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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEAR
1301
DELISTED
TearLab Corporation
TEAR
– –
-300
Closed -$6K
ACUR
1302
DELISTED
Acura Pharmaceuticals
ACUR
$0 ﹤0.01%
6
– –
TLN
1303
DELISTED
Talen Energy Corporation
TLN
$0 ﹤0.01%
41
-21
-34% -$308
ACW
1304
DELISTED
Accuride Corp
ACW
– –
-1,000
Closed -$4K
MOBI
1305
DELISTED
Sky-mobi Limited ADS
MOBI
– –
-500
Closed -$1.8K
AVG
1306
DELISTED
AVG Technologies N.V.
AVG
– –
-9,750
Closed -$265K
PGND
1307
DELISTED
PRESS GANEY HOLDINGS INC COM STK (DE)
PGND
– –
-5,000
Closed -$143K
QLGC
1308
DELISTED
QLOGIC CORP
QLGC
– –
-14,125
Closed -$200K
TUMI
1309
DELISTED
TUMI HLDGS INC COM
TUMI
– –
-375
Closed -$8K
EXAM
1310
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-1,250
Closed -$49K
CVC
1311
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-554
Closed -$15.1K
TXTR
1312
DELISTED
TEXTURA CORPORATION COM
TXTR
– –
-125
Closed -$3K
SSE
1313
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$0 ﹤0.01%
255
-5,250
-95% -$14.2K
MTSN
1314
DELISTED
MATTSON TECHNOLOGY INC
MTSN
– –
-1,000
Closed -$2.83K
GSIG
1315
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
– –
-500
Closed -$6.76K
JMG
1316
DELISTED
JOURNAL MEDIA GROUP INC COM
JMG
$0 ﹤0.01%
18
– –
TOR
1317
DELISTED
SUTOR TECHNOLOGY GROUP LIMITED COMMON STOCK NEW
TOR
– –
-400
Closed -$1K
PCP
1318
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-8
Closed -$2K
MEIL
1319
DELISTED
METHES ENERGIES INTL LTD
MEIL
– –
-100
Closed –
VIMC
1320
DELISTED
VIMICRO INTERNATIONAL CORP ADR (KY)
VIMC
– –
-500
Closed -$6K
PGN
1321
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
– –
-281
Closed –
PLNR
1322
DELISTED
PLANAR SYSTEMS INC
PLNR
– –
-24,808
Closed -$108K
SURG
1323
DELISTED
SYNERGETICS USA, INC.
SURG
– –
-33,900
Closed -$159K
LMNS
1324
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
– –
-192
Closed -$3K
HME
1325
DELISTED
HOME PROPERTIES, INC
HME
– –
-22
Closed -$2K
51 52
53
54 55

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GWA
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Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.