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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDUS
1251
DELISTED
Radius Health, Inc.
RDUS
– –
-575
Closed -$39K
OBCI
1252
DELISTED
Ocean Bio-Chem Inc
OBCI
– –
-19,998
Closed -$71K
LEJU
1253
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
$0 ﹤0.01%
2
– –
ADXS
1254
DELISTED
Advaxis Inc
ADXS
– –
-8
Closed -$3K
DSPG
1255
DELISTED
DSP Group Inc
DSPG
– –
-750
Closed -$8K
ALTA
1256
DELISTED
Altabancorp
ALTA
– –
-3,000
Closed -$51K
WRI
1257
DELISTED
Weingarten Realty Investors
WRI
– –
-66
Closed -$2K
GLOG
1258
DELISTED
GASLOG LTD
GLOG
– –
-8,125
Closed -$162K
ZAGG
1259
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
– –
-1,000
Closed -$8K
EIGI
1260
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-125
Closed -$3K
FIT
1261
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-2,975
Closed -$114K
GV
1262
DELISTED
Goldfield Corporation
GV
– –
-8,500
Closed -$14K
WMGI
1263
DELISTED
Wright Medical Group Inc
WMGI
– –
-16
Closed –
MNK
1264
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-927
Closed -$109K
ETFC
1265
DELISTED
E*Trade Financial Corporation
ETFC
– –
-3,070
Closed -$92K
DZSI
1266
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
1
– –
SES
1267
DELISTED
Synthesis Energy Systems Inc.
SES
– –
-16
Closed -$1K
GNMX
1268
DELISTED
Aevi Genomic Medicine Inc
GNMX
– –
-250
Closed -$2K
JASN
1269
DELISTED
Jason Industries, Inc.
JASN
– –
-1,100
Closed -$7K
UPL
1270
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$0 ﹤0.01%
75
– –
FRSH
1271
DELISTED
Papa Murphy's Holdings, Inc
FRSH
– –
-1,000
Closed -$21K
HZNP
1272
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-250
Closed -$9K
ACET
1273
DELISTED
Aceto Corp
ACET
– –
-125
Closed -$3K
NTRI
1274
DELISTED
NutriSystem, Inc.
NTRI
– –
-125
Closed -$3K
BOJA
1275
DELISTED
Bojangles', Inc. Common Stock
BOJA
– –
-11,028
Closed -$263K
49 50
51
52 53

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MPW
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GWA
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RPA
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Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.