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TRIM

Thompson Rubinstein Investment Management Portfolio holdings

AUM $311M
1-Year Est. Return 11.71%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+11.71%
3 Year Est. Return
+42.81%
5 Year Est. Return
+48.65%
10 Year Est. Return
–
AUM
$254M
AUM Growth
-$11.1M
Cap. Flow
+$1.19M
Cap. Flow %
0.47%
Top 10 Hldgs %
37.81%
Holding
71
New
–
Increased
7
Reduced
24
Closed
1

Top Buys

Rank Stock Value
1
RIG icon
Transocean
RIG
+$1.43M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$1.15M
3
ABBV icon
AbbVie
ABBV
+$1.02M
4
VZ icon
Verizon
VZ
+$210K
5
DE icon
Deere & Co
DE
+$137K

Top Sells

Rank Stock Value
1
EW icon
Edwards Lifesciences
EW
+$628K
2
LVLT
Level 3 Communications Inc
LVLT
+$593K
3
DO
Diamond Offshore Drilling
DO
+$533K
4
VAR
Varian Medical Systems, Inc.
VAR
+$276K
5
SPXC icon
SPX Corp
SPXC
+$229K

Sector Composition

Rank Sector Weight
1 Industrials 24.92%
2 Healthcare 22.52%
3 Energy 18.3%
4 Technology 15.58%
5 Consumer Staples 7.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
51
Caterpillar
CAT
$387B
$1.3M 0.51%
13,182
– –
QEP
52
DELISTED
QEP RESOURCES, INC.
QEP
$1.06M 0.42%
34,600
-400
-1% -$13.4K
T icon
53
AT&T
T
$163B
$913K 0.36%
34,314
– –
KMPR icon
54
Kemper
KMPR
$1.68B
$849K 0.33%
24,853
+3,600
+17% +$129K
MRK icon
55
Merck
MRK
$318B
$821K 0.32%
14,519
– –
IBM icon
56
IBM
IBM
$224B
$797K 0.31%
4,389
– –
STR
57
DELISTED
QUESTAR CORP
STR
$786K 0.31%
35,270
– –
LVLT
58
DELISTED
Level 3 Communications Inc
LVLT
$753K 0.3%
16,471
-13,367
-45% -$593K
TRV icon
59
Travelers Companies
TRV
$80.2B
$714K 0.28%
7,597
– –
JCI icon
60
Johnson Controls International
JCI
$92.2B
$602K 0.24%
13,064
– –
VZ icon
61
Verizon
VZ
$196B
$602K 0.24%
12,037
+4,220
+54% +$210K
DNOW icon
62
DNOW Inc
DNOW
$2.99B
$584K 0.23%
19,195
-7
-0% -$229
JPM icon
63
JPMorgan Chase
JPM
$950B
$539K 0.21%
8,945
– –
BMY icon
64
Bristol-Myers Squibb
BMY
$132B
$491K 0.19%
9,600
– –
MRSH
65
Marsh
MRSH
$91.5B
$388K 0.15%
7,420
-310
-4% -$16.2K
RTX icon
66
RTX Corp
RTX
$301B
$338K 0.13%
5,085
– –
ORCL icon
67
Oracle
ORCL
$423B
$302K 0.12%
7,900
– –
ING icon
68
ING
ING
$102B
$289K 0.11%
20,388
– –
CBT icon
69
Cabot Corp
CBT
$4.52B
$244K 0.1%
4,800
– –
LEG icon
70
Leggett & Platt
LEG
$1.31B
$210K 0.08%
6,000
– –
SPXC icon
71
SPX Corp
SPXC
$10.8B
– –
-8,415
Closed -$229K
1 2
3

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Thompson Rubinstein Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Thompson Rubinstein Investment Management held 71 positions worth $254M, down 4.2% from $265M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Trading was light in Q3 2014: portfolio turnover was 1.4%. Thompson Rubinstein Investment Management opened no new positions and exited 1, leaving the 71-position portfolio largely intact.

By sector, the portfolio is most concentrated in Industrials at 25% of assets, down from 25% a quarter earlier, followed by Healthcare and Energy.

  • Thompson Rubinstein Investment Management added most to Transocean in Q3 2014, an estimated $1.43M increase.
  • Thompson Rubinstein Investment Management's biggest Q3 2014 reduction was Edwards Lifesciences, cutting an estimated $628K.
  • Thompson Rubinstein Investment Management fully exited SPX Corp in Q3 2014, selling an estimated $229K.
  • Thompson Rubinstein Investment Management's ten largest holdings make up 38% of its $254M portfolio in Q3 2014.
  • Thompson Rubinstein Investment Management opened 0 new positions and closed 1 in Q3 2014.
  • Thompson Rubinstein Investment Management's portfolio value fell 4.2% quarter-over-quarter to $254M.

Based on Thompson Rubinstein Investment Management's 13F filing for Q3 2014, filed 9 Oct 2014.