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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
+0.75%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$77.5M
AUM Growth
+$8.21M
Cap. Flow
+$11.7M
Cap. Flow %
15.04%
Top 10 Hldgs %
22.55%
Holding
1,403
New
611
Increased
231
Reduced
145
Closed
243

Top Buys

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$1.88M
2
PTX
Pernix Therapeutics Holdings, Inc.
PTX
+$1.13M
3
GE icon
GE Aerospace
GE
+$1.09M
4
VZ icon
Verizon
VZ
+$987K
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$965K

Top Sells

Rank Stock Value
1
AIG icon
American International
AIG
+$1.04M
2
MXL icon
MaxLinear
MXL
+$1.02M
3
NEWP
NEWPORT CORP
NEWP
+$798K
4
TFC icon
Truist Financial
TFC
+$791K
5
MCHX icon
Marchex
MCHX
+$790K

Sector Composition

Rank Sector Weight
1 Technology 15.19%
2 Healthcare 14.54%
3 Energy 9.38%
4 Industrials 8.25%
5 Real Estate 8.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRYS
1301
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– -$3K
TOF
1302
DELISTED
TOFUTTI BRANDS INC
TOF
– –
-15,250
Closed -$71K
SZMK
1303
DELISTED
SIZMEK INC COM STK (DE)
SZMK
– –
-250
Closed -$2K
SQNM
1304
DELISTED
SEQUENOM INC NEW
SQNM
– –
-3,000
Closed -$12K
EMMS
1305
DELISTED
Emmis Communications Corp
EMMS
– –
-359
Closed -$4K
NTI
1306
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-514
Closed -$14K
CRDC
1307
DELISTED
CARDICA INC COM NEW (DE)
CRDC
– –
-100
Closed -$1K
HERO
1308
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-3,500
Closed -$14K
TXTR
1309
DELISTED
TEXTURA CORPORATION COM
TXTR
– –
-250
Closed -$6K
AFOP
1310
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
– –
-6,250
Closed -$113K
BBEP
1311
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-1,000
Closed -$22K
SNDK
1312
DELISTED
SANDISK CORP
SNDK
– –
-1,062
Closed -$111K
POWR
1313
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
– –
-23,791
Closed -$44K
CRWN
1314
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
– –
-12,000
Closed -$36K
NEWP
1315
DELISTED
NEWPORT CORP
NEWP
– –
-25,800
Closed -$798K
TFM
1316
DELISTED
THE FRESH MARKET, INC COM STK
TFM
– –
-250
Closed -$8K
FREE
1317
DELISTED
FREESEAS INC SHS NEW APR 2016 (MHL)
FREE
– –
0
– –
ATML
1318
DELISTED
ATMEL CORP
ATML
– –
-500
Closed -$5K
AFFX
1319
DELISTED
Affymetrix Inc
AFFX
– –
-500
Closed -$4K
RLD
1320
DELISTED
REALD INC COM STK
RLD
– –
-500
Closed -$6K
LOJN
1321
DELISTED
LO JACK CORP
LOJN
– –
-33,800
Closed -$184K
NBBC
1322
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
– –
-2,700
Closed -$22K
CTCT
1323
DELISTED
CONSTANT CONTACT, INC COM
CTCT
– –
-250
Closed -$8K
ROYL
1324
DELISTED
ROYALE ENERGY INC
ROYL
– –
-2,000
Closed –
PVA
1325
DELISTED
PENN VIRGINIA CORP
PVA
– –
-250
Closed -$4K
51 52
53
54 55

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GWA
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Thompson Davis & Co's Q3 2014 Portfolio in Review

As of Q3 2014, Thompson Davis & Co held 1,403 positions worth $77.5M, up 12% from $69.3M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Thompson Davis & Co deployed $11.7M of net new capital in Q3 2014, opening 611 new positions and adding to 231 existing holdings. Its largest new stake was Skyworks Solutions: 17,657 shares worth $1.02M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was American International, an estimated $1.04M trimmed.

  • Thompson Davis & Co's largest Q3 2014 buy was Skyworks Solutions: 17,657 shares worth $1.02M.
  • Thompson Davis & Co added most to iShares Micro-Cap ETF in Q3 2014, an estimated $1.88M increase.
  • Thompson Davis & Co's biggest Q3 2014 reduction was American International, cutting an estimated $1.04M.
  • Thompson Davis & Co fully exited MaxLinear in Q3 2014, selling an estimated $1.02M.
  • Thompson Davis & Co's ten largest holdings make up 23% of its $77.5M portfolio in Q3 2014.
  • Thompson Davis & Co opened 611 new positions and closed 243 in Q3 2014.
  • Thompson Davis & Co's portfolio value rose 12% quarter-over-quarter to $77.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2014, filed 4 Nov 2014.