset Management withdrew a net $312M in Q4 2016, closing 98 positions and reducing 370 holdings. Its most notable exit was Xerox, an estimated $25.6M position sold in full.

By sector, the portfolio is most concentrated in Materials at 17% of assets, down from 19% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, Tocqueville Asset Management opened a new position in Howmet Aerospace worth $19.3M.

  • Tocqueville Asset Management's largest Q4 2016 buy was Howmet Aerospace: 1,357,386 shares worth $19.3M.
  • Tocqueville Asset Management added most to Bank of America in Q4 2016, an estimated $31.5M increase.
  • Tocqueville Asset Management's biggest Q4 2016 reduction was Express Scripts Holding Company, cutting an estimated $36.8M.
  • Tocqueville Asset Management fully exited Xerox in Q4 2016, selling an estimated $25.6M.
  • Tocqueville Asset Management's ten largest holdings make up 15% of its $7.82B portfolio in Q4 2016.
  • Tocqueville Asset Management opened 73 new positions and closed 98 in Q4 2016.
  • Tocqueville Asset Management's portfolio value fell 6.1% quarter-over-quarter to $7.82B.

Based on Tocqueville Asset Management's 13F filing for Q4 2016, filed 30 Jan 2017.