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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRNT
1226
DELISTED
Verint Systems
VRNT
– –
-196
Closed -$6K
VUZI icon
1227
Vuzix
VUZI
$190M
– –
-5,732
Closed -$34K
VVX icon
1228
V2X
VVX
$2.62B
$0 ﹤0.01%
6
– –
WEN icon
1229
Wendy's
WEN
$1.33B
– –
-97
Closed -$1K
WHR icon
1230
Whirlpool
WHR
$2.42B
– –
-34
Closed -$6K
WM icon
1231
Waste Management
WM
$95.9B
– –
-104
Closed -$5K
WOLF icon
1232
Wolfspeed
WOLF
$1.2B
– –
-292
Closed -$8K
XLV icon
1233
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
– –
-400
Closed -$30K
XOMA
1234
DELISTED
Xoma
XOMA
– –
-250
Closed -$19K
YELP icon
1235
Yelp
YELP
$1.38B
– –
-375
Closed -$16K
YHGJ icon
1236
Yunhong Green CTI Ltd
YHGJ
$7.25M
– –
-14
Closed –
ZBH icon
1237
Zimmer Biomet
ZBH
$17.7B
– –
-110
Closed -$12K
ZBRA icon
1238
Zebra Technologies
ZBRA
$12.4B
– –
-1,500
Closed -$167K
TEN
1239
Tsakos Energy Navigation Ltd
TEN
$1.19B
– –
-200
Closed -$10K
GPUS
1240
Hyperscale Data Inc
GPUS
$57.8M
– –
0
– -$4K
PVLA
1241
Palvella Therapeutics
PVLA
$1.98B
– –
-281
Closed -$62K
PFIE
1242
DELISTED
Profire Energy, Inc
PFIE
$0 ﹤0.01%
36
– –
SAVE
1243
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-205
Closed -$13K
DXYN
1244
DELISTED
Dixie Group Inc
DXYN
– –
-12,700
Closed -$133K
CTHR
1245
DELISTED
Charles & Colvard Ltd
CTHR
– –
-730
Closed -$11K
SIEN
1246
DELISTED
Sientra, Inc.
SIEN
– –
-25
Closed -$6K
TA
1247
DELISTED
TravelCenters of America LLC
TA
– –
-3,470
Closed -$258K
CSII
1248
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-1,750
Closed -$46K
SMIT
1249
DELISTED
Schmitt Industries Inc
SMIT
– –
-100
Closed –
USAK
1250
DELISTED
USA Truck Inc
USAK
– –
-250
Closed -$5K
48 49
50
51 52

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PCMNC
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LA
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MPW
Magnolia Private Wealth Philadelphia, Pennsylvania $150M AUM 18.29% 1-Year Est. Return
GWA
Genesis Wealth Advisors Braintree, Massachusetts $150M AUM 15.35% 1-Year Est. Return
GA
Gordian Advisors Tucson, Arizona $150M AUM 15.35% 1-Year Est. Return
RPA
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E
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Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.