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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMPV
1276
DELISTED
Imperva, Inc.
IMPV
– –
-125
Closed -$8K
XOXO
1277
DELISTED
Xo Group Inc
XOXO
– –
-250
Closed -$4K
KERX
1278
DELISTED
Keryx Biopharmaceuticals Inc
KERX
– –
-139
Closed -$931
AET
1279
DELISTED
Aetna Inc
AET
– –
-975
Closed -$124K
PHH
1280
DELISTED
PHH Corporation
PHH
$0 ﹤0.01%
5
– –
XCRA
1281
DELISTED
Xcerra Corporation
XCRA
– –
-100
Closed -$1K
BWP
1282
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-1,500
Closed -$22K
CGNT
1283
DELISTED
Cogentix Medical, Inc.
CGNT
– –
-1,005
Closed -$2K
IXYS
1284
DELISTED
IXYS Corp
IXYS
– –
-5,250
Closed -$80K
RLOG
1285
DELISTED
Rand Logistics, Inc.
RLOG
– –
-105
Closed –
BRCD
1286
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-125
Closed -$1K
CNXR
1287
DELISTED
Connecture, Inc.
CNXR
– –
-250
Closed -$3K
MXPT
1288
DELISTED
MaxPoint Interactive, Inc.
MXPT
– –
-3,325
Closed -$107K
PRXL
1289
DELISTED
Parexel International Corp
PRXL
– –
-24
Closed -$2K
MACK
1290
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-1,271
Closed -$124K
DD
1291
DELISTED
Du Pont De Nemours E I
DD
– –
-2,203
Closed -$134K
COVS
1292
DELISTED
Covisint Corporation
COVS
– –
-869
Closed -$3K
ELOS
1293
DELISTED
Syneron Medical Ltd
ELOS
– –
-250
Closed -$3K
MJN
1294
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-387
Closed -$35K
INVT
1295
DELISTED
Inventergy Global, Inc.
INVT
$0 ﹤0.01%
10
– –
JNS
1296
DELISTED
Janus Capital Group Inc
JNS
– –
-5,010
Closed -$86K
INVN
1297
DELISTED
Invensense Inc
INVN
– –
-288
Closed -$4K
NMBL
1298
DELISTED
Nimble Storage, Inc.
NMBL
– –
-1,000
Closed -$28K
BEAV
1299
DELISTED
B/E Aerospace Inc
BEAV
– –
-73
Closed -$4K
CYNO
1300
DELISTED
Cynosure, Inc. Class A
CYNO
– –
-375
Closed -$14K
50 51
52
53 54

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MPW
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GWA
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RPA
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Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.